0001096906-18-000377.txt : 20180705 0001096906-18-000377.hdr.sgml : 20180705 20180705112823 ACCESSION NUMBER: 0001096906-18-000377 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180202 FILED AS OF DATE: 20180705 DATE AS OF CHANGE: 20180705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quist S. Andrew CENTRAL INDEX KEY: 0001588309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 18939872 MAIL ADDRESS: STREET 1: 272 EAST BROADLEAF CIRCLE CITY: DRAPER STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-02-02 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001588309 Quist S. Andrew 272 EAST BROADLEAF CIRCLE DRAPER UT 84020 1 1 0 0 VP & General Counsel Class A Common Stock 2018-02-01 5 J 0 E 1131 4.8 A 23765 D Employee Stock Option (right to buy) 1.15 2012-04-13 4 A 0 20102 1.15 A 2012-07-13 2022-04-13 Class A Common Stock 20102 20102 D Employee Stock Option (right to buy) 3.75 2013-12-06 4 A 0 12763 3.75 A 2014-03-06 2023-12-06 Class A Common Stock 12763 12763 D Employee Stock Option (right to buy) 3.51 2014-07-02 4 A 0 12155 3.51 A 2014-10-02 2024-07-02 Class A Common Stock 12155 12155 D Employee Stock Option (right to buy) 4.09 2014-12-05 4 A 0 24311 4.09 A 2015-03-05 2024-12-05 Class A Common Stock 24311 24311 D Employee Stock Option (right to buy) 5.76 2015-12-04 4 A 0 23153 5.76 A 2016-03-04 2025-12-04 Class A Common Stock 23153 23153 D Employee Stock Option (right to buy) 6.35 2016-12-02 4 A 0 22050 6.35 A 2017-03-02 2026-12-02 Class A Common Stock 22050 22050 D Employee Stock Option (right to buy) 4.8 2017-12-01 4 A 0 21000 4.8 A 2018-03-01 2027-12-01 Class C Common Stock 21000 21000 D Received pursuant to a stock dividend paid on February 2, 2018. Does not include 51,997 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan. This option was granted on December 2, 2011 as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018. This option was granted on April 13, 2012 as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018. This option was granted on December 6, 2013 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018. This option was granted on July 2, 2014 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.29 per share but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018. This option was granted on December 5, 2014 as an option for 20,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018. This option was granted on December 4, 2015 as an option for 20,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, and February 2, 2018. This option was granted on December 2, 2016 as an option for 20,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017 and February 2, 2018. /s/S. Andrew Quist 2018-07-05