0001096906-23-002411.txt : 20231220 0001096906-23-002411.hdr.sgml : 20231220 20231220125040 ACCESSION NUMBER: 0001096906-23-002411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231201 FILED AS OF DATE: 20231220 DATE AS OF CHANGE: 20231220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quist Adam George CENTRAL INDEX KEY: 0001740330 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 231500595 MAIL ADDRESS: STREET 1: 4057 SOUTH OLIVIA VIEW LANE CITY: SALT LAKE CITY STATE: UT ZIP: 84107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-12-01 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001740330 Quist Adam George 1609 WEST PRESERVE COURT BLUFFDALE UT 84065 1 1 0 0 Vice President/General Counsel 0 Employee Stock Option (right to buy) 4.3500 2015-12-04 4 A 0 4543.0000 4.3500 A 2016-03-04 2024-12-04 Class A Common Stock 4543.0000 4543.0000 D Employee Stock Option (right to buy) 4.7900 2016-12-02 4 A 0 14423.0000 4.7900 A 2017-03-02 2026-12-02 Class A Common Stock 14423.0000 18966.0000 D Employee Stock Option (right to buy) 3.6200 2017-12-01 4 A 0 20604.0000 3.6200 A 2018-03-01 2027-12-01 Class A Common Stock 20604.0000 39570.0000 D Employee Stock Option (right to buy) 4.1700 2018-11-30 4 A 0 26164.0000 4.1700 A 2019-02-28 2028-11-30 Class A Common Stock 26164.0000 65734.0000 D Employee Stock Option (right to buy) 4.3400 2019-12-06 4 A 0 43607.0000 4.3400 A 2020-03-06 2029-12-06 Class A Common Stock 43607.0000 109341.0000 D Employee Stock Option (right to buy) 3.1500 2020-03-27 4 A 0 41530.0000 3.1500 A 2020-06-27 2030-03-27 Class A Common Stock 41530.0000 150871.0000 D Employee Stock Option (right to buy) 7.7800 2021-12-03 4 A 0 66150.0000 7.7800 A 2022-03-03 2031-12-03 Class C Common Stock 66150.0000 217021.0000 D Employee Stock Option (right to buy) 6.1600 2022-12-02 4 A 0 84000.0000 6.1600 A 2023-03-02 2032-12-02 Class C Common Stock 84000.0000 301021.0000 D Employee Stock Option (right to buy) 7.9900 2023-12-01 4 A 0 80000.0000 7.9900 A 2024-03-01 2033-12-01 Class C Common Stock 80000.0000 381021.0000 D This option was granted on December 4, 2015 as an option for 3,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. This option was granted on December 2, 2016 as an option for 10,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1 2019, and February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. This option was granted on December 1, 2017 as an option to purchase either 15,000 shares of Class A Common Stock or 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share. This option reflects the reporting person's election to have an option for 15,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. This option was granted on November 30, 2018 as an option to purchase either 20,000 shares of Class A Common Stock or 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. This option was granted on December 6, 2019 as an option to purchase either 35,000 shares of Class A Common Stock or 35,000 shares of Class C Common Stock at an exercise price of $5.46 per share. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. This option was granted on March 27, 2020 as an option to purchase either 35,000 shares of Class A Common Stock or 35,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. This option was granted on December 3, 2021 as an option to purchase either 60,000 shares of Class A Common Stock or 60,000 shares of Class C Common Stock at an exercise price of $8.62 per share. This option reflects the reporting person's election to have an option for 60,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 08, 2022 and July 14, 2023. This option was granted on December 02, 2022 as an option for either 80,000 shares of Class A Common Stock or 80,000 shares of Class C Common Stock at an exercise price of $6.48 per share. This option reflects the reporting person's election to have an option for 80,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 14, 2023. This option was granted on December 01, 2023 as an option for either 80,000 shares of Class A Common Stock or 80,000 shares of Class C Common Stock at an exercise price of $7.99 per share. This option reflects the reporting person's election to have an option for 80,000 Class C Common Stock. The options vest in four equal quarterly installments, beginning on March 01, 2024. /s/ Adam Quist 2023-12-20