0001096906-13-000317.txt : 20130312
0001096906-13-000317.hdr.sgml : 20130312
20130312124354
ACCESSION NUMBER: 0001096906-13-000317
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130308
FILED AS OF DATE: 20130312
DATE AS OF CHANGE: 20130312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wilbur Norman G
CENTRAL INDEX KEY: 0001298096
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 13683283
MAIL ADDRESS:
STREET 1: 11825 LAMPWICK LANE
CITY: FRISCO
STATE: TX
ZIP: 75035
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-03-08
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
(SNFCA)
0001298096
Wilbur Norman G
11825 LAMPWICK LANE
FRISCO
TX
75035
1
0
0
0
Class A Common Stock
2013-01-16
4
S
0
1000
10.66
D
9253
D
Class A Common Stock
2013-02-01
4
J
0
463
12.35
A
9716
D
Class A Common Stock
2013-02-01
4
S
0
1000
12.35
D
8716
D
Class A Common Stock
2013-02-08
4
S
0
1000
15.96
D
7716
D
Class A Common Stock
2013-02-28
4
M
0
5513
1.18
A
13229
D
Class A Common Stock
2013-02-28
4
M
0
1103
1.18
A
14332
D
Director Stock Option (right to buy)
3.76
2006-12-07
4
A
0
1408
3.76
A
2007-12-07
2016-12-07
Class A Common Stock
1408
1408
D
Director Stock Option (right to buy)
2.79
2007-12-07
4
A
0
1341
2.79
A
2008-12-07
2017-12-07
Class A Common Stock
1341
1341
D
Director Stock Option (right to buy)
3.01
2008-03-31
4
A
0
3191
3.01
A
2009-03-31
2018-03-31
Class A Common Stock
3191
3191
D
Director Stock Option (right to buy)
2.89
2009-12-04
4
A
0
6078
2.89
A
2010-03-04
2019-12-04
Class A Common Stock
6078
6078
D
Director Stock Option (right to buy)
2.89
2009-12-07
4
A
0
1216
2.89
A
2010-03-07
2019-12-07
Class A Common Stock
1216
1216
D
Director Stock Option (right to buy)
1.58
2010-12-03
4
A
0
5789
1.58
A
2011-03-03
2020-12-03
Class A Common Stock
5789
5789
D
Director Stock Option (right to buy)
1.18
2011-12-02
4
M
0
5513
1.18
D
2012-03-02
2021-12-02
Class A Common Stock
5513
0
D
Director Stock Option (right to buy)
1.18
2011-12-07
4
M
0
1103
1.18
D
2011-03-07
2021-12-07
Class A Common Stock
1103
0
D
Director Stock Option (right to buy)
1.48
2012-04-13
4
A
0
5250
1.48
A
2012-07-13
2022-04-13
Class A Common Stock
5250
5250
D
Director Stock Option (right to buy)
7.05
2012-12-07
4
A
0
1050
7.05
A
2013-03-07
2022-12-07
Class A Common Stock
1050
1050
D
Received pursuant to a stock dividend paid on February 1, 2013.
This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was originally reported as an option for 2,500 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was originally reported as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was originally reported as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012 and February 1, 2013.
This option was originally reported as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 3, 2012 and February 1, 2013.
This option was original reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Plan to reflect a 5% stock dividend paid on February 3, 2012 and February 1, 2013.
This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Plan to reflect a 5% stock dividend paid on February 1, 2013. This option vests in four equal quarterly installments of Class A Common Stock over a one year period, beginning on July 13, 2012, until such shares are fully vested.
This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Plan to reflect a 5% stock dividend paid on February 1, 2013. This option vests in four equal quarterly installments of Class A Common Stock over a one year period, beginning on March 7, 2013, until such shares are fully vested.
/s/ Norman G. Wilbur
2013-03-08