0001445866-20-000840.txt : 20200611 0001445866-20-000840.hdr.sgml : 20200611 20200611183114 ACCESSION NUMBER: 0001445866-20-000840 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200609 FILED AS OF DATE: 20200611 DATE AS OF CHANGE: 20200611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOODY H. CRAIG CENTRAL INDEX KEY: 0001298129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 20958322 MAIL ADDRESS: STREET 1: 11892 SOUTH BROOKGLEN DRIVE CITY: SANDY STATE: UT ZIP: 84092 FORMER NAME: FORMER CONFORMED NAME: Moody Howard Craig DATE OF NAME CHANGE: 20040722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-06-09 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001298129 MOODY H. CRAIG 11892 SOUTH BROOKGLEN DRIVE SANDY UT 84092 1 0 0 0 Class A Common Stock 2020-06-09 4 S 0 3500.0000 7.4628 D 31110.0000 D Class A Common Stock 2020-06-11 4 G 0 3500.0000 7.0300 D 27610.0000 D Director Stock Option (right to buy) 0.8300 2011-12-02 4 A 0 7757.0000 0.8300 A 2012-03-02 2021-12-02 Class A Common Stock 7757.0000 7757.0000 D Director Stock Option (right to buy) 0.8300 2011-12-07 4 A 0 1552.0000 0.8300 A 2012-03-07 2021-12-07 Class A Common Stock 1552.0000 1552.0000 D Director Stock Option (right to buy) 1.0400 2012-04-13 4 A 0 7388.0000 1.0400 A 2012-07-13 2022-04-13 Class A Common Stock 7388.0000 7388.0000 D Director Stock Option (right to buy) 4.9300 2012-12-07 4 A 0 1478.0000 4.9300 A 2013-03-07 2022-12-07 Class A Common Stock 1478.0000 1478.0000 D Director Stock Option (right to buy) 3.3800 2013-12-06 4 A 0 6812.0000 3.3800 A 2014-03-06 2023-12-06 Class A Common Stock 6812.0000 6812.0000 D Director Stock Option (right to buy) 3.3800 2013-12-07 4 A 0 1408.0000 3.3800 A 2014-03-07 2023-12-07 Class A Common Stock 1408.0000 1408.0000 D Director Stock Option (right to buy) 3.7000 2014-12-05 4 A 0 6701.0000 3.7000 A 2015-03-05 2024-12-05 Class A Common Stock 6701.0000 6701.0000 D Director Stock Option (right to buy) 3.7000 2014-12-07 4 A 0 1341.0000 3.7000 A 2015-03-07 2024-12-07 Class A Common Stock 1341.0000 1341.0000 D Director Stock Option (right to buy) 5.2000 2015-12-04 4 A 0 6382.0000 5.2000 A 2016-03-04 2025-12-04 Class A Common Stock 6382.0000 6382.0000 D Director Stock Option (right to buy) 5.2000 2015-12-07 4 A 0 1277.0000 5.2000 A 2016-03-07 2025-12-07 Class A Common Stock 1277.0000 1277.0000 D Director Stock Option (right to buy) 5.7300 2016-12-02 4 A 0 6078.0000 5.7300 A 2017-03-02 2026-12-02 Class A Common Stock 6078.0000 6078.0000 D Director Stock Option (right to buy) 5.7300 2016-12-07 4 A 0 1216.0000 5.7300 A 2017-03-07 2026-12-07 Class A Common Stock 1216.0000 1216.0000 D Director Stock Option (right to buy) 4.3300 2017-12-01 4 A 0 1158.0000 4.3300 A 2018-03-01 2027-12-01 Class A Common Stock 1158.0000 1158.0000 D Director Stock Option (right to buy) 4.9800 2018-11-30 4 A 0 5513.0000 4.9800 A 2019-02-28 2028-11-30 Class A Common Stock 5513.0000 5513.0000 D Director Stock Option (right to buy) 4.9900 2018-11-30 4 A 0 1103.0000 4.9900 A 2019-02-28 2028-11-30 Class A Common Stock 1103.0000 1103.0000 D Director Stock Option (right to buy) 5.1900 2019-12-06 4 A 0 5250.0000 5.1900 A 2020-03-06 2029-12-06 Class A Common Stock 5250.0000 5250.0000 D Director Stock Option (right to buy) 5.1900 2019-12-06 4 A 0 1050.0000 5.1900 A 2020-03-06 2029-12-06 Class A Common Stock 1050.0000 1050.0000 D Director Stock Option (right to buy) 3.7600 2020-03-27 4 A 0 2500.0000 3.7600 A 2020-06-27 2030-03-27 Class A Common Stock 2500.0000 2500.0000 D Director Stock Option (right to buy) 3.7600 2020-03-27 4 A 0 3500.0000 3.7600 A 2020-06-27 2030-03-27 Class A Common Stock 3500.0000 3500.0000 D This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on November 30, 2018 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020. This option was granted on November 30, 2018 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020. This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested. This option was granted on December 6, 2019 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested. This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested. This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested. /s/ H. Craig Moody 2020-06-11