0001096906-23-000231.txt : 20230130 0001096906-23-000231.hdr.sgml : 20230130 20230130142603 ACCESSION NUMBER: 0001096906-23-000231 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221202 FILED AS OF DATE: 20230130 DATE AS OF CHANGE: 20230130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stephens Jeffrey Russell CENTRAL INDEX KEY: 0001488171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 23566953 MAIL ADDRESS: STREET 1: 38 NORTHRIDGE WAY CITY: SANDY STATE: UT ZIP: 84092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-12-02 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001488171 Stephens Jeffrey Russell 38 NORTHRIDGE WAY SANDY UT 84092 0 1 0 0 Gen. Counsel & Corp. Sec Class A Common Stock 2023-01-19 4 M 0 10019.0000 7.3900 A 28602.0000 D Employee Stock Option (right to buy) 4.5800 2015-12-04 4 A 0 7212.0000 4.5800 A 2016-03-04 2025-12-04 Class A Common Stock 7212.0000 7212.0000 D Employee Stock Option (right to buy) 5.0400 2016-12-02 4 A 0 6869.0000 5.0400 A 2017-03-02 2026-12-02 Class A Common Stock 6869.0000 14081.0000 D Employee Stock Option (right to buy) 3.8100 2017-12-01 4 A 0 6543.0000 3.8100 A 2018-03-01 2027-12-01 Class A Common Stock 6543.0000 20624.0000 D Employee Stock Option (right to buy) 4.3900 2018-11-30 4 A 0 9345.0000 4.3900 A 2019-02-28 2028-11-30 Class A Common Stock 9345.0000 28426.0000 D Employee Stock Option (right to buy) 4.5700 2019-12-06 4 A 0 8900.0000 4.5700 A 2020-03-06 2029-12-06 Class A Common Stock 8900.0000 37326.0000 D Employee Stock Option (right to buy) 3.3200 2020-03-27 4 D 0 8476.0000 3.3200 D 2020-06-27 2030-03-27 Class A Common Stock 8476.0000 37326.0000 D Employee Stock Option (right to buy) 8.1900 2021-12-03 4 A 0 7875.0000 8.1900 A 2022-03-03 2031-12-03 Class A Common Stock 7875.0000 45201.0000 D Employee Stock Option (right to buy) 6.4800 2022-12-02 4 A 0 10000.0000 6.4800 A 2023-03-02 2032-12-02 Class A Common Stock 10000.0000 55201.0000 D Employee Stock Option (right to buy) 3.8100 2017-12-01 4 D 0 1543.0000 3.8100 D 2018-03-01 2027-12-01 Class A Common Stock 1543.0000 19081.0000 D This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. This option was granted on December 1, 2017 as an option for 5,000 shares of Class A Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. This option was granted on November 30, 2018 as an option for 7,500 shares of Class A Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. This option was granted on December 6, 2019 as an option for 7,500 shares of Class A Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect a stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. This option was granted on March 27, 2020 as an option for 7,500 shares of Class A Common Stock at an exercise price of $3.76 per share; but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a stock dividend paid on July 17, 2020; and a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. This option was granted on December 3, 2021 as an option for 7,500 shares of Class A Common Stock at an exercise price of $8.62 per share, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 08, 2022. This option was granted on December 02, 2022 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.48 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 3, 2023, until such shares are fully vested. /s/ Jeffrey R. Stephens 2023-01-30