0001096906-16-001535.txt : 20160411
0001096906-16-001535.hdr.sgml : 20160411
20160411114809
ACCESSION NUMBER: 0001096906-16-001535
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160205
FILED AS OF DATE: 20160411
DATE AS OF CHANGE: 20160411
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sill Garrett S.
CENTRAL INDEX KEY: 0001568673
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 161564464
MAIL ADDRESS:
STREET 1: 2463 SOUTH 1375 WEST
CITY: SYRACUSE
STATE: UT
ZIP: 84075
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-02-05
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001568673
Sill Garrett S.
2463 SOUTH 1375 WEST
SYRACUSE
UT
84075
0
1
0
0
CFO and Treasurer
Class A Common Stock
2016-02-05
5
J
0
E
1656
5.8
A
34776
D
Employee Stock Option (right to buy)
4.16
2013-12-06
4
A
0
4631
4.16
A
2014-03-06
2023-12-06
Class A Common Stock
4631
4631
D
Employee Stock Option (right to buy)
3.88
2014-07-02
4
A
0
4410
3.88
A
2014-10-02
2024-07-02
Class A Common Stock
4410
4410
D
Employee Stock Option (right to buy)
4.53
2014-12-05
4
A
0
8820
4.53
A
2015-03-05
2024-12-05
Class A Common Stock
8820
8820
D
Employee Stock Option (right to buy)
6.38
2015-12-04
4
A
0
10500
6.38
A
2016-03-04
2025-12-04
Class A Common Stock
10500
10500
D
Received pursuant to a stock dividend paid on February 5, 2016.
Does not include 11,909 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP) and the 401(k) Retirement Savings Plan.
This option was granted on December 6, 2013 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015 and February 5, 2016.
This option was granted on July 2, 2014 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.
This option was granted on December 5, 2014 as an option for 8,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.
This option was granted on December 4, 2015 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a stock dividend paid on February 5, 2016. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 4, 2016, until such shares are fully vested.
/s/ Garrett S. Sill
2016-04-06