0001096906-20-000421.txt : 20201203
0001096906-20-000421.hdr.sgml : 20201203
20201203145340
ACCESSION NUMBER: 0001096906-20-000421
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201130
FILED AS OF DATE: 20201203
DATE AS OF CHANGE: 20201203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sill Garrett S.
CENTRAL INDEX KEY: 0001568673
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 201366632
MAIL ADDRESS:
STREET 1: 2463 SOUTH 1375 WEST
CITY: SYRACUSE
STATE: UT
ZIP: 84075
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-11-30
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001568673
Sill Garrett S.
2463 SOUTH 1375 WEST
SYRACUSE
UT
84075
0
1
0
0
CFO and Treasurer
Class A Common Stock
2020-11-30
4
S
0
2500.0000
8.1400
D
47755.0000
D
Employee Stock Option (right to buy)
3.3000
2013-12-06
4
A
0
5770.0000
3.3000
A
2014-03-06
2023-12-06
Class A Common Stock
5770.0000
5770.0000
D
Employee Stock Option (right to buy)
3.0800
2014-07-02
4
A
0
5495.0000
3.0800
A
2014-10-02
2024-07-02
Class A Common Stock
5495.0000
5495.0000
D
Employee Stock Option (right to buy)
3.6100
2014-12-05
4
A
0
10989.0000
3.6100
A
2015-03-05
2024-12-05
Class A Common Stock
10989.0000
10989.0000
D
Employee Stock Option (right to buy)
4.2200
2017-12-01
4
A
0
17799.0000
4.2200
A
2018-03-01
2027-12-01
Class C Common Stock
17799.0000
17799.0000
D
Employee Stock Option (right to buy)
4.8600
2018-11-30
4
A
0
22601.0000
4.8600
A
2019-02-28
2028-11-30
Class C Common Stock
22601.0000
22601.0000
D
Employee Stock Option (right to buy)
5.0600
2019-12-06
4
A
0
26906.0000
5.0600
A
2020-03-06
2029-12-06
Class C Common Stock
26906.0000
26906.0000
D
Employee Stock Option (right to buy)
3.6700
2020-03-27
4
A
0
25625.0000
3.6700
A
2020-06-27
2030-03-27
Class C Common Stock
25625.0000
25625.0000
D
Does not include 15,405 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, 8,997 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), and 9,211 shares of Class A Common Stock owned indirectly by the reporting person in the Company's Non-Qualified Deferred Compensation Plan.
This option was granted on December 6, 2013 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (the "2013 Stock Option Plan") to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on July 2, 2014 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on December 5, 2014 as an option for 8,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on December 1, 2017 as an option for either 15,000 shares of Class A Common Stock at an exercise price of $5.05 per share or 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on November 30, 2018 as an option for either 20,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on December 6, 2019 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $5.46 per share or 25,000 shares of Class C Common Stock at an exercise price of $5.46 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. This option vests in four equal quarterly installments of Class C Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2 1/2% stock dividend paid on July 17, 2020.
/s/ Garrett S. Sill
2020-12-01