0001096906-17-000281.txt : 20170428 0001096906-17-000281.hdr.sgml : 20170428 20170428114900 ACCESSION NUMBER: 0001096906-17-000281 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161202 FILED AS OF DATE: 20170428 DATE AS OF CHANGE: 20170428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Stephen Charles CENTRAL INDEX KEY: 0001661597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 17792950 MAIL ADDRESS: STREET 1: 886 SOUTH ROUECHE LANE CITY: KAYSVILLE STATE: UT ZIP: 84037 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-12-02 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001661597 Johnson Stephen Charles 886 SOUTH ROUECHE LANE KAYSVILLE UT 84037 0 1 0 0 Gen. Counsel & Corp. Sec Class A Common Stock 2017-02-03 5 J 0 E 146 7.03 A 3076 D Employee Stock Option (right to buy) 1.21 2012-04-13 4 A 0 3829 1.21 A 2012-07-13 2022-04-13 Class A Common Stock 3829 3829 D Employee Stock Option (right to buy) 3.95 2013-12-06 4 A 0 3647 3.95 A 2014-03-06 2023-12-06 Class A Common Stock 3647 3647 D Employee Stock Option (right to buy) 3.69 2014-07-02 4 A 0 3473 3.69 A 2014-10-02 2024-07-02 Class A Common Stock 3473 3473 D Employee Stock Option (right to buy) 4.3 2014-12-05 4 A 0 6946 4.3 A 2015-03-05 2024-12-05 Class A Common Stock 6946 6946 D Employee Stock Option (right to buy) 6.06 2015-12-04 4 A 0 11025 6.06 A 2016-03-04 2025-12-04 Class A Common Stock 11025 11025 D Employee Stock Option (right to buy) 6.68 2016-12-02 4 A 0 5250 6.68 A 2017-03-02 2026-12-02 Class A Common Stock 5250 5250 D Received pursuant to a stock dividend paid on February 3, 2017. Owned through a trust by the reporting person and his wife. Does not include 20,724 shares of Class A common stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan, and the Non-Qualified Defined Compensation Plan. This option was granted on April 13, 2012 as an option for 3,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 6, 2013 as an option for 3,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on July 2, 2014 as an option for 3,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 5, 2014 as an option for 6,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 4, 2015 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016 and February 3, 2017. This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2017. This option vests in four equal quarterly installments of Class A common Stock, beginning on March 2, 2017, until such shares are fully vested. /s/Stephen C. Johnson 2017-04-25