0001096906-22-002388.txt : 20220929 0001096906-22-002388.hdr.sgml : 20220929 20220929135459 ACCESSION NUMBER: 0001096906-22-002388 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220708 FILED AS OF DATE: 20220929 DATE AS OF CHANGE: 20220929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOODY H. CRAIG CENTRAL INDEX KEY: 0001298129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 221279630 MAIL ADDRESS: STREET 1: 11892 SOUTH BROOKGLEN DRIVE CITY: SANDY STATE: UT ZIP: 84092 FORMER NAME: FORMER CONFORMED NAME: Moody Howard Craig DATE OF NAME CHANGE: 20040722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-07-08 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001298129 MOODY H. CRAIG 11892 SOUTH BROOKGLEN DRIVE SANDY UT 84092 1 0 0 0 Class A Common Stock 2022-07-08 4 J 0 1573.0000 8.4900 A 33021.0000 D Class A Common Stock 2022-09-27 4 G 0 4800.0000 6.5100 D 28221.0000 D Director Stock Option (right to buy) 2.9800 2013-12-06 4 A 0 7697.0000 2.9800 A 2014-03-06 2023-12-06 Class A Common Stock 7697.0000 7697.0000 D Director Stock Option (right to buy) 2.9800 2013-12-07 4 A 0 1592.0000 2.9800 A 2014-03-07 2023-12-07 Class A Common Stock 1592.0000 1592.0000 D Director Stock Option (right to buy) 3.2600 2014-12-05 4 A 0 7573.0000 3.2600 A 2015-03-05 2024-12-05 Class A Common Stock 7573.0000 7573.0000 D Director Stock Option (right to buy) 3.2600 2014-12-07 4 A 0 1516.0000 3.2600 A 2015-03-07 2024-12-07 Class A Common Stock 1516.0000 1516.0000 D Director Stock Option (right to buy) 4.5800 2015-12-04 4 A 0 7211.0000 4.5800 A 2016-03-04 2025-12-04 Class A Common Stock 7211.0000 7211.0000 D Director Stock Option (right to buy) 4.5800 2015-12-07 4 A 0 1434.0000 4.5800 A 2016-03-07 2025-12-07 Class A Common Stock 1434.0000 1434.0000 D Director Stock Option (right to buy) 5.0400 2016-12-02 4 A 0 6869.0000 5.0400 A 2017-03-02 2026-12-02 Class A Common Stock 6869.0000 6869.0000 D Director Stock Option (right to buy) 5.2700 2016-12-07 4 A 0 1373.0000 5.2700 A 2017-03-07 2026-12-07 Class A Common Stock 1373.0000 1373.0000 D Director Stock Option (right to buy) 3.8100 2017-12-01 4 A 0 1308.0000 3.8100 A 2018-03-01 2027-12-01 Class A Common Stock 1308.0000 1308.0000 D Director Stock Option (right to buy) 4.3900 2018-11-30 4 A 0 7478.0000 4.3900 A 2019-02-28 2028-11-30 Class A Common Stock 7478.0000 7478.0000 D Director Stock Option (right to buy) 4.5700 2019-12-06 4 A 0 7120.0000 4.5700 A 2020-03-06 2029-12-06 Class A Common Stock 7120.0000 7120.0000 D Director Stock Option (right to buy) 3.3200 2020-03-27 4 A 0 6781.0000 3.3200 A 2020-06-27 2030-03-27 Class A Common Stock 6781.0000 6781.0000 D Director Stock Option (right to buy) 8.1900 2021-12-03 4 A 0 6300.0000 8.1900 A 2022-03-03 2031-12-03 Class A Common Stock 6300.0000 6300.0000 D Received pursuant to a stock dividend paid on July 08, 2022 This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 8, 2022. This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the Amended and Restated 2014 Director Stock Option Plan (the "2014 Director Stock Option Plan") at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. This option was granted on November 30, 2018 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. This option was granted on December 6, 2019 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. This option was granted on March 27, 2020 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022. This option was granted on December 3, 2021 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $8.62 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a stock dividend paid on July 08, 2022. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 3, 2022, until such shares are fully vested. /s/ H. Craig Moody 2022-09-29