0001096906-14-000100.txt : 20140130 0001096906-14-000100.hdr.sgml : 20140130 20140130181518 ACCESSION NUMBER: 0001096906-14-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131206 FILED AS OF DATE: 20140130 DATE AS OF CHANGE: 20140130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilbur Norman G CENTRAL INDEX KEY: 0001298096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 14561931 MAIL ADDRESS: STREET 1: 11825 LAMPWICK LANE CITY: FRISCO STATE: TX ZIP: 75035 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-12-06 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001298096 Wilbur Norman G 11825 LAMPWICK LANE FRISCO TX 75035 1 0 0 0 Class A Common Stock 2014-01-28 4 S 0 1000 4.45 D 4622 D Director Stock Option (right to buy) 3.76 2006-12-07 4 A 0 1408 3.76 A 2007-12-07 2016-12-07 Class A Common Stock 1408 1408 D Director Stock Option (right to buy) 2.79 2007-12-07 4 A 0 1341 2.79 A 2008-12-07 2017-12-07 Class A Common Stock 1341 1341 D Director Stock Option (right to buy) 3.01 2008-03-31 4 A 0 3191 3.01 A 2009-03-31 2018-03-31 Class A Common Stock 3191 3191 D Director Stock Option (right to buy) 2.89 2009-12-04 4 A 0 6078 2.89 A 2010-12-04 2019-12-04 Class A Common Stock 6078 6078 D Director Stock Option (right to buy) 2.89 2009-12-07 4 A 0 1216 2.89 A 2010-12-07 2019-12-07 Class A Common Stock 1216 1216 D Director Stock Option (right to buy) 1.58 2010-12-03 4 A 0 5789 1.58 A 2011-12-03 2020-12-03 Class A Common Stock 5789 5789 D Director Stock Option (right to buy) 1.48 2012-04-13 4 A 0 5250 1.48 A 2013-04-13 2022-04-13 Class A Common Stock 5250 5250 D Director Stock Option (right to buy) 7.05 2012-12-07 4 A 0 1050 7.05 A 2013-12-07 2022-12-07 Class A Common Stock 1050 1050 D Director Stock Option (right to buy) 4.85 2013-12-06 4 A 0 4842 4.85 A 2014-12-06 2023-12-06 Class A Common Stock 4842 4842 D Director Stock Option (right to buy) 4.85 2013-12-07 4 A 0 1000 4.85 A 2014-12-07 2023-12-07 Class A Common Stock 1000 1000 D This option was granted on December 7, 2006 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013. This option was granted on December 7, 2007 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013. This option was granted on March 31, 2008 as an option for 2,500 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012. This option was granted on December 4, 2009 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013. This option was granted on December 7, 2009 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013. This option was granted on December 3, 2010 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012 and February 1, 2013. This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 1, 2013. This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 1, 2013. This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share. This option vests on December 6, 2014. This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share. This option vests on December 7, 2014. /s/ Norman G WIlbur 2014-01-30