0001096906-16-002096.txt : 20161219 0001096906-16-002096.hdr.sgml : 20161219 20161219121327 ACCESSION NUMBER: 0001096906-16-002096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161202 FILED AS OF DATE: 20161219 DATE AS OF CHANGE: 20161219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER GILBERT A CENTRAL INDEX KEY: 0001203302 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 162058340 MAIL ADDRESS: STREET 1: 55 WANDERWOOD WAY CITY: SANDY STATE: UT ZIP: 84092 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-12-02 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001203302 FULLER GILBERT A 55 WANDERWOOD WAY SANDY UT 84092 1 0 0 0 Director Stock Option (right to buy) 6.05 2012-12-07 4 A 0 1216 6.05 A 2013-12-07 2022-12-07 Class A Common Stock 1216 1216 D Director Stock Option (right to buy) 4.16 2013-12-06 4 A 0 5605 4.16 A 2014-12-06 2023-12-06 Class A Common Stock 5605 5605 D Director Stock Option (right to buy) 4.16 2013-12-07 4 A 0 1158 4.16 A 2014-12-07 2023-12-07 Class A Common Stock 1158 1158 D Director Stock Option (right to buy) 4.53 2014-12-05 4 A 0 5513 4.53 A 2015-12-05 2024-12-05 Class A Common Stock 5513 5513 D Director Stock Option (right to buy) 4.53 2014-12-07 4 A 0 1103 4.53 A 2015-12-07 2024-12-07 Class A Common Stock 1103 1103 D Director Stock Option (right to buy) 6.38 2015-12-04 4 A 0 5250 6.38 A 2016-12-04 2025-12-04 Class A Common Stock 5250 5250 D Director Stock Option (right to buy) 6.38 2015-12-07 4 A 0 1050 6.38 A 2016-12-07 2025-12-07 Class A Common Stock 1050 1050 D Director Stock Option (right to buy) 7.03 2016-12-02 4 A 0 5000 7.03 A 2017-12-02 2026-12-02 Class A Common Stock 5000 5000 D Director Stock Option (right to buy) 7.36 2016-12-07 4 A 0 1000 7.36 A 2017-12-07 2026-12-07 Class A Common Stock 1000 1000 D This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016. This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016. This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. The option vests on December 4, 2016. This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option vests on December 7, 2016. This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share. This option vests on December 2, 2017. This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share. This option vests on December 7, 2017. /s/Gilbert A. Fuller 2016-12-19