0001096906-18-000375.txt : 20180703 0001096906-18-000375.hdr.sgml : 20180703 20180703122825 ACCESSION NUMBER: 0001096906-18-000375 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180202 FILED AS OF DATE: 20180703 DATE AS OF CHANGE: 20180703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Overbaugh Jason G. CENTRAL INDEX KEY: 0001588310 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 18935498 MAIL ADDRESS: STREET 1: 13471 SOUTH TUSCALEE WAY CITY: DRAPER STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-02-02 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001588310 Overbaugh Jason G. 13471 SOUTH TUSCALEE WAY DRAPER UT 84020 1 1 0 0 VP & Nat Mrk Dir of Life Ins Class A Common Stock 2018-02-01 5 J 0 E 3851 4.8 A 80880 D Class A Common Stock 2018-04-03 5 G 0 E 3000 0 D 77880 D Employee Stock Option (right to buy) 3.75 2013-12-06 4 A 0 12763 3.75 A 2014-03-06 2023-12-06 Class A Common Stock 12763 12763 D Employee Stock Option (right to buy) 3.51 2014-07-02 4 A 0 12155 3.51 A 2014-10-02 2024-07-02 Class A Common Stock 12155 12155 D Employee Stock Option (right to buy) 4.09 2014-12-05 4 A 0 24311 4.09 A 2015-03-05 2024-12-05 Class A Common Stock 24311 24311 D Employee Stock Option (right to buy) 5.76 2015-12-04 4 A 0 23153 5.76 A 2016-03-04 2025-12-04 Class A Common Stock 23153 23153 D Employee Stock Option (right to buy) 6.35 2016-12-02 4 A 0 22050 6.35 A 2017-03-02 2026-12-02 Class A Common Stock 22050 22050 D Employee Stock Option (right to buy) 4.8 2017-12-01 4 A 0 21000 4.8 A 2018-03-01 2027-12-01 Class C Common Stock 21000 21000 D Received pursuant to a stock dividend paid on February 2, 2018. Does not include 86,629 shares of Class A Common Stock owned individually by the reporting person in the 401(k) Retirement Savings Plan and the Deferred Compensation Plan. This option was granted on December 6, 2013 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018. This option was granted on July 2, 2014 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018. This option was granted on December 5, 2014 as an option to purchase 20,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018. This option was granted on December 4, 2015 as an option to purchase 20,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, and February 2, 2018. This option was granted on December 2, 2016 as an option to purchase 20,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017 and February 2, 2018. This option was granted on December 1, 2017 as an option to purchase either 20,000 shares of Class A Common Stock at an exercise price of $5.05 per share or 20,000 shares of Class C Common Stock at an exercise price of $5.05 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock at an exercise price of $5.05 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on March 1, 2018, until such shares are fully vested, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 2, 2018. /s/Jason G. Overbaugh 2018-07-02