0001096906-16-001535.txt : 20160411 0001096906-16-001535.hdr.sgml : 20160411 20160411114809 ACCESSION NUMBER: 0001096906-16-001535 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160205 FILED AS OF DATE: 20160411 DATE AS OF CHANGE: 20160411 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sill Garrett S. CENTRAL INDEX KEY: 0001568673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 161564464 MAIL ADDRESS: STREET 1: 2463 SOUTH 1375 WEST CITY: SYRACUSE STATE: UT ZIP: 84075 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-02-05 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001568673 Sill Garrett S. 2463 SOUTH 1375 WEST SYRACUSE UT 84075 0 1 0 0 CFO and Treasurer Class A Common Stock 2016-02-05 5 J 0 E 1656 5.8 A 34776 D Employee Stock Option (right to buy) 4.16 2013-12-06 4 A 0 4631 4.16 A 2014-03-06 2023-12-06 Class A Common Stock 4631 4631 D Employee Stock Option (right to buy) 3.88 2014-07-02 4 A 0 4410 3.88 A 2014-10-02 2024-07-02 Class A Common Stock 4410 4410 D Employee Stock Option (right to buy) 4.53 2014-12-05 4 A 0 8820 4.53 A 2015-03-05 2024-12-05 Class A Common Stock 8820 8820 D Employee Stock Option (right to buy) 6.38 2015-12-04 4 A 0 10500 6.38 A 2016-03-04 2025-12-04 Class A Common Stock 10500 10500 D Received pursuant to a stock dividend paid on February 5, 2016. Does not include 11,909 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP) and the 401(k) Retirement Savings Plan. This option was granted on December 6, 2013 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on July 2, 2014 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016. This option was granted on December 5, 2014 as an option for 8,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016. This option was granted on December 4, 2015 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a stock dividend paid on February 5, 2016. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 4, 2016, until such shares are fully vested. /s/ Garrett S. Sill 2016-04-06