0001445866-20-001047.txt : 20200727
0001445866-20-001047.hdr.sgml : 20200727
20200727133433
ACCESSION NUMBER: 0001445866-20-001047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200717
FILED AS OF DATE: 20200727
DATE AS OF CHANGE: 20200727
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cook John L
CENTRAL INDEX KEY: 0001593993
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 201049977
MAIL ADDRESS:
STREET 1: 2424 SUMMER OAK CIRCLE
CITY: SANDY
STATE: UT
ZIP: 84092
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-07-17
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001593993
Cook John L
2424 EAST SUMMER OAK CIRCLE
SANDY
UT
84092
1
0
0
0
Director Stock Option (right to buy)
3.3000
2013-12-06
4
A
0
6982.0000
3.3000
A
2014-03-06
2023-12-06
Class A Common Stock
6982.0000
6982.0000
D
Director Stock Option (right to buy)
3.3000
2013-12-07
4
A
0
1443.0000
3.3000
A
2014-03-07
2023-12-07
Class A Common Stock
1443.0000
1443.0000
D
Director Stock Option (right to buy)
3.6100
2014-12-05
4
A
0
6869.0000
3.6100
A
2015-03-05
2024-12-05
Class A Common Stock
6869.0000
6869.0000
D
Director Stock Option (right to buy)
3.6100
2014-12-07
4
A
0
1375.0000
3.6100
A
2015-03-07
2024-12-07
Class A Common Stock
1375.0000
1375.0000
D
Director Stock Option (right to buy)
5.0700
2015-12-04
4
A
0
6542.0000
5.0700
A
2016-03-04
2025-12-04
Class A Common Stock
6542.0000
6542.0000
D
Director Stock Option (right to buy)
5.0700
2015-12-07
4
A
0
1309.0000
5.0700
A
2016-03-07
2025-12-07
Class A Common Stock
1309.0000
1309.0000
D
Director Stock Option (right to buy)
5.5900
2016-12-02
4
A
0
6230.0000
5.5900
A
2017-03-02
2026-12-02
Class A Common Stock
6230.0000
6230.0000
D
Director Stock Option (right to buy)
5.8500
2016-12-07
4
A
0
1246.0000
5.8500
A
2017-03-07
2026-12-07
Class A Common Stock
1246.0000
1246.0000
D
Director Stock Option (right to buy)
4.2200
2017-12-01
4
A
0
1187.0000
4.2200
A
2018-03-01
2027-12-01
Class A Common Stock
1187.0000
1187.0000
D
Director Stock Option (right to buy)
4.8600
2018-11-30
4
A
0
5651.0000
4.8600
A
2019-02-28
2028-11-30
Class A Common Stock
5651.0000
5651.0000
D
Director Stock Option (right to buy)
4.8600
2018-11-30
4
A
0
1131.0000
4.8600
A
2019-02-28
2028-11-30
Class A Common Stock
1131.0000
1131.0000
D
Director Stock Option (right to buy)
5.0600
2019-12-06
4
A
0
5381.0000
5.0600
A
2020-03-06
2029-12-06
Class A Common Stock
5381.0000
5381.0000
D
Director Stock Option (right to buy)
5.0600
2019-12-06
4
A
0
1076.0000
5.0600
A
2020-03-06
2029-12-06
Class A Common Stock
1076.0000
1076.0000
D
Director Stock Option (right to buy)
3.6700
2020-03-27
4
A
0
2563.0000
3.6700
A
2020-06-27
2030-03-27
Class A Common Stock
2563.0000
2563.0000
D
Director Stock Option (right to buy)
3.6700
2020-03-27
4
A
0
3588.0000
3.6700
A
2020-06-27
2030-03-27
Class A Common Stock
3588.0000
3588.0000
D
This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the Amended and Restated 2014 Director Stock Option Plan (the "2014 Director Stock Option Plan") at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock options paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock options paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on November 30, 2018 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on November 30, 2018 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2019, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2019, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.
/s/ John L Cook
2020-07-22