0001096906-21-000852.txt : 20210423
0001096906-21-000852.hdr.sgml : 20210423
20210423195529
ACCESSION NUMBER: 0001096906-21-000852
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210414
FILED AS OF DATE: 20210423
DATE AS OF CHANGE: 20210423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOODY H. CRAIG
CENTRAL INDEX KEY: 0001298129
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 21851127
MAIL ADDRESS:
STREET 1: 11892 SOUTH BROOKGLEN DRIVE
CITY: SANDY
STATE: UT
ZIP: 84092
FORMER NAME:
FORMER CONFORMED NAME: Moody Howard Craig
DATE OF NAME CHANGE: 20040722
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-04-14
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001298129
MOODY H. CRAIG
11892 SOUTH BROOKGLEN DRIVE
SANDY
UT
84092
1
0
0
0
Class A Common Stock
2021-04-14
4
M
0
7233
8.86
A
20833
D
Class A Common Stock
2021-04-14
4
M
0
1447
8.86
A
22280
D
Director Stock Option (right to buy)
0.8
2011-12-02
4
M
0
7951
0.8
D
2012-03-02
2021-12-02
Class A Common Stock
7951
7951
D
Director Stock Option (right to buy)
0.8
2011-12-07
4
M
0
1591
0.8
D
2012-03-07
2021-12-07
Class A Common Stock
1591
1591
D
Director Stock Option (right to buy)
1.01
2012-04-13
4
A
0
7573
1.01
A
2012-07-13
2022-04-13
Class A Common Stock
7573
7573
D
Director Stock Option (right to buy)
4.81
2012-12-07
4
A
0
1515
4.81
A
2013-03-07
2022-12-07
Class A Common Stock
1515
1515
D
Director Stock Option (right to buy)
3.3
2013-12-06
4
A
0
6982
3.3
A
2014-03-06
2023-12-06
Class A Common Stock
6982
6982
D
Director Stock Option (right to buy)
3.3
2013-12-07
4
A
0
1443
3.3
A
2014-03-07
2023-12-07
Class A Common Stock
1443
1443
D
Director Stock Option (right to buy)
3.61
2014-12-05
4
A
0
6869
3.61
A
2015-03-05
2024-12-05
Class A Common Stock
6869
6869
D
Director Stock Option (right to buy)
3.61
2014-12-07
4
A
0
1375
3.61
A
2015-03-07
2024-12-07
Class A Common Stock
1375
1375
D
Director Stock Option (right to buy)
5.07
2015-12-04
4
A
0
6541
5.07
A
2016-03-04
2025-12-04
Class A Common Stock
6541
6541
D
Director Stock Option (right to buy)
5.07
2015-12-07
4
A
0
1310
5.07
A
2016-03-07
2025-12-07
Class A Common Stock
1310
1310
D
Director Stock Option (right to buy)
5.59
2016-12-02
4
A
0
6230
5.59
A
2017-03-02
2026-12-02
Class A Common Stock
6230
6230
D
Director Stock Option (right to buy)
5.59
2016-12-07
4
A
0
1246
5.59
A
2017-03-07
2026-12-07
Class A Common Stock
1246
1246
D
Director Stock Option (right to buy)
4.22
2017-12-01
4
A
0
1187
4.22
A
2018-03-01
2027-12-01
Class A Common Stock
1187
1187
D
Director Stock Option (right to buy)
4.86
2018-11-30
4
A
0
5651
4.86
A
2019-02-28
2028-11-30
Class A Common Stock
5651
5651
D
Director Stock Option (right to buy)
4.86
2018-11-30
4
A
0
1131
4.86
A
2019-02-28
2028-11-30
Class A Common Stock
1131
1131
D
Director Stock Option (right to buy)
5.06
2019-12-06
4
A
0
5381
5.06
A
2020-03-06
2029-12-06
Class A Common Stock
5381
5381
D
Director Stock Option (right to buy)
5.06
2019-12-06
4
A
0
1076
5.06
A
2020-03-06
2029-12-06
Class A Common Stock
1076
1076
D
Director Stock Option (right to buy)
3.67
2020-03-27
4
A
0
2563
3.67
A
2020-06-27
2030-03-27
Class A Common Stock
2563
2563
D
Director Stock Option (right to buy)
3.67
2020-03-27
4
A
0
3587
3.67
A
2020-06-27
2030-03-27
Class A Common Stock
3587
3587
D
This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the Amended and Restated 2014 Director Stock Option Plan (the "2014 Director Stock Option Plan") at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on November 30, 2018 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on November 30, 2018 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020 and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 6, 2019 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020 and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.
/s/ Craig H. Moody
2021-04-23