0001096906-21-002274.txt : 20210915
0001096906-21-002274.hdr.sgml : 20210915
20210915175856
ACCESSION NUMBER: 0001096906-21-002274
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210701
FILED AS OF DATE: 20210915
DATE AS OF CHANGE: 20210915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quist Adam George
CENTRAL INDEX KEY: 0001740330
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 211256323
MAIL ADDRESS:
STREET 1: 4057 SOUTH OLIVIA VIEW LANE
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
4
1
ownership.xml
X0306
4
2021-07-01
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001740330
Quist Adam George
4057 SOUTH OLIVIA VIEW LANE
SALT LAKE CITY
UT
84107
1
1
0
0
Vice President/General Counsel
Class A Common Stock
2021-07-01
4
M
0
1623
8.82
A
3837
D
Class A Common Stock
2021-07-01
4
M
0
3893
8.82
A
7730
D
Class A Common Stock
2021-07-16
4
J
0
387
8.29
A
8117
D
Employee Stock Option (right to buy)
3.61
2014-12-05
4
M
0
2748
2
D
2015-03-05
2024-12-05
Class A Common Stock
2748
0
D
Employee Stock Option (right to buy)
5.07
2015-12-04
4
M
0
13082
6.76
D
2016-03-04
2025-12-04
Class A Common Stock
13082
0
D
Employee Stock Option (right to buy)
5.59
2016-12-02
4
A
0
12459
5.59
A
2017-03-02
2026-12-02
Class A Common Stock
12459
12459
D
Employee Stock Option (right to buy)
4.22
2017-12-01
4
A
0
17799
5.05
A
2018-03-01
2027-12-01
Class A Common Stock
17799
17799
D
Employee Stock Option (right to buy)
4.86
2018-11-30
4
A
0
22601
4.86
A
2019-02-28
2028-11-30
Class A Common Stock
22601
22601
D
Employee Stock Option (right to buy)
5.06
2019-12-06
4
A
0
37669
5.06
A
2020-03-06
2029-12-06
Class A Common Stock
37669
37669
D
Employee Stock Option (right to buy)
3.67
2020-03-27
4
A
0
35875
3.67
A
2020-06-27
2030-03-27
Class A Common Stock
35875
35875
D
Received pursuant to a stock dividend paid on July 16, 2021.
Does not include 13,932 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan.
This option was granted on December 5, 2014 as an option for 2,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (the "2013 Stock Option Plan") to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
This option was granted on December 4, 2015 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
This option was granted on December 2, 2016 as an option for 10,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
This option was granted on December 1, 2017 as an option to purchase either 15,000 shares of Class A Common Stock at an exercise price of $5.05 per share or 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
This option was granted on November 30, 2018 as an option to purchase either 20,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
This option was granted on December 6, 2019 as an option to purchase either 35,000 shares of Class A Common Stock at an exercise price of $5.46 per share or 35,000 shares of Class C Common Stock at an exercise price of $5.46 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020. This option vests in four equal quarterly installments of Class C Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 5% stock dividend paid on July 16, 2021.
This option was granted on March 27, 2020 as an option to purchase either 35,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 35,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock at an exercise price of $3.76 per share; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
/s/ Adam George Quist
2021-09-08