0001096906-13-000331.txt : 20130315 0001096906-13-000331.hdr.sgml : 20130315 20130315125118 ACCESSION NUMBER: 0001096906-13-000331 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121106 FILED AS OF DATE: 20130315 DATE AS OF CHANGE: 20130315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Christie Q. Overbaugh CENTRAL INDEX KEY: 0001320385 STATE OF INCORPORATION: UT FISCAL YEAR END: 1204 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 13693079 BUSINESS ADDRESS: STREET 1: 13471 SOUTH TUSCALEE WAY CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-264-1060 MAIL ADDRESS: STREET 1: 13471 SOUTH TUSCALEE WAY CITY: DRAPER STATE: UT ZIP: 84020 FORMER NAME: FORMER CONFORMED NAME: Christie Overbaugh DATE OF NAME CHANGE: 20050310 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2012-11-06 2013-02-08 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001320385 Christie Q. Overbaugh 13471 SOUTH TUSCALEE WAY DRAPER UT 84020 0 1 0 0 Sr. VP of Operations Class A Common Stock 2012-11-06 4 M 0 11082 2.19 A 0 D Class A Common Stock 2012-11-06 4 F 0 4224 5.74 D 0 D Class A Common Stock 2012-11-06 4 M 0 12155 1.23 A 0 D Class A Common Stock 2012-11-06 4 F 0 2603 5.74 D 0 D Class A Common Stock 2012-11-06 4 M 0 11025 1.66 A 0 D Class A Common Stock 2012-11-06 4 F 0 3186 5.74 D 0 D Class A Common Stock 2012-11-06 4 M 0 7875 1.24 A 0 D Class A Common Stock 2012-11-06 4 F 0 1701 5.74 D 0 D Class A Common Stock 2012-11-06 4 M 0 5000 1.56 A 0 D Class A Common Stock 2012-11-06 4 F 0 1358 5.74 D 62709 D Class A Common Stock 2012-11-26 4 M 0 28143 2.49 A 0 D Class A Common Stock 2012-11-26 4 F 0 10777 6.5 D 0 D Class A Common Stock 2012-11-26 4 M 0 12155 3.17 A 0 D Class A Common Stock 2012-11-26 4 F 0 5925 6.5 D 0 D Class A Common Stock 2012-11-26 4 M 0 11576 3.04 A 0 D Class A Common Stock 2012-11-26 4 F 0 5411 6.5 D 92470 D Class A Common Stock 2012-12-03 4 M 0 2625 1.24 A 0 D Class A Common Stock 2012-12-03 4 F 0 438 7.4 D 94657 D Employee Stock Option (right to buy) 2.19 2004-12-10 4 M 0 11082 0 D 2005-03-10 2014-12-10 Class A Common Stock 11082 0 D Employee Stock Option (right to buy) 2.49 2005-03-25 4 M 0 28143 0 D 2005-06-25 2015-03-25 Class A Common Stock 28142 0 D Employee Stock Option (right to buy) 3.17 2008-03-31 4 M 0 12155 0 D 2009-06-30 2018-03-31 Class A Common Stock 12155 0 D Employee Stock Option (right to buy) 1.23 2008-12-05 4 M 0 12155 0 D 2009-03-05 2018-12-05 Class A Common Stock 12155 0 D Employee Stock Option (right to buy) 3.04 2009-12-04 4 M 0 11576 0 D 2010-03-04 2019-12-04 Class A Common Stock 11576 0 D Employee Stock Option (right to buy) 1.66 2010-12-03 4 M 0 11025 0 D 2011-03-03 2020-12-03 Class A Common Stock 11025 0 D Employee Stock Option (right to buy) 1.24 2011-12-02 4 M 0 7875 0 D 2012-03-02 2021-12-03 Class A Common Stock 7875 2625 D Employee Stock Option (right to buy) 1.24 2011-12-02 4 M 0 2625 0 D 2012-03-02 2021-12-03 Class A Common Stock 2625 0 D Employee Stock Option (right to buy) 1.56 2012-04-13 4 M 0 5000 0 D 2012-07-13 2022-04-13 Class A Common Stock 5000 0 D Employee Stock Option (right to buy) 1.56 2012-04-13 4 A 0 5000 0 A 2012-07-31 2022-04-13 Class A Common Stock 5000 5000 D Includes 28,644 shares of Class A Common Stock owned by the reporting person and her son or daughter. Does not include 88,876 shares of Class A Common Stock and 158,848 shares of Class C Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, the Employee Stock Ownership Plan (ESOP), and the Deferred Compensation Plan. This option was originally reported as an option for 7,500 shares of Class A Common Stock at an exercise price of $3.23 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2005, February 17, 2006, February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for 20,000 shares of Class A Common Stock at an exercise price of $3.51 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 17, 2006, February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for 10,000 shares of Class A Common Stock at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for 10,000 shares of Class A Common Stock at an exercise price of $1.50 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for 10,000 shares of Class A Common Stock at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for 10,000 shares of Class A Common Stock at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011 and February 3, 2012. This option was granted on December 2, 2011 as an option for 10,000 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2012. This option was granted on April 13, 2012 as an option for 10,000 shares of Class A Common Stock at an exercise price of $1.56 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on July 13, 2012, until such shares are fully vested. /s/ Christie Q. Overbaugh 2013-03-14