0001096906-13-001592.txt : 20131021 0001096906-13-001592.hdr.sgml : 20131021 20131021185551 ACCESSION NUMBER: 0001096906-13-001592 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130201 FILED AS OF DATE: 20131021 DATE AS OF CHANGE: 20131021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BECKSTEAD J. LYNN JR. CENTRAL INDEX KEY: 0001268843 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 131162299 MAIL ADDRESS: STREET 1: 190 NORTH MATTERHORN DRIVE CITY: ALPINE STATE: UT ZIP: 84004 FORMER NAME: FORMER CONFORMED NAME: BECKSTEAD JACK LYNN JR DATE OF NAME CHANGE: 20031103 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-02-01 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001268843 BECKSTEAD J. LYNN JR. 190 NORTH MATTERHORN DRIVE ALPINE UT 84004 1 1 0 0 Vice President - Mortgage Ops. Class A Common Stock 2013-02-01 5 J 0 E 333 7.26 A 15867 D Employee Stock Option (right to buy) 1.18 2011-12-02 4 A 0 4961 1.18 A 2012-03-02 2022-12-02 Class A Common Stock 4961 4961 D Employee Stock Option (right to buy) 1.48 2012-04-13 4 A 0 9450 1.48 A 2012-07-13 2022-04-13 Class A Common Stock 9450 9450 D Received pursuant to a stock dividend paid on Security National Financial Corporations Class A Common Stock on February 1, 2013. Owned jointly by the reporting person and his wife. Does not include 166,125 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, the Employee Stock Ownership Plan (ESOP), and the Deferred Compensation Plan. This option was granted on December 2, 2011 as an option for 18,000 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012 and February 1, 2013. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 2, 2012, until such shares are fully vested. On November 30, 2012, the reporting person exercised part of these options to purchase 14,175 shares of Class A Common Stock, as adjusted to reflect 5% stock dividends paid on February 3, 2012 and February 1, 2013. This option was granted on April 13, 2012 as an option for 18,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2013. This option vests in four equal quarterly installments of Class A Common Stock, beginning on July 13, 2012, until such shares are fully vested. On November 30, 2012, the reporting person exercised part of these options to purchase 9,000 shares of Class A Common Stock. /s/ J. Lynn Beckstead, Jr. 2013-10-21