0001445866-20-000830.txt : 20200609
0001445866-20-000830.hdr.sgml : 20200609
20200609152752
ACCESSION NUMBER: 0001445866-20-000830
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200327
FILED AS OF DATE: 20200609
DATE AS OF CHANGE: 20200609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sill Garrett S.
CENTRAL INDEX KEY: 0001568673
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 20951720
MAIL ADDRESS:
STREET 1: 2463 SOUTH 1375 WEST
CITY: SYRACUSE
STATE: UT
ZIP: 84075
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2020-03-27
2020-06-09
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
snfca
0001568673
Sill Garrett S.
2463 SOUTH 1375 WEST
SYRACUSE
UT
84075
0
1
0
0
CFO and Treasurer
Class A Common Stock
2020-02-07
5
J
0
E
2013
5.66
A
42271
D
Employee Stock Option (right to buy)
3.38
2013-12-06
4
A
0
5629
3.38
A
2014-03-06
2023-12-06
Class A Common Stock
5629
5629
D
Employee Stock Option (right to buy)
3.17
2014-07-02
4
A
0
5361
3.17
A
2014-10-02
2024-07-02
Class A Common Stock
5361
5361
D
Employee Stock Option (right to buy)
3.7
2014-12-05
4
A
0
10721
3.7
A
2015-03-05
2024-12-05
Class A Common Stock
10721
10721
D
Employee Stock Option (right to buy)
5.2
2015-12-04
4
A
0
12763
5.2
A
2016-03-04
2025-12-04
Class A Common Stock
12763
12763
D
Employee Stock Option (right to buy)
5.73
2016-12-02
4
A
0
12155
5.73
A
2017-03-02
2026-12-02
Class A Common Stock
12155
12155
D
Employee Stock Option (right to buy)
4.33
2017-12-01
4
A
0
17365
4.33
A
2018-03-01
2027-12-01
Class C Common Stock
17365
17365
D
Employee Stock Option (right to buy)
4.98
2018-11-30
4
A
0
22050
4.98
A
2019-02-28
2028-11-30
Class C Common Stock
22050
22050
D
Employee Stock Option (right to buy)
5.19
2019-12-06
4
A
0
26250
5.19
A
2020-03-06
2029-12-06
Class C Common Stock
26250
26250
D
Employee Stock Option (right to buy)
3.76
2020-03-27
4
A
0
25000
3.76
A
2020-06-27
2030-03-27
Class C Common Stock
25000
25000
D
Received pursuant to a stock dividend paid on February 7, 2020.
Does not include 30,505 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, the Employee Stock Ownership Plan (ESOP), and the Company's Non-Qualified Deferred Compensation Plan.
This option was granted on December 6, 2013 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (the "2013 Stock Option Plan") to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on July 2, 2014 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 5, 2014 as an option for 8,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 4, 2015 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 2, 2016 as an option for 10,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 1, 2017 as an option for either 15,000 shares of Class A Common Stock at an exercise price of $5.05 per share or 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on November 30, 2018 as an option for either 20,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020.
This option was granted on December 6, 2019 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $5.46 per share or 25,000 shares of Class C Common Stock at an exercise price of $5.46 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. This option vests in four equal quarterly installments of Class C Common Stock, beginning on March 6, 2020, until such shares are fully vested.
This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested.
/s/ Garrett S. Sill
2020-06-08