0001096906-16-001531.txt : 20160406 0001096906-16-001531.hdr.sgml : 20160406 20160406165608 ACCESSION NUMBER: 0001096906-16-001531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160205 FILED AS OF DATE: 20160406 DATE AS OF CHANGE: 20160406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Stephen Charles CENTRAL INDEX KEY: 0001661597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 161558013 MAIL ADDRESS: STREET 1: 886 SOUTH ROUECHE LANE CITY: KAYSVILLE STATE: UT ZIP: 84037 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-02-05 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001661597 Johnson Stephen Charles 886 SOUTH ROUECHE LANE KAYSVILLE UT 84037 0 1 0 0 Gen. Counsel & Corp. Sec. Class A Common Stock 2016-02-05 5 J 0 E 140 5.8 A 2930 D Employee Stock Option (right to buy) 1.27 2012-04-13 4 A 0 3647 1.27 A 2012-07-13 2022-04-13 Class A Common Stock 3647 3647 D Employee Stock Option (right to buy) 4.16 2013-12-06 4 A 0 3473 4.16 A 2014-03-06 2023-12-06 Class A Common Stock 3473 3473 D Employee Stock Option (right to buy) 3.88 2014-07-02 4 A 0 3308 3.88 A 2014-10-02 2024-07-02 Class A Common Stock 3308 3308 D Employee Stock Option (right to buy) 4.53 2014-12-05 4 A 0 6615 4.53 A 2015-03-05 2024-12-05 Class A Common Stock 6615 6615 D Employee Stock Option (right to buy) 6.38 2015-12-04 4 A 0 10500 6.38 A 2016-03-04 2025-12-04 Class A Common Stock 10500 10500 D Received pursuant to a stock dividend paid on February 5, 2016. Owned through a trust by the reporting person and his wife. Does not include 17,468 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan, and the Deferred Compensation Plan. This option was granted on April 13, 2012 as an option for 3,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on December 6, 2013 as an option for 3,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on July 2, 2014 as an option for 3,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016. This option was granted on December 5, 2014 as an option for 6,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016. This option was granted on December 4, 2015 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a stock dividend paid on February 5, 2016. This option vests in four equal quarterly installments of Class A common Stock, beginning on March 4, 2016, until such shares are fully vested. /s/ Stephen Charles Johnson 2016-04-06