0001096906-21-001642.txt : 20210720 0001096906-21-001642.hdr.sgml : 20210720 20210720141542 ACCESSION NUMBER: 0001096906-21-001642 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210707 FILED AS OF DATE: 20210720 DATE AS OF CHANGE: 20210720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Stephen Charles CENTRAL INDEX KEY: 0001661597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 211100442 MAIL ADDRESS: STREET 1: 886 SOUTH ROUECHE LANE CITY: KAYSVILLE STATE: UT ZIP: 84037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-07-07 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001661597 Johnson Stephen Charles 886 SOUTH ROUECHE LANE KAYSVILLE UT 84037 0 1 0 0 VP - Mortgage Operations Class A Common Stock 2020-07-17 4 M 0 4543 5.72 A 8193 D Class A Common Stock 2021-07-16 5 J 0 E 410 8.52 A 8603 D Employee Stock Option (right to buy) 1.01 2012-04-13 4 M 0 4543 1.01 D 2012-07-13 2022-04-13 Class A Common Stock 4543 0 D Employee Stock Option (right to buy) 3.3 2013-12-06 4 A 0 4327 3.3 A 2014-03-06 2023-12-06 Class A Common Stock 4327 4327 D Employee Stock Option (right to buy) 3.08 2014-07-02 4 A 0 4121 3.08 A 2014-10-02 2024-07-02 Class A Common Stock 4121 4121 D Employee Stock Option (right to buy) 3.61 2014-12-05 4 A 0 8242 3.61 A 2015-03-05 2024-12-05 Class A Common Stock 8242 8242 D Employee Stock Option (right to buy) 5.07 2015-12-04 4 A 0 13082 5.07 A 2016-03-04 2025-12-04 Class A Common Stock 13082 13082 D Employee Stock Option (right to buy) 5.59 2016-12-02 4 A 0 6230 5.59 A 2017-03-02 2026-12-02 Class A Common Stock 6230 6230 D Employee Stock Option (right to buy) 4.22 2017-12-01 4 A 0 11865 4.22 A 2018-03-01 2027-12-01 Class A Common Stock 11865 11865 D Employee Stock Option (right to buy) 5.06 2019-12-06 4 A 0 10763 5.06 A 2019-03-01 2029-12-06 Class A Common Stock 10763 10763 D Employee Stock Option (right to buy) 3.67 2020-03-27 4 A 0 10250 3.67 A 2020-06-27 2030-03-27 Class A Common Stock 10250 10250 D Received pursuant to a 5% stock dividend paid on July 16, 2021. Owned through a trust by the reporting person and his wife. Does not include shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, and shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), and shares of Class A Common Stock owned indirectly by the reporting person in the Non-Qualified Deferred Compensation Plan. This option was granted on April 13, 2012 as an option for 3,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021. This option was granted on December 6, 2013 as an option for 3,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on July 2, 2014 as an option for 3,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 5, 2014 as an option for 6,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 4, 2015 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 1, 2017 as an option for 10,000 shares of Class A Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions in the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 6, 2019 as an option for 10,000 shares of Class A Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution provisions in the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on March 27, 2020 as an option for 10,000 shares of Class A Common Stock at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions in the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested. /s/ Stephen C. Johnson 2021-07-19