0001096906-15-000086.txt : 20150120
0001096906-15-000086.hdr.sgml : 20150119
20150120184154
ACCESSION NUMBER: 0001096906-15-000086
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141205
FILED AS OF DATE: 20150120
DATE AS OF CHANGE: 20150120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Overbaugh Jason G.
CENTRAL INDEX KEY: 0001588310
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 15537093
MAIL ADDRESS:
STREET 1: 13471 SOUTH TUSCALEE WAY
CITY: DRAPER
STATE: UT
ZIP: 84020
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2014-12-05
2015-01-07
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001588310
Overbaugh Jason G.
13471 SOUTH TUSCALEE WAY
DRAPER
UT
84020
1
1
0
0
VP: National Mrkt Director
Class A Common Stock
2014-09-09
5
G
0
E
891
0
D
72781
D
Class A Common Stock
2015-01-06
5
G
0
E
2250
0
D
70531
D
Employee Stock Option (right to buy)
1.41
2012-04-13
4
A
0
8269
1.41
A
2012-07-13
2022-04-13
Class A Common Stock
8269
8269
D
Employee Stock Option (right to buy)
4.61
2013-12-06
4
A
0
10500
4.61
A
2014-03-06
2023-12-06
Class A Common Stock
10500
10500
D
Employee Stock Option (right to buy)
4.29
2014-07-02
4
A
0
10000
4.29
A
2014-10-02
2024-07-02
Class A Common Stock
10000
10000
D
Employee Stock Option (right to buy)
5.02
2014-12-05
4
A
0
20000
5.02
A
2015-03-05
2024-12-05
Class A Common Stock
20000
20000
D
Includes 5,486 shares of Class A common stock owned jointly by the reporting person and his wife. Does not include 62,143 shares of Class A common stock owned indirectly by the reporting person in the Deferred Compensation Plan and the 401(k) Retirement Savings Plan.
This option was granted on April 14, 2012 as an option to purchase 15,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013 and February 7, 2014. On November 6, 2012, the reporting person exercised part of this option to purchase 7,500 shares of Class A Common Stock.
This option was granted on December 6, 2013 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2014. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2014, until such shares are fully vested.
This option was granted on July 2, 2014 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.29 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on October 2, 2014, until such shares are fully vested.
This option was granted on December 5, 2014 as an option for 20,000 shares of Class A Common Stock at an exercise price of $5.02 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 5, 2015, until such shares are fully vested.
/s/ Jason G. Overbaugh
2015-01-20