0001445866-20-000830.txt : 20200609 0001445866-20-000830.hdr.sgml : 20200609 20200609152752 ACCESSION NUMBER: 0001445866-20-000830 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200327 FILED AS OF DATE: 20200609 DATE AS OF CHANGE: 20200609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sill Garrett S. CENTRAL INDEX KEY: 0001568673 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 20951720 MAIL ADDRESS: STREET 1: 2463 SOUTH 1375 WEST CITY: SYRACUSE STATE: UT ZIP: 84075 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2020-03-27 2020-06-09 0 0000318673 SECURITY NATIONAL FINANCIAL CORP snfca 0001568673 Sill Garrett S. 2463 SOUTH 1375 WEST SYRACUSE UT 84075 0 1 0 0 CFO and Treasurer Class A Common Stock 2020-02-07 5 J 0 E 2013 5.66 A 42271 D Employee Stock Option (right to buy) 3.38 2013-12-06 4 A 0 5629 3.38 A 2014-03-06 2023-12-06 Class A Common Stock 5629 5629 D Employee Stock Option (right to buy) 3.17 2014-07-02 4 A 0 5361 3.17 A 2014-10-02 2024-07-02 Class A Common Stock 5361 5361 D Employee Stock Option (right to buy) 3.7 2014-12-05 4 A 0 10721 3.7 A 2015-03-05 2024-12-05 Class A Common Stock 10721 10721 D Employee Stock Option (right to buy) 5.2 2015-12-04 4 A 0 12763 5.2 A 2016-03-04 2025-12-04 Class A Common Stock 12763 12763 D Employee Stock Option (right to buy) 5.73 2016-12-02 4 A 0 12155 5.73 A 2017-03-02 2026-12-02 Class A Common Stock 12155 12155 D Employee Stock Option (right to buy) 4.33 2017-12-01 4 A 0 17365 4.33 A 2018-03-01 2027-12-01 Class C Common Stock 17365 17365 D Employee Stock Option (right to buy) 4.98 2018-11-30 4 A 0 22050 4.98 A 2019-02-28 2028-11-30 Class C Common Stock 22050 22050 D Employee Stock Option (right to buy) 5.19 2019-12-06 4 A 0 26250 5.19 A 2020-03-06 2029-12-06 Class C Common Stock 26250 26250 D Employee Stock Option (right to buy) 3.76 2020-03-27 4 A 0 25000 3.76 A 2020-06-27 2030-03-27 Class C Common Stock 25000 25000 D Received pursuant to a stock dividend paid on February 7, 2020. Does not include 30,505 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, the Employee Stock Ownership Plan (ESOP), and the Company's Non-Qualified Deferred Compensation Plan. This option was granted on December 6, 2013 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (the "2013 Stock Option Plan") to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on July 2, 2014 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 5, 2014 as an option for 8,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 4, 2015 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 2, 2016 as an option for 10,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 1, 2017 as an option for either 15,000 shares of Class A Common Stock at an exercise price of $5.05 per share or 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on November 30, 2018 as an option for either 20,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020. This option was granted on December 6, 2019 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $5.46 per share or 25,000 shares of Class C Common Stock at an exercise price of $5.46 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. This option vests in four equal quarterly installments of Class C Common Stock, beginning on March 6, 2020, until such shares are fully vested. This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested. /s/ Garrett S. Sill 2020-06-08