0001096906-16-001530.txt : 20160406
0001096906-16-001530.hdr.sgml : 20160406
20160406161146
ACCESSION NUMBER: 0001096906-16-001530
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160205
FILED AS OF DATE: 20160406
DATE AS OF CHANGE: 20160406
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stephens Jeffrey Russell
CENTRAL INDEX KEY: 0001488171
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 161557639
MAIL ADDRESS:
STREET 1: 38 NORTHRIDGE WAY
CITY: SANDY
STATE: UT
ZIP: 84092
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-02-05
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001488171
Stephens Jeffrey Russell
38 NORTHRIDGE WAY
SANDY
UT
84092
0
1
0
0
Gen. Counsel & Corp. Sec.
Class A Common Stock
2016-02-05
5
J
0
E
38
5.8
A
807
D
Employee Stock Option (right to buy)
1.27
2012-04-13
4
A
0
3039
1.27
A
2012-07-13
2022-04-13
Class A Common Stock
3039
3039
D
Employee Stock Option (right to buy)
4.16
2013-12-06
4
A
0
2894
4.16
A
2014-03-06
2023-12-06
Class A Common Stock
2894
2894
D
Employee Stock Option (right to buy)
3.88
2014-07-02
4
A
0
2756
3.88
A
2014-10-02
2024-07-02
Class A Common Stock
2756
2756
D
Employee Stock Option (right to buy)
4.53
2014-12-05
4
A
0
5513
4.53
A
2015-03-05
2024-12-05
Class A Common Stock
5513
5513
D
Employee Stock Option (right to buy)
6.38
2015-12-04
4
A
0
5250
6.38
A
2016-03-04
2025-12-04
Class A Common Stock
5250
5250
D
Received pursuant to a stock dividend paid on February 5, 2016.
Does not include 67,666 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan.
This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016. On December 4, 2012, the reporting person exercised part of these options to purchase 2,500 shares of Class A Common Stock.
This option was granted on December 6, 2013 as an option for 2,500 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015 and February 5, 2016.
This option was granted on July 2, 2014 as an option for 2,500 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.
This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.
This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option vests in four equal quarterly installments of Class A common Stock, beginning on March 4, 2016, until such shares are fully vested.
/s/ Jeffrey R. Stephens
2016-04-06