0001096906-15-000014.txt : 20150106
0001096906-15-000014.hdr.sgml : 20150106
20150106121311
ACCESSION NUMBER: 0001096906-15-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141205
FILED AS OF DATE: 20150106
DATE AS OF CHANGE: 20150106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Christie Q. Overbaugh
CENTRAL INDEX KEY: 0001320385
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1204
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 15508825
BUSINESS ADDRESS:
STREET 1: 13471 SOUTH TUSCALEE WAY
CITY: DRAPER
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-264-1060
MAIL ADDRESS:
STREET 1: 13471 SOUTH TUSCALEE WAY
CITY: DRAPER
STATE: UT
ZIP: 84020
FORMER NAME:
FORMER CONFORMED NAME: Christie Overbaugh
DATE OF NAME CHANGE: 20050310
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-12-05
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001320385
Christie Q. Overbaugh
13471 SOUTH TUSCALEE WAY
DRAPER
UT
84020
0
1
0
0
Senior VP of Operations
Employee Stock Option (right to buy)
1.41
2012-04-13
4
A
0
5513
1.41
A
2012-07-13
2022-04-13
Class A Common Stock
5513
5513
D
Employee Stock Option (right to buy)
4.61
2013-12-06
4
A
0
5250
4.61
A
2014-03-06
2023-12-06
Class A Common Stock
5250
5250
D
Employee Stock Option (right to buy)
4.29
2014-07-02
4
A
0
5000
4.29
A
2014-10-02
2024-07-02
Class A Common Stock
5000
5000
D
Employee Stock Option (right to buy)
5.02
2014-12-05
4
A
0
10000
5.02
A
2015-03-05
2024-12-05
Class A Common Stock
10000
10000
D
This option was granted on April 13, 2012 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013 and February 7, 2014. On November 4, 2012, the reporting person exercised part of these options to purchase 5,000 shares of Class A Common Stock.
This option was granted on December 6, 2013 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2014. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2014,until such shares are fully vested.
This option was granted on July 2, 2014 as an option to purchase 5,000 shares of Class A Common Stock at an exercise price of $4.29 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on October 2, 2014, until such shares are fully vested.
This option was granted on December 5, 2014 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $5.02 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 5, 2015, until such shares are fully vested.
/s/Christie Q. Overbaugh
2015-01-05