0001096906-14-001236.txt : 20140828 0001096906-14-001236.hdr.sgml : 20140828 20140828125429 ACCESSION NUMBER: 0001096906-14-001236 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140702 FILED AS OF DATE: 20140828 DATE AS OF CHANGE: 20140828 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BECKSTEAD J. LYNN JR. CENTRAL INDEX KEY: 0001268843 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 141070939 MAIL ADDRESS: STREET 1: 190 NORTH MATTERHORN DRIVE CITY: ALPINE STATE: UT ZIP: 84004 FORMER NAME: FORMER CONFORMED NAME: BECKSTEAD JACK LYNN JR DATE OF NAME CHANGE: 20031103 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-07-02 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001268843 BECKSTEAD J. LYNN JR. 190 NORTH MATTERHORN DRIVE ALPINE UT 84004 1 1 0 0 VP - Mortgage Operations Class A Common Stock 2014-02-07 5 J 0 E 6780 4.35 A 142384 D Employee Stock Option (right to buy) 1.12 2011-12-02 4 A 0 5209 1.12 A 2012-03-02 2021-12-02 Class A Common Stock 5209 5209 D Employee Stock Option (right to buy) 1.41 2012-04-13 4 A 0 9923 1.41 A 2012-07-13 2022-04-13 Class A Common Stock 9923 9923 D Employee Stock Option (right to buy) 4.61 2013-12-06 4 A 0 1575 4.61 A 2014-03-06 2023-12-06 Class A Common Stock 1575 1575 D Employee Stock Option (right to buy) 4.29 2014-07-02 4 A 0 1500 4.29 A 2014-10-02 2024-07-02 Class A Common Stock 1500 1500 D Received pursuant to a stock option paid on February 7, 2014. Owned jointly by the reporting person and his wife. Does not include 54,639 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, the Employee Stock Ownership Plan (ESOP), and the Deferred Compensation Plan. This option was granted on December 2, 2011 as an option for 18,000 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013 and February 7, 2014. On November 30, 2012, the reporting person exercised part of these options to purchase 14,175 shares of Class A Common Stock. This option was granted on April 13, 2012 as an option for 18,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013 and February 7, 2014. On November 30, 2012, the reporting person exercised part of these options to purchase 9,000 shares of Class A Common Stock. This option was granted on December 6, 2013 as an option for 1,500 shares of Class A common stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2014. This option vests in four equal quarterly installments of Class A common stock, beginning on March 6, 2014, until such shares are fully vested. This option was granted on July 2, 2014 as an option for 1,500 shares of Class A common stock at an exercise price of $4.29 per share. This option vests in four equal quarterly installments of Class A common stock, beginning on October 2, 2014, until such shares are fully vested. /s/ J. Lynn Beckstead 2014-08-28