0001096906-23-002352.txt : 20231212 0001096906-23-002352.hdr.sgml : 20231212 20231212165709 ACCESSION NUMBER: 0001096906-23-002352 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231211 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stephens Jeffrey Russell CENTRAL INDEX KEY: 0001488171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 231481852 MAIL ADDRESS: STREET 1: 38 NORTHRIDGE WAY CITY: SANDY STATE: UT ZIP: 84092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-12-11 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001488171 Stephens Jeffrey Russell 38 NORTHRIDGE WAY SANDY UT 84092 0 1 0 0 Gen. Counsel & Corp. Sec 0 Class A Common Stock 2023-12-11 4 S 0 15000.0000 8.9000 D 25660.0000 D Employee Stock Option (right to buy) 4.1700 2018-11-30 4 A 0 9812.0000 4.1700 A 2019-02-28 2028-11-30 Class A Common Stock 9812.0000 9812.0000 D Employee Stock Option (right to buy) 4.3400 2019-12-06 4 A 0 9345.0000 4.3400 A 2020-03-06 2029-12-06 Class A Common Stock 9345.0000 19157.0000 D Employee Stock Option (right to buy) 7.7800 2021-12-03 4 A 0 8269.0000 7.7800 A 2022-03-03 2031-12-03 Class A Common Stock 8269.0000 27426.0000 D Employee Stock Option (right to buy) 6.1600 2022-12-02 4 A 0 10500.0000 6.1600 A 2023-03-02 2032-12-02 Class A Common Stock 10500.0000 37926.0000 D Does not include 112,707 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan. This option was granted on November 30, 2018 as an option for 7,500 shares of Class A Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. This option was granted on December 6, 2019 as an option for 7,500 shares of Class A Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect a stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023. This option was granted on December 3, 2021 as an option for 7,500 shares of Class A Common Stock at an exercise price of $8.62 per share, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 08, 2022 and July 14, 2023. This option was granted on December 02, 2022 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.48 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on July 14, 2023. /s/ Jeffrey R. Stephens 2023-12-12