0001096906-20-000581.txt : 20201231
0001096906-20-000581.hdr.sgml : 20201231
20201231170321
ACCESSION NUMBER: 0001096906-20-000581
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201202
FILED AS OF DATE: 20201231
DATE AS OF CHANGE: 20201231
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: QUIST SCOTT M
CENTRAL INDEX KEY: 0001268844
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 201429368
MAIL ADDRESS:
STREET 1: 7 WANDERWOOD WAY
CITY: SANDY
STATE: UT
ZIP: 84092
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
4/A
1
form4.xml
PRIMARY DOCUMENT
X0306
4/A
2020-12-02
2020-12-19
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001268844
QUIST SCOTT M
7 WANDERWOOD WAY
SANDY
UT
84092
1
1
1
0
Chairman of the Board/Pres/CEO
Class C Common Stock
2020-12-02
4
M
0
130820.0000
7.9700
A
1306061.0000
D
Class C Common Stock
2020-12-02
4
D
0
1306061.0000
7.9700
D
0.0000
D
Employee Stock Option (right to buy)
5.5800
2015-12-04
4
M
0
130820.0000
5.5800
D
2016-03-04
2020-12-04
Class C Common Stock
130820.0000
0.0000
D
Employee Stock Option (right to buy)
6.1400
2016-12-02
4
A
0
99672.0000
6.1400
A
2017-03-02
2021-12-02
Class C Common Stock
99672.0000
99672.0000
D
Employee Stock Option (right to buy)
4.6500
2017-12-01
4
A
0
88993.0000
4.6500
A
2018-03-01
2022-12-01
Class A Common Stock
88993.0000
88993.0000
D
Employee Stock Option (right to buy)
5.3400
2018-11-30
4
A
0
79104.0000
5.3400
A
2019-02-28
2023-11-30
Class A Common Stock
79104.0000
79104.0000
D
Employee Stock Option (right to buy)
5.3000
2019-12-06
4
A
0
53813.0000
5.3000
A
2020-03-06
2024-12-06
Class C Common Stock
53813.0000
53813.0000
D
Employee Stock Option (right to buy)
3.8500
2020-03-27
4
A
0
51250.0000
3.8500
A
2020-06-27
2025-03-27
Class C Common Stock
51250.0000
51250.0000
D
Does not include shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, the Employee Stock Ownership Plan, the Employee Stock Ownership Plan (ESOP), and the Non-Qualified Deferred Compensation Plan. Also does not include shares of Class C Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP) and in Associated Investors, a Utah general partnership, of which Mr. Quist is the Managing Partner and, accordingly, exercises sole voting and investment powers with respect to such shares.
On December 17, 2020, Mr. Quist and his wife, Lisa J. Quist, gifted approximately 1,175,241 shares of Class C Common Stock of the Company to the Scott M. and Lisa J. Quist Family Trust, an irrevocable family trust. The beneficiaries of the family trust are all family members.
This option was granted on December 4, 2015 as an option for either 100,000 shares of Class A Common Stock at an exercise price of $7.39 per share or 100,000 shares of Class C Common Stock at an exercise price of $7.39 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 100,000 shares of Class C Common Stock at an exercise price of $7.39 per share, but adjusted pursuant to the anti-dilution provisions of the Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (the "2013 Stock Option Plan") to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on December 2, 2016 as an option for either 80,000 shares of Class A Common Stock at an exercise price of $7.73 per share or 80,000 shares of Class C Common Stock at an exercise price of $7.73 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 80,000 shares of Class C Common Stock at an exercise price of $7.73 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on December 1, 2017 as an option for 75,000 shares of Class A Common Stock at an exercise price of $5.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on November 30, 2018 as an option for 70,000 shares of Class A Common Stock at an exercise price of $6.07 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2019, and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on December 6, 2019 as an option for either 50,000 shares of Class A Common Stock at an exercise price of $6.01 per share or 50,000 shares of Class C Common Stock at an exercise price of $6.01 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 50,000 shares of Class C Common Stock at an exercise price of $6.01 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020. The option vests in four quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.
This option was granted on March 27, 2020 as an option for either 50,000 shares of Class A Common Stock at an exercise price of $4.16 per share or 50,000 shares of Class C Common Stock at an exercise price of $4.16 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 50,000 shares of Class C Common Stock at an exercise price of $4.16 per share, and a 2 1/2% stock dividend paid on July 17, 2020. The option vests in four quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested.
/s/ Scott M. Quist
2020-12-31