0001096906-19-000432.txt : 20191219 0001096906-19-000432.hdr.sgml : 20191219 20191219130107 ACCESSION NUMBER: 0001096906-19-000432 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191206 FILED AS OF DATE: 20191219 DATE AS OF CHANGE: 20191219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stephens Jeffrey Russell CENTRAL INDEX KEY: 0001488171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 191294957 MAIL ADDRESS: STREET 1: 38 NORTHRIDGE WAY CITY: SANDY STATE: UT ZIP: 84092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-12-06 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001488171 Stephens Jeffrey Russell 38 NORTHRIDGE WAY SANDY UT 84092 0 1 0 0 Sr. Gen Council; Corp Sec Employee Stock Option (right to buy) 1.09 2012-04-13 4 A 0 3519 1.09 A 2012-07-13 2022-04-13 Class A Common Stock 3519 3519 D Employee Stock Option (right to buy) 3.56 2013-12-06 4 A 0 3351 3.56 A 2014-03-06 2023-12-06 Class A Common Stock 3351 3351 D Employee Stock Option (right to buy) 3.34 2014-07-02 4 A 0 3191 3.34 A 2014-10-02 2024-07-02 Class A Common Stock 3191 3191 D Employee Stock Option (right to buy) 3.89 2014-12-05 4 A 0 6382 3.89 A 2015-03-05 2024-12-05 Class A Common Stock 6382 6382 D Employee Stock Option (right to buy) 5.47 2015-12-04 4 A 0 6078 5.47 A 2016-03-04 2025-12-04 Class A Common Stock 6078 6078 D Employee Stock Option (right to buy) 6.03 2016-12-02 4 A 0 5789 6.03 A 2017-03-02 2026-12-02 Class A Common Stock 5789 5789 D Employee Stock Option (right to buy) 4.56 2017-12-01 4 A 0 5513 4.56 A 2018-03-01 2027-12-01 Class A Common Stock 5513 5513 D Employee Stock Option (right to buy) 5.24 2018-11-30 4 A 0 7875 5.24 A 2019-02-28 2028-11-30 Class A Common Stock 7875 7875 D Employee Stock Option (right to buy) 5.46 2019-12-06 4 A 0 7500 5.46 A 2020-03-06 2029-12-06 Class A Common Stock 7500 7500 D This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. On December 4, 2012, the reporting person exercised part of these options to purchase 2,500 shares of Class A Common Stock. This option was granted on December 6, 2013 as an option for 2,500 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on July 2, 2014 as an option for 2,500 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 1, 2017 as an option for 5,000 shares of Class A Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018 and February 1, 2019. This option was granted on November 30, 2018 as an option for 7,500 shares of Class A Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect a stock dividend paid on February 1, 2019. This option was granted on December 6, 2019 as an option for 7,500 shares of Class A Common Stock at an exercise price of $5.46 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested. /s/Jeffrey Russell Stephens 2019-12-18