0001445866-20-000834.txt : 20200610
0001445866-20-000834.hdr.sgml : 20200610
20200610120733
ACCESSION NUMBER: 0001445866-20-000834
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200327
FILED AS OF DATE: 20200610
DATE AS OF CHANGE: 20200610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Stephen Charles
CENTRAL INDEX KEY: 0001661597
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 20954126
MAIL ADDRESS:
STREET 1: 886 SOUTH ROUECHE LANE
CITY: KAYSVILLE
STATE: UT
ZIP: 84037
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-03-27
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
snfca
0001661597
Johnson Stephen Charles
886 SOUTH ROUECHE LANE
KAYSVILLE
UT
84037
0
1
0
0
VP - Mortgage Operations
Class A Common Stock
2020-02-07
5
J
0
E
170
5.66
A
3561
D
Employee Stock Option (right to buy)
1.04
2012-04-13
4
A
0
4432
1.04
A
2012-07-13
2022-04-13
Class A Common Stock
4432
4432
D
Employee Stock Option (right to buy)
3.38
2013-12-06
4
A
0
4221
3.38
A
2014-03-06
2023-12-06
Class A Common Stock
4221
4221
D
Employee Stock Option (right to buy)
3.17
2014-07-02
4
A
0
4021
3.17
A
2014-10-02
2024-07-02
Class A Common Stock
4021
4021
D
Employee Stock Option (right to buy)
3.7
2014-12-05
4
A
0
8041
3.7
A
2015-03-05
2024-12-05
Class A Common Stock
8041
8041
D
Employee Stock Option (right to buy)
5.2
2015-12-04
4
A
0
12763
5.2
A
2016-03-04
2025-12-04
Class A Common Stock
12763
12763
D
Employee Stock Option (right to buy)
5.73
2016-12-02
4
A
0
6079
5.73
A
2017-03-02
2026-12-02
Class A Common Stock
6079
6079
D
Employee Stock Option (right to buy)
4.33
2017-12-01
4
A
0
11576
4.33
A
2018-03-01
2027-12-01
Class A Common Stock
11576
11576
D
Employee Stock Option (right to buy)
5.19
2019-12-06
4
A
0
10500
5.19
A
2019-03-01
2029-12-06
Class A Common Stock
10500
10500
D
Employee Stock Option (right to buy)
3.76
2020-03-27
4
A
0
10000
3.76
A
2020-06-27
2030-03-27
Class A Common Stock
10000
10000
D
Received pursuant to a stock dividend paid on February 7, 2020.
Owned through a trust by the reporting person and his wife. Does not include 28,125 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, the Employee Stock Ownership Plan (ESOP), and the Non-Qualified Deferred Compensation Plan.
This option was granted on April 13, 2012 as an option for 3,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 6, 2013 as an option for 3,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (the "2013 Stock Option Plan") to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on July 2, 2014 as an option for 3,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 5, 2014 as an option for 6,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 4, 2015 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 1, 2017 as an option for 10,000 shares of Class A Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions in the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 6, 2019 as an option for 10,000 shares of Class A Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution provisions in the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2020. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.
This option was granted on March 27, 2020 as an option for 10,000 shares of Class A Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.
/s/ Stephen C. Johnson
2020-06-08