0001096906-13-000201.txt : 20130213 0001096906-13-000201.hdr.sgml : 20130213 20130213131447 ACCESSION NUMBER: 0001096906-13-000201 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121003 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BECKSTEAD J. LYNN JR. CENTRAL INDEX KEY: 0001268843 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 13601547 MAIL ADDRESS: STREET 1: 190 NORTH MATTERHORN DRIVE CITY: ALPINE STATE: UT ZIP: 84004 FORMER NAME: FORMER CONFORMED NAME: BECKSTEAD JACK LYNN JR DATE OF NAME CHANGE: 20031103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2012-10-03 2012-10-19 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001268843 BECKSTEAD J. LYNN JR. 190 NORTH MATTERHORN DRIVE ALPINE UT 84004 1 1 0 0 VP - Mortgage Operations Class A Common Stock 2012-10-03 4 M 0 23270 3.8 A 0 D Class A Common Stock 2012-10-03 4 F 0 16604 5.33 D 54533 D Employee Stock Option (right to buy) 3.8 2012-10-03 4 M 0 23270 3.8 D 2003-03-21 2013-10-03 Class A Common Stock 6665 0 D Employee Stock Option (right to buy) 2.19 2004-12-10 4 A 0 7398 2.19 A 2005-03-10 2005-12-10 Class A Common Stock 7398 7398 D Employee Stock Option (right to buy) 2.49 2005-03-25 4 A 0 49248 2.49 A 2005-06-25 2006-03-25 Class A Common Stock 49248 49248 D Employee Stock Option (right to buy) 3.17 2008-03-31 4 A 0 9724 3.17 A 2008-06-30 2009-03-31 Class A Common Stock 9724 9724 D Employee Stock Option (right to buy) 1.23 2008-12-05 4 A 0 24311 1.23 A 2009-03-05 2009-12-05 Class A Common Stock 24311 24311 D Employee Stock Option (right to buy) 3.04 2009-12-04 4 A 0 23053 3.04 A 2010-03-05 2010-12-04 Class A Common Stock 23053 23053 D Employee Stock Option (right to buy) 1.66 2010-12-03 4 A 0 22050 1.66 A 2011-03-03 2011-12-03 class A Common Stock 22050 22050 D Employee Stock Option (right to buy) 1.24 2011-12-02 4 A 0 18900 1.24 A 2012-03-02 2012-12-02 Class A Common Stock 18900 18900 D Employee Stock Option (right to buy) 1.56 2012-04-13 4 A 0 18000 1.56 A 2012-07-13 2013-04-13 Class A Common Stock 18000 18000 D Owned jointly by the reporting person and his wife. Does not include 158,833 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan, and the Deferred Compensation Plan. This option was originally reported as an option for 15,000 shares of Class A Common Stock at an exercise price of $5.90 per share, but adjusted pursuant to the anti-dilution provisions of the 1993 Stock Option Plan to reflect 5% stock dividends paid on January 19, 2004, February 7, 2005, February 17, 2006, February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for 5,000 shares of Class A Common Stock at an exercise price of $3.23 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2005, February 17, 2006, February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for 35,000 shares of Class A Common Stock at an exercise price of $3.51 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 17, 2006, February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for 8,000 shares of Class A Common Stock at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009 February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for 20,000 shares of Class A Common Stock at an exercise price of $1.50 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009 February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for 20,000 shares of Class A Common Stock at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for 20,000 shares of Class A Common Stock at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011 and February 3, 2012. This option was granted on December 2, 2011 as an option for 18,000 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2012. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 2, 2012, until such shares are fully vested. This option was granted on April 13, 2012 as an option for 18,000 shares of Class A Common Stock at an exercise price of $1.56 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on July 13, 2012, until such shares are fully vested. /s/ J. Lynn Beckstead Jr. 2013-02-08