0001096906-19-000063.txt : 20190213 0001096906-19-000063.hdr.sgml : 20190213 20190213132646 ACCESSION NUMBER: 0001096906-19-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190201 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quist S. Andrew CENTRAL INDEX KEY: 0001588309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 19595866 MAIL ADDRESS: STREET 1: 272 EAST BROADLEAF CIRCLE CITY: DRAPER STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-02-01 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001588309 Quist S. Andrew 272 EAST BROADLEAF CIRCLE DRAPER UT 84020 1 1 0 0 VP & General Counsel Class A Common Stock 2019-02-01 5 J 0 E 1188 5.61 A 24953 D Employee Stock Option (right to buy) 1.09 2012-04-13 4 A 0 21107 1.09 A 2012-07-13 2022-04-13 Class A Common Stock 21107 21107 D Employee Stock Option (right to buy) 3.56 2013-12-06 4 A 0 13401 3.56 A 2014-03-06 2023-12-06 Class A Common Stock 13401 13401 D Employee Stock Option (right to buy) 3.34 2014-07-02 4 A 0 12763 3.34 A 2014-10-02 2024-07-02 Class A Common Stock 12763 12763 D Employee Stock Option (right to buy) 3.89 2014-12-05 4 A 0 25527 3.89 A 2015-03-05 2024-12-05 Class A Common Stock 25527 25527 D Employee Stock Option (right to buy) 5.47 2015-12-04 4 A 0 24311 5.47 A 2016-03-04 2025-12-04 Class A Common Stock 24311 24311 D Employee Stock Option (right to buy) 6.03 2016-12-06 4 A 0 23153 6.03 A 2017-03-02 2026-12-02 Class A Common Stock 23153 23153 D Employee Stock Option (right to buy) 4.56 2017-12-01 4 A 0 22050 4.56 A 2018-03-01 2027-12-01 Class C Common Stock 22050 22050 D Employee Stock Option (right to buy) 5.24 2018-11-30 4 A 0 26250 5.24 A 2019-02-28 2028-11-30 Class C Common Stock 26250 26250 D Received pursuant to a stock dividend paid on February 1, 2019. Does not include 57,172 shares of Class A Common Stock owned by the reporting person in the 401(k) Retirement Savings Plan. This option was granted on April 13, 2012 as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 6, 2013 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on July 2, 2014 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.29 per share but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 5, 2014 as an option for 20,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 4, 2015 as an option for 20,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 2, 2016 as an option for 20,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 1, 2017 as an option for either 20,000 shares of Class A Common Stock at an exercise price of $5.05 per share or 20,000 shares of Class C Common Stock at an exercise price of $5.05 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018 and February 1, 2019. This option was granted on November 30, 2018 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 25,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2019. This option vests in four equal quarterly installments of Class C Common Stock, beginning on February 28, 2019, until such shares are fully vested. /s/S. Andrew Quist 2019-02-08