0001096906-16-002099.txt : 20161219 0001096906-16-002099.hdr.sgml : 20161219 20161219180208 ACCESSION NUMBER: 0001096906-16-002099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161202 FILED AS OF DATE: 20161219 DATE AS OF CHANGE: 20161219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stephens Jeffrey Russell CENTRAL INDEX KEY: 0001488171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 162059881 MAIL ADDRESS: STREET 1: 38 NORTHRIDGE WAY CITY: SANDY STATE: UT ZIP: 84092 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-12-02 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001488171 Stephens Jeffrey Russell 38 NORTHRIDGE WAY SANDY UT 84092 0 1 0 0 Gen. Counsel & Corp. Secretary Employee Stock Option (right to buy) 1.27 2012-04-13 4 A 0 3039 1.27 A 2012-07-13 2022-04-13 Class A Common Stock 3039 3039 D Employee Stock Option (right to buy) 4.16 2013-12-06 4 A 0 2894 4.16 A 2014-03-06 2023-12-06 Class A Common Stock 2894 2894 D Employee Stock Option (right to buy) 3.88 2014-07-02 4 A 0 2756 3.88 A 2014-10-02 2024-07-02 Class A Common Stock 2756 2756 D Employee Stock Option (right to buy) 4.53 2014-12-05 4 A 0 5513 4.53 A 2015-03-05 2024-12-05 Class A Common Stock 5513 5513 D Employee Stock Option (right to buy) 6.38 2015-12-04 4 A 0 5250 6.38 A 2016-03-04 2025-12-04 Class A Common Stock 5250 5250 D Employee Stock Option (right to buy) 7.03 2016-12-02 4 A 0 5000 7.03 A 2017-03-02 2026-12-02 Class A Common Stock 5000 5000 D This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016. On December 4, 2012, the reporting person exercised part of these options to purchase 2,500 shares of Class A Common Stock. This option was granted on December 6, 2013 as an option for 2,500 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on July 2, 2014 as an option for 2,500 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016. This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016. This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option vests in four equal quarterly installments of Class A common Stock, beginning on March 4, 2016, until such shares are fully vested. This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share. This option vests in four equal quarterly installments of Class A common Stock, beginning on March 2, 2017, until such shares are fully vested. /s/ Jeffrey R. Stephens 2016-12-19