0001096906-15-000813.txt : 20150727
0001096906-15-000813.hdr.sgml : 20150727
20150727174729
ACCESSION NUMBER: 0001096906-15-000813
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150723
FILED AS OF DATE: 20150727
DATE AS OF CHANGE: 20150727
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Christie Q. Overbaugh
CENTRAL INDEX KEY: 0001320385
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1204
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 151007878
BUSINESS ADDRESS:
STREET 1: 13471 SOUTH TUSCALEE WAY
CITY: DRAPER
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-264-1060
MAIL ADDRESS:
STREET 1: 13471 SOUTH TUSCALEE WAY
CITY: DRAPER
STATE: UT
ZIP: 84020
FORMER NAME:
FORMER CONFORMED NAME: Christie Overbaugh
DATE OF NAME CHANGE: 20050310
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-07-23
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
snfca
0001320385
Christie Q. Overbaugh
13471 SOUTH TUSCALEE WAY
DRAPER
UT
84020
0
1
0
0
Senior VP of Operations
Class A Common Stock
2015-07-23
4
M
0
5789
7.34
A
115367
D
Class A Common Stock
2015-07-23
4
F
0
1057
1.34
D
114310
D
Employee Stock Option (right to buy)
1.34
2012-04-13
4
M
0
5789
1.34
D
2012-07-13
2022-04-13
Class A Common Stock
5788
0
D
Employee Stock Option (right to buy)
4.38
2013-12-06
4
A
0
5513
4.38
A
2014-03-06
2023-12-06
Class A Common Stock
5513
5513
D
Employee Stock Option (right to buy)
4.08
2014-07-02
4
A
0
5250
4.08
A
2014-10-02
2024-07-02
Class A Common Stock
5250
5250
D
Employee Stock Option (right to buy)
4.77
2014-12-05
4
A
0
10500
4.77
A
2015-03-05
2024-12-05
Class A Common Stock
10500
10500
D
Includes 33,159 shares of Class A Common Stock owned indirectly by the reporting person and her son or daughter. Does not include 107,112 shares of Class A Common Stock and 18,451 shares of Class C Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, the Employee Stock Ownership Plan (ESOP), and the Deferred Compensation Plan.
This option was granted on April 13, 2012 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014 and February 6, 2015. On November 4, 2012, the reporting person exercised part of these options to purchase 5,000 shares of Class A Common Stock.
This option was granted on December 6, 2013 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014 and February 6, 2015.
This option was granted on July 2, 2014 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015. This option vests in four equal quarterly installments of Class A Common Stock, beginning on October 2, 2014, until such shares are fully vested.
This option was granted on December 5, 2014 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 5, 2015, until such shares are fully vested.
/s/ Christie Q. Overbaugh
2015-07-27