0001096906-16-002099.txt : 20161219
0001096906-16-002099.hdr.sgml : 20161219
20161219180208
ACCESSION NUMBER: 0001096906-16-002099
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161202
FILED AS OF DATE: 20161219
DATE AS OF CHANGE: 20161219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stephens Jeffrey Russell
CENTRAL INDEX KEY: 0001488171
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 162059881
MAIL ADDRESS:
STREET 1: 38 NORTHRIDGE WAY
CITY: SANDY
STATE: UT
ZIP: 84092
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-12-02
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001488171
Stephens Jeffrey Russell
38 NORTHRIDGE WAY
SANDY
UT
84092
0
1
0
0
Gen. Counsel & Corp. Secretary
Employee Stock Option (right to buy)
1.27
2012-04-13
4
A
0
3039
1.27
A
2012-07-13
2022-04-13
Class A Common Stock
3039
3039
D
Employee Stock Option (right to buy)
4.16
2013-12-06
4
A
0
2894
4.16
A
2014-03-06
2023-12-06
Class A Common Stock
2894
2894
D
Employee Stock Option (right to buy)
3.88
2014-07-02
4
A
0
2756
3.88
A
2014-10-02
2024-07-02
Class A Common Stock
2756
2756
D
Employee Stock Option (right to buy)
4.53
2014-12-05
4
A
0
5513
4.53
A
2015-03-05
2024-12-05
Class A Common Stock
5513
5513
D
Employee Stock Option (right to buy)
6.38
2015-12-04
4
A
0
5250
6.38
A
2016-03-04
2025-12-04
Class A Common Stock
5250
5250
D
Employee Stock Option (right to buy)
7.03
2016-12-02
4
A
0
5000
7.03
A
2017-03-02
2026-12-02
Class A Common Stock
5000
5000
D
This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016. On December 4, 2012, the reporting person exercised part of these options to purchase 2,500 shares of Class A Common Stock.
This option was granted on December 6, 2013 as an option for 2,500 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015 and February 5, 2016.
This option was granted on July 2, 2014 as an option for 2,500 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.
This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.
This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option vests in four equal quarterly installments of Class A common Stock, beginning on March 4, 2016, until such shares are fully vested.
This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share. This option vests in four equal quarterly installments of Class A common Stock, beginning on March 2, 2017, until such shares are fully vested.
/s/ Jeffrey R. Stephens
2016-12-19