0001096906-18-000375.txt : 20180703
0001096906-18-000375.hdr.sgml : 20180703
20180703122825
ACCESSION NUMBER: 0001096906-18-000375
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180202
FILED AS OF DATE: 20180703
DATE AS OF CHANGE: 20180703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Overbaugh Jason G.
CENTRAL INDEX KEY: 0001588310
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 18935498
MAIL ADDRESS:
STREET 1: 13471 SOUTH TUSCALEE WAY
CITY: DRAPER
STATE: UT
ZIP: 84020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-02-02
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001588310
Overbaugh Jason G.
13471 SOUTH TUSCALEE WAY
DRAPER
UT
84020
1
1
0
0
VP & Nat Mrk Dir of Life Ins
Class A Common Stock
2018-02-01
5
J
0
E
3851
4.8
A
80880
D
Class A Common Stock
2018-04-03
5
G
0
E
3000
0
D
77880
D
Employee Stock Option (right to buy)
3.75
2013-12-06
4
A
0
12763
3.75
A
2014-03-06
2023-12-06
Class A Common Stock
12763
12763
D
Employee Stock Option (right to buy)
3.51
2014-07-02
4
A
0
12155
3.51
A
2014-10-02
2024-07-02
Class A Common Stock
12155
12155
D
Employee Stock Option (right to buy)
4.09
2014-12-05
4
A
0
24311
4.09
A
2015-03-05
2024-12-05
Class A Common Stock
24311
24311
D
Employee Stock Option (right to buy)
5.76
2015-12-04
4
A
0
23153
5.76
A
2016-03-04
2025-12-04
Class A Common Stock
23153
23153
D
Employee Stock Option (right to buy)
6.35
2016-12-02
4
A
0
22050
6.35
A
2017-03-02
2026-12-02
Class A Common Stock
22050
22050
D
Employee Stock Option (right to buy)
4.8
2017-12-01
4
A
0
21000
4.8
A
2018-03-01
2027-12-01
Class C Common Stock
21000
21000
D
Received pursuant to a stock dividend paid on February 2, 2018.
Does not include 86,629 shares of Class A Common Stock owned individually by the reporting person in the 401(k) Retirement Savings Plan and the Deferred Compensation Plan.
This option was granted on December 6, 2013 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018.
This option was granted on July 2, 2014 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018.
This option was granted on December 5, 2014 as an option to purchase 20,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018.
This option was granted on December 4, 2015 as an option to purchase 20,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, and February 2, 2018.
This option was granted on December 2, 2016 as an option to purchase 20,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017 and February 2, 2018.
This option was granted on December 1, 2017 as an option to purchase either 20,000 shares of Class A Common Stock at an exercise price of $5.05 per share or 20,000 shares of Class C Common Stock at an exercise price of $5.05 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock at an exercise price of $5.05 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on March 1, 2018, until such shares are fully vested, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 2, 2018.
/s/Jason G. Overbaugh
2018-07-02