0001096906-23-002411.txt : 20231220
0001096906-23-002411.hdr.sgml : 20231220
20231220125040
ACCESSION NUMBER: 0001096906-23-002411
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231201
FILED AS OF DATE: 20231220
DATE AS OF CHANGE: 20231220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quist Adam George
CENTRAL INDEX KEY: 0001740330
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 231500595
MAIL ADDRESS:
STREET 1: 4057 SOUTH OLIVIA VIEW LANE
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2023-12-01
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001740330
Quist Adam George
1609 WEST PRESERVE COURT
BLUFFDALE
UT
84065
1
1
0
0
Vice President/General Counsel
0
Employee Stock Option (right to buy)
4.3500
2015-12-04
4
A
0
4543.0000
4.3500
A
2016-03-04
2024-12-04
Class A Common Stock
4543.0000
4543.0000
D
Employee Stock Option (right to buy)
4.7900
2016-12-02
4
A
0
14423.0000
4.7900
A
2017-03-02
2026-12-02
Class A Common Stock
14423.0000
18966.0000
D
Employee Stock Option (right to buy)
3.6200
2017-12-01
4
A
0
20604.0000
3.6200
A
2018-03-01
2027-12-01
Class A Common Stock
20604.0000
39570.0000
D
Employee Stock Option (right to buy)
4.1700
2018-11-30
4
A
0
26164.0000
4.1700
A
2019-02-28
2028-11-30
Class A Common Stock
26164.0000
65734.0000
D
Employee Stock Option (right to buy)
4.3400
2019-12-06
4
A
0
43607.0000
4.3400
A
2020-03-06
2029-12-06
Class A Common Stock
43607.0000
109341.0000
D
Employee Stock Option (right to buy)
3.1500
2020-03-27
4
A
0
41530.0000
3.1500
A
2020-06-27
2030-03-27
Class A Common Stock
41530.0000
150871.0000
D
Employee Stock Option (right to buy)
7.7800
2021-12-03
4
A
0
66150.0000
7.7800
A
2022-03-03
2031-12-03
Class C Common Stock
66150.0000
217021.0000
D
Employee Stock Option (right to buy)
6.1600
2022-12-02
4
A
0
84000.0000
6.1600
A
2023-03-02
2032-12-02
Class C Common Stock
84000.0000
301021.0000
D
Employee Stock Option (right to buy)
7.9900
2023-12-01
4
A
0
80000.0000
7.9900
A
2024-03-01
2033-12-01
Class C Common Stock
80000.0000
381021.0000
D
This option was granted on December 4, 2015 as an option for 3,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023.
This option was granted on December 2, 2016 as an option for 10,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1 2019, and February 7, 2020; a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023.
This option was granted on December 1, 2017 as an option to purchase either 15,000 shares of Class A Common Stock or 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share. This option reflects the reporting person's election to have an option for 15,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023.
This option was granted on November 30, 2018 as an option to purchase either 20,000 shares of Class A Common Stock or 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023.
This option was granted on December 6, 2019 as an option to purchase either 35,000 shares of Class A Common Stock or 35,000 shares of Class C Common Stock at an exercise price of $5.46 per share. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023.
This option was granted on March 27, 2020 as an option to purchase either 35,000 shares of Class A Common Stock or 35,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023.
This option was granted on December 3, 2021 as an option to purchase either 60,000 shares of Class A Common Stock or 60,000 shares of Class C Common Stock at an exercise price of $8.62 per share. This option reflects the reporting person's election to have an option for 60,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 08, 2022 and July 14, 2023.
This option was granted on December 02, 2022 as an option for either 80,000 shares of Class A Common Stock or 80,000 shares of Class C Common Stock at an exercise price of $6.48 per share. This option reflects the reporting person's election to have an option for 80,000 shares of Class C Common Stock, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 14, 2023.
This option was granted on December 01, 2023 as an option for either 80,000 shares of Class A Common Stock or 80,000 shares of Class C Common Stock at an exercise price of $7.99 per share. This option reflects the reporting person's election to have an option for 80,000 Class C Common Stock. The options vest in four equal quarterly installments, beginning on March 01, 2024.
/s/ Adam Quist
2023-12-20