0001096906-14-001235.txt : 20140828
0001096906-14-001235.hdr.sgml : 20140828
20140828103616
ACCESSION NUMBER: 0001096906-14-001235
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140702
FILED AS OF DATE: 20140828
DATE AS OF CHANGE: 20140828
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quist S. Andrew
CENTRAL INDEX KEY: 0001588309
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 141070279
MAIL ADDRESS:
STREET 1: 272 EAST BROADLEAF CIRCLE
CITY: DRAPER
STATE: UT
ZIP: 84020
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-07-02
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001588309
Quist S. Andrew
272 EAST BROADLEAF CIRCLE
DRAPER
UT
84020
1
1
0
0
VP and Assoc. General Counsel
Class A Common Stock
2014-02-07
5
J
0
E
796
4.35
A
16721
D
Class A Common Stock
2014-08-14
5
G
0
E
2000
0
D
14721
D
Employee Stock Option (right to buy)
1.12
2011-12-02
4
A
0
17365
1.12
A
2012-03-02
2021-12-02
Class A Common Stock
17365
17365
D
Employee Stock Option (right to buy)
1.41
2012-04-13
4
A
0
16538
1.41
A
2012-07-13
2022-04-13
Class A Common Stock
16538
16538
D
Employee Stock Option (right to buy)
4.61
2013-12-06
4
A
0
10500
4.61
A
2014-03-06
2023-12-06
Class A Common Stock
10500
10500
D
Employee Stock Option (right to buy)
4.29
2014-07-02
4
A
0
10000
4.29
A
2014-10-02
2024-07-02
Class A Common Stock
10000
10000
D
Received pursuant to a stock dividend paid on February 7, 2014.
Does not include 31,330 shares of Class A Common Stock owned directly by the reporting person in the 401(k) Retirement Savings Plan.
This option was originally reported as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013 and February 7, 2014.
This option was granted on April 14, 2012 as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013 and February 7, 2014.
This option was granted on December 6, 2013 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2014. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2014, until such shares are fully vested.
This option was granted on July 2, 2014 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.29 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on October 2, 2014, until such shares are fully vested.
/s/ S. Andrew Quist
2014-08-28