0001096906-24-001482.txt : 20240703 0001096906-24-001482.hdr.sgml : 20240703 20240703153836 ACCESSION NUMBER: 0001096906-24-001482 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240703 FILED AS OF DATE: 20240703 DATE AS OF CHANGE: 20240703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sill Garrett S. CENTRAL INDEX KEY: 0001568673 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 241099885 MAIL ADDRESS: STREET 1: 2463 SOUTH 1375 WEST CITY: SYRACUSE STATE: UT ZIP: 84075 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-07-03 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001568673 Sill Garrett S. 2463 SOUTH 1375 WEST SYRACUSE UT 84075 0 1 0 0 Chief Financial Officer 0 Class A Common Stock 2024-07-03 2024-07-03 4 M 0 7858.0000 8.1100 A 59282.0000 D Employee Stock Option (right to buy) 3.1000 2014-12-05 4 A 0 12721.0000 3.1000 D 2015-03-05 2024-12-05 Class A Common Stock 12721.0000 0.0000 D Employee Stock Option (right to buy) 3.6200 2017-12-01 4 A 0 20604.0000 3.6200 A 2018-03-01 2027-12-01 Class C Common Stock 20604.0000 20604.0000 D Employee Stock Option (right to buy) 4.1700 2018-11-30 4 A 0 26164.0000 4.1700 A 2019-02-28 2028-11-30 Class C Common Stock 26164.0000 46768.0000 D Employee Stock Option (right to buy) 4.3400 2019-12-06 4 A 0 31147.0000 4.3400 A 2020-03-06 2029-12-06 Class C Common Stock 31147.0000 77915.0000 D Employee Stock Option (right to buy) 3.1500 2020-03-27 4 A 0 29664.0000 3.1500 A 2020-06-27 2030-03-27 Class C Common Stock 29664.0000 107579.0000 D Employee Stock Option (right to buy) 7.7800 2021-12-03 4 A 0 33075.0000 7.7800 A 2022-03-03 2031-12-03 Class C Common Stock 33075.0000 140654.0000 D Employee Stock Option (right to buy) 6.1600 2022-12-02 4 A 0 36750.0000 6.1600 A 2023-03-02 2032-12-02 Class C Common Stock 36750.0000 177404.0000 D Employee Stock Option (right to buy) 7.9900 2023-12-01 4 A 0 40000.0000 7.9900 A 2024-03-01 2033-12-01 Class C Common Stock 40000.0000 217404.0000 D This option was granted on December 5, 2014 as an option for 8,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. This option was granted on December 1, 2017 as an option for either 15,000 shares of Class A Common Stock or 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share. This option reflects the reporting person's election to have an option for 15,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. This option was granted on November 30, 2018 as an option for either 20,000 shares of Class A Common Stock or 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. This option was granted on December 6, 2019 as an option for either 25,000 shares of Class A Common Stock or 25,000 shares of Class C Common Stock at an exercise price of $5.46 per share. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08,2022 and July 14, 2023. This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16,2021, July 08, 2022 and July 14, 2023. This option was granted on December 02, 2022 as an option for either 35,000 shares of Class A Common Stock or 35,000 shares of Class C Common Stock at an exercise price of $6.48 per share. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 14, 2023. This option was granted on December 3, 2021 as an option for either 30,000 shares of Class A Common Stock or 30,000 shares of Class C Common Stock at an exercise price of $8.62 per share. This option reflects the reporting person's election to have an option for 30,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 08, 2022 and July 14, 2023. This option was granted on December 01, 2023 as an option for either 40,000 shares of Class A Common Stock or 40,000 shares of Class C Common Stock at an exercise price of $7.99 per share. This option reflects the reporting person's election to have an option for 40,000 Class C Common Stock. The options vest in four equal quarterly installments, beginning on March 01, 2024. Does not include 34,608 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan. /s/ Garrett S. Sill 2024-07-03