0001096906-19-000063.txt : 20190213
0001096906-19-000063.hdr.sgml : 20190213
20190213132646
ACCESSION NUMBER: 0001096906-19-000063
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190201
FILED AS OF DATE: 20190213
DATE AS OF CHANGE: 20190213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quist S. Andrew
CENTRAL INDEX KEY: 0001588309
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 19595866
MAIL ADDRESS:
STREET 1: 272 EAST BROADLEAF CIRCLE
CITY: DRAPER
STATE: UT
ZIP: 84020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-02-01
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001588309
Quist S. Andrew
272 EAST BROADLEAF CIRCLE
DRAPER
UT
84020
1
1
0
0
VP & General Counsel
Class A Common Stock
2019-02-01
5
J
0
E
1188
5.61
A
24953
D
Employee Stock Option (right to buy)
1.09
2012-04-13
4
A
0
21107
1.09
A
2012-07-13
2022-04-13
Class A Common Stock
21107
21107
D
Employee Stock Option (right to buy)
3.56
2013-12-06
4
A
0
13401
3.56
A
2014-03-06
2023-12-06
Class A Common Stock
13401
13401
D
Employee Stock Option (right to buy)
3.34
2014-07-02
4
A
0
12763
3.34
A
2014-10-02
2024-07-02
Class A Common Stock
12763
12763
D
Employee Stock Option (right to buy)
3.89
2014-12-05
4
A
0
25527
3.89
A
2015-03-05
2024-12-05
Class A Common Stock
25527
25527
D
Employee Stock Option (right to buy)
5.47
2015-12-04
4
A
0
24311
5.47
A
2016-03-04
2025-12-04
Class A Common Stock
24311
24311
D
Employee Stock Option (right to buy)
6.03
2016-12-06
4
A
0
23153
6.03
A
2017-03-02
2026-12-02
Class A Common Stock
23153
23153
D
Employee Stock Option (right to buy)
4.56
2017-12-01
4
A
0
22050
4.56
A
2018-03-01
2027-12-01
Class C Common Stock
22050
22050
D
Employee Stock Option (right to buy)
5.24
2018-11-30
4
A
0
26250
5.24
A
2019-02-28
2028-11-30
Class C Common Stock
26250
26250
D
Received pursuant to a stock dividend paid on February 1, 2019.
Does not include 57,172 shares of Class A Common Stock owned by the reporting person in the 401(k) Retirement Savings Plan.
This option was granted on April 13, 2012 as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019.
This option was granted on December 6, 2013 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019.
This option was granted on July 2, 2014 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.29 per share but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019.
This option was granted on December 5, 2014 as an option for 20,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019.
This option was granted on December 4, 2015 as an option for 20,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019.
This option was granted on December 2, 2016 as an option for 20,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, and February 1, 2019.
This option was granted on December 1, 2017 as an option for either 20,000 shares of Class A Common Stock at an exercise price of $5.05 per share or 20,000 shares of Class C Common Stock at an exercise price of $5.05 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018 and February 1, 2019.
This option was granted on November 30, 2018 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 25,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2019. This option vests in four equal quarterly installments of Class C Common Stock, beginning on February 28, 2019, until such shares are fully vested.
/s/S. Andrew Quist
2019-02-08