0001096906-20-000072.txt : 20200212
0001096906-20-000072.hdr.sgml : 20200212
20200212131814
ACCESSION NUMBER: 0001096906-20-000072
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200207
FILED AS OF DATE: 20200212
DATE AS OF CHANGE: 20200212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cook John L
CENTRAL INDEX KEY: 0001593993
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 20602996
MAIL ADDRESS:
STREET 1: 2424 SUMMER OAK CIRCLE
CITY: SANDY
STATE: UT
ZIP: 84092
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-02-07
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001593993
Cook John L
2424 SUMMER OAK CIRCLE
SANDY
UT
84092
1
0
0
0
Director Stock Option (right to buy)
3.38
2013-12-06
4
A
0
6812
3.38
A
2014-03-06
2023-12-06
Class A Common Stock
6812
6812
D
Director Stock Option (right to buy)
3.38
2013-12-07
4
A
0
1408
3.38
A
2014-03-07
2023-12-07
Class A Common Stock
1408
1408
D
Director Stock Option (right to buy)
3.7
2014-12-05
4
A
0
6701
3.7
A
2015-03-05
2024-12-05
Class A Common Stock
6701
6701
D
Director Stock Option (right to buy)
3.7
2014-12-07
4
A
0
1341
3.7
A
2015-03-07
2024-12-07
Class A Common Stock
1341
1341
D
Director Stock Option (right to buy)
5.2
2015-12-04
4
A
0
6382
5.2
A
2016-03-04
2025-12-04
Class A Common Stock
6382
6382
D
Director Stock Option (right to buy)
5.2
2015-12-07
4
A
0
1277
5.2
A
2016-03-07
2025-12-07
Class A Common Stock
1277
1277
D
Director Stock Option (right to buy)
5.73
2016-12-02
4
A
0
6078
5.73
A
2017-03-02
2026-12-02
Class A Common Stock
6078
6078
D
Director Stock Option (right to buy)
6
2016-12-07
4
A
0
1216
6
A
2017-03-07
2026-12-07
Class A Common Stock
1216
1216
D
Director Stock Option (right to buy)
4.33
2017-12-01
4
A
0
1158
4.33
A
2018-03-01
2027-12-01
Class A Common Stock
1158
1158
D
Director Stock Option (right to buy)
4.98
2018-11-30
4
A
0
5513
4.98
A
2019-02-28
2028-11-30
Class A Common Stock
5513
5513
D
Director Stock Option (right to buy)
4.98
2018-11-30
4
A
0
1103
4.98
A
2019-02-28
2028-11-30
Class A Common Stock
1103
1103
D
Director Stock Option (right to buy)
5.19
2019-12-06
4
A
0
5250
5.19
A
2020-03-06
2029-12-06
Class A Common Stock
5250
5250
D
Director Stock Option (right to buy)
5.19
2019-12-06
4
A
0
1050
5.19
A
2020-03-06
2029-12-06
Class A Common Stock
1050
1050
D
This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock options paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock options paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020.
This option was granted on November 30, 2018 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividends paid on February 1, 2019 and February 7, 2020.
This option was granted on November 30, 2018 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividends paid on February 1, 2019 and February 7, 2020.
This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2019, until such shares are fully vested.
This option was granted on December 6, 2019 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2019, until such shares are fully vested.
/s/John L. Cook
2020-02-11