0001096906-21-002274.txt : 20210915 0001096906-21-002274.hdr.sgml : 20210915 20210915175856 ACCESSION NUMBER: 0001096906-21-002274 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210701 FILED AS OF DATE: 20210915 DATE AS OF CHANGE: 20210915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quist Adam George CENTRAL INDEX KEY: 0001740330 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 211256323 MAIL ADDRESS: STREET 1: 4057 SOUTH OLIVIA VIEW LANE CITY: SALT LAKE CITY STATE: UT ZIP: 84107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 ownership.xml X0306 4 2021-07-01 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001740330 Quist Adam George 4057 SOUTH OLIVIA VIEW LANE SALT LAKE CITY UT 84107 1 1 0 0 Vice President/General Counsel Class A Common Stock 2021-07-01 4 M 0 1623 8.82 A 3837 D Class A Common Stock 2021-07-01 4 M 0 3893 8.82 A 7730 D Class A Common Stock 2021-07-16 4 J 0 387 8.29 A 8117 D Employee Stock Option (right to buy) 3.61 2014-12-05 4 M 0 2748 2 D 2015-03-05 2024-12-05 Class A Common Stock 2748 0 D Employee Stock Option (right to buy) 5.07 2015-12-04 4 M 0 13082 6.76 D 2016-03-04 2025-12-04 Class A Common Stock 13082 0 D Employee Stock Option (right to buy) 5.59 2016-12-02 4 A 0 12459 5.59 A 2017-03-02 2026-12-02 Class A Common Stock 12459 12459 D Employee Stock Option (right to buy) 4.22 2017-12-01 4 A 0 17799 5.05 A 2018-03-01 2027-12-01 Class A Common Stock 17799 17799 D Employee Stock Option (right to buy) 4.86 2018-11-30 4 A 0 22601 4.86 A 2019-02-28 2028-11-30 Class A Common Stock 22601 22601 D Employee Stock Option (right to buy) 5.06 2019-12-06 4 A 0 37669 5.06 A 2020-03-06 2029-12-06 Class A Common Stock 37669 37669 D Employee Stock Option (right to buy) 3.67 2020-03-27 4 A 0 35875 3.67 A 2020-06-27 2030-03-27 Class A Common Stock 35875 35875 D Received pursuant to a stock dividend paid on July 16, 2021. Does not include 13,932 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan. This option was granted on December 5, 2014 as an option for 2,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (the "2013 Stock Option Plan") to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 4, 2015 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 2, 2016 as an option for 10,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 1, 2017 as an option to purchase either 15,000 shares of Class A Common Stock at an exercise price of $5.05 per share or 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on November 30, 2018 as an option to purchase either 20,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 6, 2019 as an option to purchase either 35,000 shares of Class A Common Stock at an exercise price of $5.46 per share or 35,000 shares of Class C Common Stock at an exercise price of $5.46 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020. This option vests in four equal quarterly installments of Class C Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 5% stock dividend paid on July 16, 2021. This option was granted on March 27, 2020 as an option to purchase either 35,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 35,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock at an exercise price of $3.76 per share; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. /s/ Adam George Quist 2021-09-08