0001096906-17-000281.txt : 20170428
0001096906-17-000281.hdr.sgml : 20170428
20170428114900
ACCESSION NUMBER: 0001096906-17-000281
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161202
FILED AS OF DATE: 20170428
DATE AS OF CHANGE: 20170428
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Stephen Charles
CENTRAL INDEX KEY: 0001661597
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 17792950
MAIL ADDRESS:
STREET 1: 886 SOUTH ROUECHE LANE
CITY: KAYSVILLE
STATE: UT
ZIP: 84037
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-12-02
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001661597
Johnson Stephen Charles
886 SOUTH ROUECHE LANE
KAYSVILLE
UT
84037
0
1
0
0
Gen. Counsel & Corp. Sec
Class A Common Stock
2017-02-03
5
J
0
E
146
7.03
A
3076
D
Employee Stock Option (right to buy)
1.21
2012-04-13
4
A
0
3829
1.21
A
2012-07-13
2022-04-13
Class A Common Stock
3829
3829
D
Employee Stock Option (right to buy)
3.95
2013-12-06
4
A
0
3647
3.95
A
2014-03-06
2023-12-06
Class A Common Stock
3647
3647
D
Employee Stock Option (right to buy)
3.69
2014-07-02
4
A
0
3473
3.69
A
2014-10-02
2024-07-02
Class A Common Stock
3473
3473
D
Employee Stock Option (right to buy)
4.3
2014-12-05
4
A
0
6946
4.3
A
2015-03-05
2024-12-05
Class A Common Stock
6946
6946
D
Employee Stock Option (right to buy)
6.06
2015-12-04
4
A
0
11025
6.06
A
2016-03-04
2025-12-04
Class A Common Stock
11025
11025
D
Employee Stock Option (right to buy)
6.68
2016-12-02
4
A
0
5250
6.68
A
2017-03-02
2026-12-02
Class A Common Stock
5250
5250
D
Received pursuant to a stock dividend paid on February 3, 2017.
Owned through a trust by the reporting person and his wife. Does not include 20,724 shares of Class A common stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan, and the Non-Qualified Defined Compensation Plan.
This option was granted on April 13, 2012 as an option for 3,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017.
This option was granted on December 6, 2013 as an option for 3,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017.
This option was granted on July 2, 2014 as an option for 3,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016 and February 3, 2017.
This option was granted on December 5, 2014 as an option for 6,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016 and February 3, 2017.
This option was granted on December 4, 2015 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016 and February 3, 2017.
This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2017. This option vests in four equal quarterly installments of Class A common Stock, beginning on March 2, 2017, until such shares are fully vested.
/s/Stephen C. Johnson
2017-04-25