0001096906-14-001235.txt : 20140828 0001096906-14-001235.hdr.sgml : 20140828 20140828103616 ACCESSION NUMBER: 0001096906-14-001235 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140702 FILED AS OF DATE: 20140828 DATE AS OF CHANGE: 20140828 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quist S. Andrew CENTRAL INDEX KEY: 0001588309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 141070279 MAIL ADDRESS: STREET 1: 272 EAST BROADLEAF CIRCLE CITY: DRAPER STATE: UT ZIP: 84020 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-07-02 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001588309 Quist S. Andrew 272 EAST BROADLEAF CIRCLE DRAPER UT 84020 1 1 0 0 VP and Assoc. General Counsel Class A Common Stock 2014-02-07 5 J 0 E 796 4.35 A 16721 D Class A Common Stock 2014-08-14 5 G 0 E 2000 0 D 14721 D Employee Stock Option (right to buy) 1.12 2011-12-02 4 A 0 17365 1.12 A 2012-03-02 2021-12-02 Class A Common Stock 17365 17365 D Employee Stock Option (right to buy) 1.41 2012-04-13 4 A 0 16538 1.41 A 2012-07-13 2022-04-13 Class A Common Stock 16538 16538 D Employee Stock Option (right to buy) 4.61 2013-12-06 4 A 0 10500 4.61 A 2014-03-06 2023-12-06 Class A Common Stock 10500 10500 D Employee Stock Option (right to buy) 4.29 2014-07-02 4 A 0 10000 4.29 A 2014-10-02 2024-07-02 Class A Common Stock 10000 10000 D Received pursuant to a stock dividend paid on February 7, 2014. Does not include 31,330 shares of Class A Common Stock owned directly by the reporting person in the 401(k) Retirement Savings Plan. This option was originally reported as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013 and February 7, 2014. This option was granted on April 14, 2012 as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013 and February 7, 2014. This option was granted on December 6, 2013 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2014. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2014, until such shares are fully vested. This option was granted on July 2, 2014 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.29 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on October 2, 2014, until such shares are fully vested. /s/ S. Andrew Quist 2014-08-28