0001096906-16-001532.txt : 20160406
0001096906-16-001532.hdr.sgml : 20160406
20160406172143
ACCESSION NUMBER: 0001096906-16-001532
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160205
FILED AS OF DATE: 20160406
DATE AS OF CHANGE: 20160406
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Christie Q. Overbaugh
CENTRAL INDEX KEY: 0001320385
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1204
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 161558312
BUSINESS ADDRESS:
STREET 1: 13471 SOUTH TUSCALEE WAY
CITY: DRAPER
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-264-1060
MAIL ADDRESS:
STREET 1: 13471 SOUTH TUSCALEE WAY
CITY: DRAPER
STATE: UT
ZIP: 84020
FORMER NAME:
FORMER CONFORMED NAME: Christie Overbaugh
DATE OF NAME CHANGE: 20050310
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-02-05
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001320385
Christie Q. Overbaugh
13471 SOUTH TUSCALEE WAY
DRAPER
UT
84020
0
1
0
0
Sr. VP of Operations
Class A Common Stock
2016-02-05
5
J
0
E
5716
5.8
A
120026
D
Employee Stock Option (right to buy)
4.16
2013-12-06
4
A
0
5789
4.16
A
2014-03-06
2023-12-06
Class A Common Stock
5789
5789
D
Employee Stock Option (right to buy)
3.88
2014-07-02
4
A
0
5513
3.88
A
2014-10-02
2024-07-02
Class A Common Stock
5513
5513
D
Employee Stock Option (right to buy)
4.53
2014-12-05
4
A
0
11025
4.53
A
2015-03-05
2024-12-05
Class A Common Stock
11025
11025
D
Employee Stock Option (right to buy)
6.38
2015-12-04
4
A
0
7350
6.38
A
2016-03-04
2025-12-04
Class A Common Stock
7350
7350
D
Received pursuant to a stock dividend paid on February 5, 2016.
Does not include 111,340 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan and the Deferred Compensation Plan. Also does not include 22,537 shares of Class C Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP).
This option was granted on December 6, 2013 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015 and February 5, 2016.
This option was granted on July 2, 2014 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.
This option was granted on December 5, 2014 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.
This option was granted on December 4, 2015 as an option to purchase 7,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 4, 2016, until such shares are fully vested.
/s/ Christie Q. Overbaugh
2016-04-06