0001096906-16-001532.txt : 20160406 0001096906-16-001532.hdr.sgml : 20160406 20160406172143 ACCESSION NUMBER: 0001096906-16-001532 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160205 FILED AS OF DATE: 20160406 DATE AS OF CHANGE: 20160406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Christie Q. Overbaugh CENTRAL INDEX KEY: 0001320385 STATE OF INCORPORATION: UT FISCAL YEAR END: 1204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 161558312 BUSINESS ADDRESS: STREET 1: 13471 SOUTH TUSCALEE WAY CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-264-1060 MAIL ADDRESS: STREET 1: 13471 SOUTH TUSCALEE WAY CITY: DRAPER STATE: UT ZIP: 84020 FORMER NAME: FORMER CONFORMED NAME: Christie Overbaugh DATE OF NAME CHANGE: 20050310 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-02-05 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001320385 Christie Q. Overbaugh 13471 SOUTH TUSCALEE WAY DRAPER UT 84020 0 1 0 0 Sr. VP of Operations Class A Common Stock 2016-02-05 5 J 0 E 5716 5.8 A 120026 D Employee Stock Option (right to buy) 4.16 2013-12-06 4 A 0 5789 4.16 A 2014-03-06 2023-12-06 Class A Common Stock 5789 5789 D Employee Stock Option (right to buy) 3.88 2014-07-02 4 A 0 5513 3.88 A 2014-10-02 2024-07-02 Class A Common Stock 5513 5513 D Employee Stock Option (right to buy) 4.53 2014-12-05 4 A 0 11025 4.53 A 2015-03-05 2024-12-05 Class A Common Stock 11025 11025 D Employee Stock Option (right to buy) 6.38 2015-12-04 4 A 0 7350 6.38 A 2016-03-04 2025-12-04 Class A Common Stock 7350 7350 D Received pursuant to a stock dividend paid on February 5, 2016. Does not include 111,340 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan and the Deferred Compensation Plan. Also does not include 22,537 shares of Class C Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP). This option was granted on December 6, 2013 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on July 2, 2014 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016. This option was granted on December 5, 2014 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016. This option was granted on December 4, 2015 as an option to purchase 7,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 4, 2016, until such shares are fully vested. /s/ Christie Q. Overbaugh 2016-04-06