0001096906-17-000286.txt : 20170428
0001096906-17-000286.hdr.sgml : 20170428
20170428181822
ACCESSION NUMBER: 0001096906-17-000286
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170203
FILED AS OF DATE: 20170428
DATE AS OF CHANGE: 20170428
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quist S. Andrew
CENTRAL INDEX KEY: 0001588309
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 17797817
MAIL ADDRESS:
STREET 1: 272 EAST BROADLEAF CIRCLE
CITY: DRAPER
STATE: UT
ZIP: 84020
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-02-03
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001588309
Quist S. Andrew
272 EAST BROADLEAF CIRCLE
DRAPER
UT
84020
1
1
0
0
VP & Associate Gen. Counsel
Class A Common Stock
2017-02-03
4
J
0
502
7.03
A
10532
D
Employee Stock Option (right to buy)
0.96
2011-12-02
4
A
0
20012
0.96
A
2012-03-02
2021-12-02
Class A Common Stock
20012
20012
D
Employee Stock Option (right to buy)
1.21
2012-04-13
4
A
0
19145
1.21
A
2012-07-13
2022-04-13
Class A Common Stock
19145
19145
D
Employee Stock Option (right to buy)
3.95
2013-12-06
4
A
0
12155
3.95
A
2014-03-06
2023-12-06
Class A Common Stock
12155
12155
D
Employee Stock Option (right to buy)
3.69
2014-07-02
4
A
0
11576
3.69
A
2014-10-02
2024-07-02
Class A Common Stock
11576
11576
D
Employee Stock Option (right to buy)
4.3
2014-12-05
4
A
0
23153
4.3
A
2015-03-05
2024-12-05
Class A Common Stock
23153
23153
D
Employee Stock Option (right to buy)
6.06
2015-12-04
4
A
0
23153
6.06
A
2016-03-04
2025-12-04
Class A Common Stock
23153
23153
D
Employee Stock Option (right to buy)
6.68
2016-12-02
4
A
0
21000
6.68
A
2017-03-02
2026-12-02
Class A Common Stock
21000
21000
D
Received pursuant to a stock dividend paid on February 3, 2017.
Does not include 45,122 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Plan.
This option was granted on December 2, 2011 as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017.
This option was granted on April 14, 2012 as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017.
This option was granted on December 6, 2013 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017.
This option was granted on July 2, 2014 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.29 per share but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016 and February 3, 2017.
This option was granted on December 5, 2014 as an option for 20,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016 and February 3, 2017.
This option was granted on December 4, 2015 as an option for 20,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016 and February 3, 2017.
This option was granted on December 2, 2016 as an option for 20,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2017. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 2, 2017, until such shares are fully vested.
/s/ Andrew S. Quist
2017-04-25