0001096906-13-000317.txt : 20130312 0001096906-13-000317.hdr.sgml : 20130312 20130312124354 ACCESSION NUMBER: 0001096906-13-000317 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130308 FILED AS OF DATE: 20130312 DATE AS OF CHANGE: 20130312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilbur Norman G CENTRAL INDEX KEY: 0001298096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 13683283 MAIL ADDRESS: STREET 1: 11825 LAMPWICK LANE CITY: FRISCO STATE: TX ZIP: 75035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-03-08 0 0000318673 SECURITY NATIONAL FINANCIAL CORP (SNFCA) 0001298096 Wilbur Norman G 11825 LAMPWICK LANE FRISCO TX 75035 1 0 0 0 Class A Common Stock 2013-01-16 4 S 0 1000 10.66 D 9253 D Class A Common Stock 2013-02-01 4 J 0 463 12.35 A 9716 D Class A Common Stock 2013-02-01 4 S 0 1000 12.35 D 8716 D Class A Common Stock 2013-02-08 4 S 0 1000 15.96 D 7716 D Class A Common Stock 2013-02-28 4 M 0 5513 1.18 A 13229 D Class A Common Stock 2013-02-28 4 M 0 1103 1.18 A 14332 D Director Stock Option (right to buy) 3.76 2006-12-07 4 A 0 1408 3.76 A 2007-12-07 2016-12-07 Class A Common Stock 1408 1408 D Director Stock Option (right to buy) 2.79 2007-12-07 4 A 0 1341 2.79 A 2008-12-07 2017-12-07 Class A Common Stock 1341 1341 D Director Stock Option (right to buy) 3.01 2008-03-31 4 A 0 3191 3.01 A 2009-03-31 2018-03-31 Class A Common Stock 3191 3191 D Director Stock Option (right to buy) 2.89 2009-12-04 4 A 0 6078 2.89 A 2010-03-04 2019-12-04 Class A Common Stock 6078 6078 D Director Stock Option (right to buy) 2.89 2009-12-07 4 A 0 1216 2.89 A 2010-03-07 2019-12-07 Class A Common Stock 1216 1216 D Director Stock Option (right to buy) 1.58 2010-12-03 4 A 0 5789 1.58 A 2011-03-03 2020-12-03 Class A Common Stock 5789 5789 D Director Stock Option (right to buy) 1.18 2011-12-02 4 M 0 5513 1.18 D 2012-03-02 2021-12-02 Class A Common Stock 5513 0 D Director Stock Option (right to buy) 1.18 2011-12-07 4 M 0 1103 1.18 D 2011-03-07 2021-12-07 Class A Common Stock 1103 0 D Director Stock Option (right to buy) 1.48 2012-04-13 4 A 0 5250 1.48 A 2012-07-13 2022-04-13 Class A Common Stock 5250 5250 D Director Stock Option (right to buy) 7.05 2012-12-07 4 A 0 1050 7.05 A 2013-03-07 2022-12-07 Class A Common Stock 1050 1050 D Received pursuant to a stock dividend paid on February 1, 2013. This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013. This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013. This option was originally reported as an option for 2,500 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013. This option was originally reported as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013. This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013. This option was originally reported as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012 and February 1, 2013. This option was originally reported as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 3, 2012 and February 1, 2013. This option was original reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Plan to reflect a 5% stock dividend paid on February 3, 2012 and February 1, 2013. This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Plan to reflect a 5% stock dividend paid on February 1, 2013. This option vests in four equal quarterly installments of Class A Common Stock over a one year period, beginning on July 13, 2012, until such shares are fully vested. This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Plan to reflect a 5% stock dividend paid on February 1, 2013. This option vests in four equal quarterly installments of Class A Common Stock over a one year period, beginning on March 7, 2013, until such shares are fully vested. /s/ Norman G. Wilbur 2013-03-08