0001096906-18-000378.txt : 20180705
0001096906-18-000378.hdr.sgml : 20180705
20180705121802
ACCESSION NUMBER: 0001096906-18-000378
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180202
FILED AS OF DATE: 20180705
DATE AS OF CHANGE: 20180705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stephens Jeffrey Russell
CENTRAL INDEX KEY: 0001488171
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 18940092
MAIL ADDRESS:
STREET 1: 38 NORTHRIDGE WAY
CITY: SANDY
STATE: UT
ZIP: 84092
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-02-02
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001488171
Stephens Jeffrey Russell
38 NORTHRIDGE WAY
SANDY
UT
84092
0
1
0
0
Sr. Gen Council; Corp Sec
Class A Common Stock
2018-02-01
5
J
0
E
42
4.8
A
889
D
Employee Stock Option (right to buy)
1.15
2012-04-13
4
A
0
3351
1.15
A
2012-07-13
2022-04-13
Class A Common Stock
3351
3351
D
Employee Stock Option (right to buy)
3.75
2013-12-06
4
A
0
3191
3.75
A
2014-03-06
2023-12-06
Class A Common Stock
3191
3191
D
Employee Stock Option (right to buy)
3.51
2014-07-02
4
A
0
3039
3.51
A
2014-10-02
2024-07-02
Class A Common Stock
3039
3039
D
Employee Stock Option (right to buy)
4.09
2014-12-05
4
A
0
6078
4.09
A
2015-03-05
2024-12-05
Class A Common Stock
6078
6078
D
Employee Stock Option (right to buy)
5.76
2015-12-04
4
A
0
5789
5.76
A
2016-03-04
2025-12-04
Class A Common Stock
5789
5789
D
Employee Stock Option (right to buy)
6.35
2016-12-02
4
A
0
5513
6.35
A
2017-03-02
2026-12-02
Class A Common Stock
5513
5513
D
Employee Stock Option (right to buy)
4.8
2017-12-01
4
A
0
5250
4.8
A
2018-03-01
2027-12-01
Class A Common Stock
5250
5250
D
Received pursuant to a stock dividend paid on February 2, 2018.
Does not include 79,030 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan
This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018. On December 4, 2012, the reporting person exercised part of these options to purchase 2,500 shares of Class A Common Stock.
This option was granted on December 6, 2013 as an option for 2,500 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018.
This option was granted on July 2, 2014 as an option for 2,500 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018.
This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, and February 2, 2018.
This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, and February 2, 2018.
This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017 and February 2, 2018.
This option was granted on December 1, 2017 as an option for 5,000 shares of Class A Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 2, 2018. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 1, 2018, until such shares are fully vested.
/s/ Jeffrey R. Stephens
2018-07-02