0001096906-18-000376.txt : 20180703 0001096906-18-000376.hdr.sgml : 20180703 20180703155857 ACCESSION NUMBER: 0001096906-18-000376 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180202 FILED AS OF DATE: 20180703 DATE AS OF CHANGE: 20180703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Stephen Charles CENTRAL INDEX KEY: 0001661597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 18937003 MAIL ADDRESS: STREET 1: 886 SOUTH ROUECHE LANE CITY: KAYSVILLE STATE: UT ZIP: 84037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-02-02 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001661597 Johnson Stephen Charles 886 SOUTH ROUECHE LANE KAYSVILLE UT 84037 0 1 0 0 VP Mortgage Operations Class A Common Stock 2018-02-02 5 J 0 E 154 4.8 D 3230 D Employee Stock Option (right to buy) 1.15 2012-04-13 4 A 0 4020 1.15 A 2012-07-13 2022-04-13 Class A Common Stock 4020 4020 D Employee Stock Option (right to buy) 3.75 2013-12-06 4 A 0 3829 3.75 A 2014-03-06 2023-12-06 Class A Common Stock 3829 3829 D Employee Stock Option (right to buy) 3.51 2014-07-02 4 A 0 3647 3.51 A 2014-10-02 2024-07-02 Class A Common Stock 3647 3647 D Employee Stock Option (right to buy) 4.09 2014-12-05 4 A 0 7293 4.09 A 2015-03-05 2024-12-05 Class A Common Stock 7293 7293 D Employee Stock Option (right to buy) 5.76 2015-12-04 4 A 0 11576 5.76 A 2016-03-04 2025-12-04 Class A Common Stock 11576 11576 D Employee Stock Option (right to buy) 6.35 2016-12-02 4 A 0 5513 6.35 A 2017-03-02 2026-12-02 Class A Common Stock 5513 5513 D Employee Stock Option (right to buy) 4.8 2017-12-01 4 A 0 10500 4.8 A 2018-03-01 2027-12-01 Class A Common Stock 10500 10500 D Received pursuant to a stock dividend paid on February 2, 2018. Owned through a trust by the reporting person and his wife. Does not include 24,327 shares of Class A Common Stock owned indirectly by the Reporting person in the 401(k) Retirement Savings Plan. This option was granted on April 13, 2012 as an option for 3,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018. This option was granted on December 6, 2013 as an option for 3,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018. This option was granted on July 2, 2014 as an option for 3,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018. This option was granted on December 5, 2014 as an option for 6,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018. This option was granted on December 4, 2015 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, and February 2, 2018. This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017 and February 2, 2018. This option was granted on December 1, 2017 as an option for 10,000 shares of Class A Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions in the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 2, 2018. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 1, 2018, until such shares are fully vested. /s/Stephen C. Johnson 2018-07-02