0001096906-16-001402.txt : 20160219
0001096906-16-001402.hdr.sgml : 20160219
20160219130311
ACCESSION NUMBER: 0001096906-16-001402
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160218
FILED AS OF DATE: 20160219
DATE AS OF CHANGE: 20160219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wilbur Norman G
CENTRAL INDEX KEY: 0001298096
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 161441150
MAIL ADDRESS:
STREET 1: 2637 MUSTANG DRIVE
CITY: MEAD
STATE: CO
ZIP: 80542
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2016-02-18
2016-02-03
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001298096
Wilbur Norman G
2637 MUSTANG DRIVE
MEAD
CO
80542
1
0
0
0
Class A Common Stock
2016-01-14
4
S
0
221
6.4
D
3000
D
Class A Common Stock
2016-02-01
4
S
0
2400
5.54
D
600
D
Class A Common Stock
2016-02-01
4
S
0
300
5.55
D
300
D
Class A Common Stock
2016-02-03
4
M
0
3695
2.58
A
3995
D
Class A Common Stock
2016-02-03
4
M
0
1384
2.48
A
5379
D
Class A Common Stock
2016-02-05
5
J
0
E
161
5.8
A
5540
D
Class A Common Stock
2016-02-08
4
S
0
486
5.7
D
5054
D
Class A Common Stock
2016-02-08
4
S
0
214
5.71
D
4840
D
Class A Common Stock
2016-02-08
4
S
0
200
5.79
D
4640
D
Class A Common Stock
2016-02-08
4
S
0
100
5.78
D
4540
D
Director Stock Option (right to buy)
2.58
2008-03-31
4
M
0
3695
0
D
2009-03-31
2018-03-31
Class A Common Stock
3695
0
D
Director Stock Option (right to buy)
2.48
2009-12-07
4
M
0
1384
0
D
2010-12-07
2019-12-07
Class A Common Stock
1384
0
D
Director Stock Option (right to buy)
6.05
2012-12-07
4
A
0
1216
6.05
A
2013-12-07
2022-12-07
Class A Common Stock
1216
1216
D
Director Stock Option (right to buy)
4.16
2013-12-06
4
A
0
5605
4.16
A
2014-12-06
2023-12-06
Class A Common Stock
5605
5605
D
Director Stock Option (right to buy)
4.16
2013-12-07
4
A
0
1158
4.16
A
2014-12-07
2023-12-07
Class A Common Stock
1158
1158
D
Director Stock Option (right to buy)
4.53
2014-12-05
4
A
0
5513
4.53
A
2015-12-05
2024-12-05
Class A Common Stock
5513
5513
D
Director Stock Option (right to buy)
4.53
2014-12-07
4
A
0
1103
4.53
A
2015-12-07
2024-12-07
Class A Common Stock
1103
1103
D
Director Stock Option (right to buy)
6.38
2015-12-04
4
A
0
5250
6.38
A
2016-12-04
2025-12-04
Class A Common Stock
5250
5250
D
Director Stock Option (right to buy)
6.38
2015-12-07
4
A
0
1050
6.38
A
2016-12-07
2025-12-07
Class A Common Stock
1050
1050
D
Received pursuant to a stock dividend paid on February 5, 2016.
This option was granted on March 31, 2008 as an option to purchase 2,500 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, and February 5, 2016.
This option was granted on December 7, 2009 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, and February 5, 2016. On April 13, 2015, the reporting person exercised part of this option to purchase 23 shares of Class A Common Stock.
This option was granted on December 7, 2012 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, and February 5, 2016.
This option was granted on December 6, 2013 as an option to purchase 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, and February 5, 2016.
This option was granted on December 7, 2013 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, and February 5, 2016.
This option was granted on December 5, 2014 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.
This option was granted on December 7, 2014 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.
This option was granted on December 4, 2015 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option vests on December 4, 2016.
This option was granted on December 7, 2015 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option vests on December 7, 2016.
/s/Norman Gilbert Wilbur
2016-02-18