0001096906-19-000413.txt : 20191213 0001096906-19-000413.hdr.sgml : 20191213 20191213114445 ACCESSION NUMBER: 0001096906-19-000413 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191206 FILED AS OF DATE: 20191213 DATE AS OF CHANGE: 20191213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilbur Norman G CENTRAL INDEX KEY: 0001298096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 191283858 MAIL ADDRESS: STREET 1: 2637 MUSTANG DRIVE CITY: MEAD STATE: CO ZIP: 80542 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-12-06 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001298096 Wilbur Norman G 2637 MUSTANG DRIVE MEAD CO 80542 1 0 0 0 Director Stock Option (right to buy) 5.19 2012-12-07 4 A 0 1408 5.19 A 2013-03-07 2022-12-07 Class A Common Stock 1408 1408 D Director Stock Option (right to buy) 5.47 2015-12-04 4 A 0 6078 5.47 A 2016-03-04 2025-12-04 Class A Common Stock 6078 6078 D Director Stock Option (right to buy) 5.47 2015-12-07 4 A 0 1216 5.47 A 2016-03-07 2025-12-07 Class A Common Stock 1216 1216 D Director Stock Option (right to buy) 6.03 2016-12-02 4 A 0 5789 6.03 A 2017-03-02 2026-12-02 Class A Common Stock 5789 5789 D Director Stock Option (right to buy) 6.31 2016-12-07 4 A 0 1158 6.31 A 2017-03-07 2026-12-07 Class A Common Stock 1158 1158 D Director Stock Option (right to buy) 4.56 2017-12-01 4 A 0 1103 4.56 A 2018-03-01 2027-12-01 Class A Common Stock 1103 1103 D Director Stock Option (right to buy) 5.25 2018-11-30 4 A 0 5250 5.25 A 2019-02-28 2028-11-30 Class A Common Stock 5250 5250 D Director Stock Option (right to buy) 5.25 2018-11-30 4 A 0 1050 5.25 A 2019-02-28 2028-11-30 Class A Common Stock 1050 1050 D Director Stock Option (right to buy) 5.46 2019-12-06 4 A 0 5000 5.46 A 2020-03-06 2029-12-06 Class A Common Stock 5000 5000 D Director Stock Option (right to buy) 5.46 2019-12-06 4 A 0 1000 5.46 A 2020-03-06 2029-12-06 Class A Common Stock 1000 1000 D This was granted on December 7, 2012 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 4, 2015 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 7, 2015 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 2, 2016 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 7, 2016 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 1, 2017 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018 and February 1, 2019. This option was granted on November 30, 2018 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2019. This option was granted on November 30, 2018 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2019. This option was granted on December 6, 2019 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested. This option was granted on December 6, 2019 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested. /s/Norman Gilbert Wilbur 2019-12-12