0001096906-15-000813.txt : 20150727 0001096906-15-000813.hdr.sgml : 20150727 20150727174729 ACCESSION NUMBER: 0001096906-15-000813 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150723 FILED AS OF DATE: 20150727 DATE AS OF CHANGE: 20150727 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Christie Q. Overbaugh CENTRAL INDEX KEY: 0001320385 STATE OF INCORPORATION: UT FISCAL YEAR END: 1204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 151007878 BUSINESS ADDRESS: STREET 1: 13471 SOUTH TUSCALEE WAY CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-264-1060 MAIL ADDRESS: STREET 1: 13471 SOUTH TUSCALEE WAY CITY: DRAPER STATE: UT ZIP: 84020 FORMER NAME: FORMER CONFORMED NAME: Christie Overbaugh DATE OF NAME CHANGE: 20050310 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-07-23 0 0000318673 SECURITY NATIONAL FINANCIAL CORP snfca 0001320385 Christie Q. Overbaugh 13471 SOUTH TUSCALEE WAY DRAPER UT 84020 0 1 0 0 Senior VP of Operations Class A Common Stock 2015-07-23 4 M 0 5789 7.34 A 115367 D Class A Common Stock 2015-07-23 4 F 0 1057 1.34 D 114310 D Employee Stock Option (right to buy) 1.34 2012-04-13 4 M 0 5789 1.34 D 2012-07-13 2022-04-13 Class A Common Stock 5788 0 D Employee Stock Option (right to buy) 4.38 2013-12-06 4 A 0 5513 4.38 A 2014-03-06 2023-12-06 Class A Common Stock 5513 5513 D Employee Stock Option (right to buy) 4.08 2014-07-02 4 A 0 5250 4.08 A 2014-10-02 2024-07-02 Class A Common Stock 5250 5250 D Employee Stock Option (right to buy) 4.77 2014-12-05 4 A 0 10500 4.77 A 2015-03-05 2024-12-05 Class A Common Stock 10500 10500 D Includes 33,159 shares of Class A Common Stock owned indirectly by the reporting person and her son or daughter. Does not include 107,112 shares of Class A Common Stock and 18,451 shares of Class C Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, the Employee Stock Ownership Plan (ESOP), and the Deferred Compensation Plan. This option was granted on April 13, 2012 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014 and February 6, 2015. On November 4, 2012, the reporting person exercised part of these options to purchase 5,000 shares of Class A Common Stock. This option was granted on December 6, 2013 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014 and February 6, 2015. This option was granted on July 2, 2014 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015. This option vests in four equal quarterly installments of Class A Common Stock, beginning on October 2, 2014, until such shares are fully vested. This option was granted on December 5, 2014 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 5, 2015, until such shares are fully vested. /s/ Christie Q. Overbaugh 2015-07-27