0001096906-17-000786.txt : 20171213
0001096906-17-000786.hdr.sgml : 20171213
20171213150842
ACCESSION NUMBER: 0001096906-17-000786
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171201
FILED AS OF DATE: 20171213
DATE AS OF CHANGE: 20171213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Christie Q. Overbaugh
CENTRAL INDEX KEY: 0001320385
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1204
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 171253687
BUSINESS ADDRESS:
STREET 1: 13471 SOUTH TUSCALEE WAY
CITY: DRAPER
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-264-1060
MAIL ADDRESS:
STREET 1: 13471 SOUTH TUSCALEE WAY
CITY: DRAPER
STATE: UT
ZIP: 84020
FORMER NAME:
FORMER CONFORMED NAME: Christie Overbaugh
DATE OF NAME CHANGE: 20050310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-12-01
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001320385
Christie Q. Overbaugh
13471 SOUTH TUSCALEE WAY
DRAPER
UT
84020
0
1
0
0
Sr. VP of Operations
Employee Stock Option (right to buy)
3.95
2013-12-06
4
A
0
6078
3.95
A
2014-03-06
2023-12-06
Class A Common Stock
6078
6078
D
Employee Stock Option (right to buy)
3.69
2014-07-02
4
A
0
5789
3.69
A
2014-10-02
2024-07-02
Class A Common Stock
5789
5789
D
Employee Stock Option (right to buy)
4.3
2014-12-05
4
A
0
11576
4.3
A
2015-03-05
2024-12-05
Class A Common Stock
11576
11576
D
Employee Stock Option (right to buy)
6.06
2015-12-04
4
A
0
7718
6.06
A
2016-03-04
2025-12-04
Class A Common Stock
7718
7718
D
Employee Stock Option (right to buy)
6.68
2016-12-02
4
A
0
5250
6.68
A
2017-03-02
2026-12-02
Class A Common Stock
5250
5250
D
Employee Stock Option (right to buy)
5.05
2017-12-01
4
A
0
5000
5.05
A
2018-03-01
2027-12-01
Class A Common Stock
5000
5000
D
This option was granted on December 6, 2013 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017.
This option was granted on July 2, 2014 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016 and February 3, 2017.
This option was granted on December 5, 2014 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016 and February 3, 2017.
This option was granted on December 4, 2015 as an option to purchase 7,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016 and February 3, 2017.
This option was granted on December 2, 2016 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2017.
This option was granted on December 1, 2017 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $5.05 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 1, 2018, until such shares are fully vested.
/s/ Christie Q. Overbaugh
2017-12-13