0001096906-16-001402.txt : 20160219 0001096906-16-001402.hdr.sgml : 20160219 20160219130311 ACCESSION NUMBER: 0001096906-16-001402 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160218 FILED AS OF DATE: 20160219 DATE AS OF CHANGE: 20160219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilbur Norman G CENTRAL INDEX KEY: 0001298096 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 161441150 MAIL ADDRESS: STREET 1: 2637 MUSTANG DRIVE CITY: MEAD STATE: CO ZIP: 80542 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2016-02-18 2016-02-03 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001298096 Wilbur Norman G 2637 MUSTANG DRIVE MEAD CO 80542 1 0 0 0 Class A Common Stock 2016-01-14 4 S 0 221 6.4 D 3000 D Class A Common Stock 2016-02-01 4 S 0 2400 5.54 D 600 D Class A Common Stock 2016-02-01 4 S 0 300 5.55 D 300 D Class A Common Stock 2016-02-03 4 M 0 3695 2.58 A 3995 D Class A Common Stock 2016-02-03 4 M 0 1384 2.48 A 5379 D Class A Common Stock 2016-02-05 5 J 0 E 161 5.8 A 5540 D Class A Common Stock 2016-02-08 4 S 0 486 5.7 D 5054 D Class A Common Stock 2016-02-08 4 S 0 214 5.71 D 4840 D Class A Common Stock 2016-02-08 4 S 0 200 5.79 D 4640 D Class A Common Stock 2016-02-08 4 S 0 100 5.78 D 4540 D Director Stock Option (right to buy) 2.58 2008-03-31 4 M 0 3695 0 D 2009-03-31 2018-03-31 Class A Common Stock 3695 0 D Director Stock Option (right to buy) 2.48 2009-12-07 4 M 0 1384 0 D 2010-12-07 2019-12-07 Class A Common Stock 1384 0 D Director Stock Option (right to buy) 6.05 2012-12-07 4 A 0 1216 6.05 A 2013-12-07 2022-12-07 Class A Common Stock 1216 1216 D Director Stock Option (right to buy) 4.16 2013-12-06 4 A 0 5605 4.16 A 2014-12-06 2023-12-06 Class A Common Stock 5605 5605 D Director Stock Option (right to buy) 4.16 2013-12-07 4 A 0 1158 4.16 A 2014-12-07 2023-12-07 Class A Common Stock 1158 1158 D Director Stock Option (right to buy) 4.53 2014-12-05 4 A 0 5513 4.53 A 2015-12-05 2024-12-05 Class A Common Stock 5513 5513 D Director Stock Option (right to buy) 4.53 2014-12-07 4 A 0 1103 4.53 A 2015-12-07 2024-12-07 Class A Common Stock 1103 1103 D Director Stock Option (right to buy) 6.38 2015-12-04 4 A 0 5250 6.38 A 2016-12-04 2025-12-04 Class A Common Stock 5250 5250 D Director Stock Option (right to buy) 6.38 2015-12-07 4 A 0 1050 6.38 A 2016-12-07 2025-12-07 Class A Common Stock 1050 1050 D Received pursuant to a stock dividend paid on February 5, 2016. This option was granted on March 31, 2008 as an option to purchase 2,500 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, and February 5, 2016. This option was granted on December 7, 2009 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, and February 5, 2016. On April 13, 2015, the reporting person exercised part of this option to purchase 23 shares of Class A Common Stock. This option was granted on December 7, 2012 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, and February 5, 2016. This option was granted on December 6, 2013 as an option to purchase 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, and February 5, 2016. This option was granted on December 7, 2013 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, and February 5, 2016. This option was granted on December 5, 2014 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016. This option was granted on December 7, 2014 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016. This option was granted on December 4, 2015 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option vests on December 4, 2016. This option was granted on December 7, 2015 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option vests on December 7, 2016. /s/Norman Gilbert Wilbur 2016-02-18