0001445866-20-000840.txt : 20200611
0001445866-20-000840.hdr.sgml : 20200611
20200611183114
ACCESSION NUMBER: 0001445866-20-000840
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200609
FILED AS OF DATE: 20200611
DATE AS OF CHANGE: 20200611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOODY H. CRAIG
CENTRAL INDEX KEY: 0001298129
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 20958322
MAIL ADDRESS:
STREET 1: 11892 SOUTH BROOKGLEN DRIVE
CITY: SANDY
STATE: UT
ZIP: 84092
FORMER NAME:
FORMER CONFORMED NAME: Moody Howard Craig
DATE OF NAME CHANGE: 20040722
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-06-09
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001298129
MOODY H. CRAIG
11892 SOUTH BROOKGLEN DRIVE
SANDY
UT
84092
1
0
0
0
Class A Common Stock
2020-06-09
4
S
0
3500.0000
7.4628
D
31110.0000
D
Class A Common Stock
2020-06-11
4
G
0
3500.0000
7.0300
D
27610.0000
D
Director Stock Option (right to buy)
0.8300
2011-12-02
4
A
0
7757.0000
0.8300
A
2012-03-02
2021-12-02
Class A Common Stock
7757.0000
7757.0000
D
Director Stock Option (right to buy)
0.8300
2011-12-07
4
A
0
1552.0000
0.8300
A
2012-03-07
2021-12-07
Class A Common Stock
1552.0000
1552.0000
D
Director Stock Option (right to buy)
1.0400
2012-04-13
4
A
0
7388.0000
1.0400
A
2012-07-13
2022-04-13
Class A Common Stock
7388.0000
7388.0000
D
Director Stock Option (right to buy)
4.9300
2012-12-07
4
A
0
1478.0000
4.9300
A
2013-03-07
2022-12-07
Class A Common Stock
1478.0000
1478.0000
D
Director Stock Option (right to buy)
3.3800
2013-12-06
4
A
0
6812.0000
3.3800
A
2014-03-06
2023-12-06
Class A Common Stock
6812.0000
6812.0000
D
Director Stock Option (right to buy)
3.3800
2013-12-07
4
A
0
1408.0000
3.3800
A
2014-03-07
2023-12-07
Class A Common Stock
1408.0000
1408.0000
D
Director Stock Option (right to buy)
3.7000
2014-12-05
4
A
0
6701.0000
3.7000
A
2015-03-05
2024-12-05
Class A Common Stock
6701.0000
6701.0000
D
Director Stock Option (right to buy)
3.7000
2014-12-07
4
A
0
1341.0000
3.7000
A
2015-03-07
2024-12-07
Class A Common Stock
1341.0000
1341.0000
D
Director Stock Option (right to buy)
5.2000
2015-12-04
4
A
0
6382.0000
5.2000
A
2016-03-04
2025-12-04
Class A Common Stock
6382.0000
6382.0000
D
Director Stock Option (right to buy)
5.2000
2015-12-07
4
A
0
1277.0000
5.2000
A
2016-03-07
2025-12-07
Class A Common Stock
1277.0000
1277.0000
D
Director Stock Option (right to buy)
5.7300
2016-12-02
4
A
0
6078.0000
5.7300
A
2017-03-02
2026-12-02
Class A Common Stock
6078.0000
6078.0000
D
Director Stock Option (right to buy)
5.7300
2016-12-07
4
A
0
1216.0000
5.7300
A
2017-03-07
2026-12-07
Class A Common Stock
1216.0000
1216.0000
D
Director Stock Option (right to buy)
4.3300
2017-12-01
4
A
0
1158.0000
4.3300
A
2018-03-01
2027-12-01
Class A Common Stock
1158.0000
1158.0000
D
Director Stock Option (right to buy)
4.9800
2018-11-30
4
A
0
5513.0000
4.9800
A
2019-02-28
2028-11-30
Class A Common Stock
5513.0000
5513.0000
D
Director Stock Option (right to buy)
4.9900
2018-11-30
4
A
0
1103.0000
4.9900
A
2019-02-28
2028-11-30
Class A Common Stock
1103.0000
1103.0000
D
Director Stock Option (right to buy)
5.1900
2019-12-06
4
A
0
5250.0000
5.1900
A
2020-03-06
2029-12-06
Class A Common Stock
5250.0000
5250.0000
D
Director Stock Option (right to buy)
5.1900
2019-12-06
4
A
0
1050.0000
5.1900
A
2020-03-06
2029-12-06
Class A Common Stock
1050.0000
1050.0000
D
Director Stock Option (right to buy)
3.7600
2020-03-27
4
A
0
2500.0000
3.7600
A
2020-06-27
2030-03-27
Class A Common Stock
2500.0000
2500.0000
D
Director Stock Option (right to buy)
3.7600
2020-03-27
4
A
0
3500.0000
3.7600
A
2020-06-27
2030-03-27
Class A Common Stock
3500.0000
3500.0000
D
This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on November 30, 2018 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020.
This option was granted on November 30, 2018 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020.
This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.
This option was granted on December 6, 2019 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.
This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.
This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.
/s/ H. Craig Moody
2020-06-11