0001096906-14-000117.txt : 20140203
0001096906-14-000117.hdr.sgml : 20140203
20140203174952
ACCESSION NUMBER: 0001096906-14-000117
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131206
FILED AS OF DATE: 20140203
DATE AS OF CHANGE: 20140203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: QUIST SCOTT M
CENTRAL INDEX KEY: 0001268844
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 14569319
MAIL ADDRESS:
STREET 1: 7 WANDERWOOD WAY
CITY: SANDY
STATE: UT
ZIP: 84092
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-12-06
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001268844
QUIST SCOTT M
7 WANDERWOOD WAY
SANDY
UT
84092
1
1
1
0
Chairman of Board; Pres.; CEO
Class A Common Stock
2013-12-06
4
A
0
0
0
A
119955
D
Class A Common Stock
2013-12-06
4
A
0
0
0
A
4069206
D
Employee Stock Option (right to buy)
0.247
2005-03-25
4
A
0
1034220
0.247
A
2005-03-25
2015-03-25
Class C Common Stock
1034220
1034220
D
Employee Stock Option (right to buy)
0.174
2010-12-03
4
A
0
1157625
0.174
A
2011-03-03
2015-12-03
Class C Common Stock
1157625
1157625
D
Employee Stock Option (right to buy)
0.13
2011-12-02
4
A
0
1102500
0.13
A
2012-03-02
2016-12-02
Class C Common Stock
1102500
1102500
D
Employee Stock Option (right to buy)
0.163
2012-04-13
4
A
0
1050000
0.163
A
2012-07-13
2017-04-13
Class C Common Stock
1050000
1050000
D
Employee Stock Option (right to buy)
0.534
2013-12-06
4
A
0
500000
0.534
A
2014-03-06
2018-12-06
Class C Common Stock
500000
500000
D
Owned jointly by the reporting person and his wife. Does not include a total of 236,796 shares of Class A Common Stock and 628,695 shares of Class C Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan, the Deferred Compensation Plan, and Associated Investors.
Owned jointly by the reporting person and his wife.
This option was originally granted on March 25, 2005 as an option for either 50,000 shares of Class A Common Stock at an exercise price of $4.24 per share or 500,000 shares of Class C Common Stock at an exercise price of $0.424 per share, or any combination thereof. This option reflects the reporting persons election to have an option for 500,000 shares of Class C Common Stock at an exercise price of $0.424 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was originally granted on December 3, 2010 as an option for either 100,000 shares of Class A Common Stock at an exercise price of $2.01 per share or 1,000,000 shares of Class C Common Stock at an exercise price of $0.201 per share, or any combination thereof. This option reflects the reporting persons election to have an option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.201 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012 and February 1, 2013.
This option was granted on December 2, 2011 as an option for either 100,000 shares of Class A Common Stock at an exercise price of $1.43 per share or 1,000,000 shares of Class C Common Stock at an exercise price of $0.143 per share, or any combination thereof. This option reflects the reporting persons election to have an option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.143 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2012 and February 1, 2013.
This option was granted on April 13, 2012 as an option for either 100,000 shares of Class A Common Stock at an exercise price of $1.34 per share or 1,000,000 shares of Class C Common Stock at an exercise price of $0.134 per share, or any combination thereof. This option reflects the reporting persons election to have an option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.134 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2013.
This option was granted on December 6, 2013 as an option for either 50,000 shares of Class A Common Stock at an exercise price of $5.34 per share or 500,000 shares of Class C Common Stock at an exercise price of $0.534 per share, or any combination thereof. This option reflects the reporting persons election to have an option for 500,000 shares of Class C Common Stock at an exercise price of $0.534 per share. The option vests in four quarterly installments of Class C Common Stock, beginning on March 6, 2014, until such shares are fully vested.
/s/ Scott M. Quist
2014-02-03