0001096906-13-000110.txt : 20130131 0001096906-13-000110.hdr.sgml : 20130131 20130131152602 ACCESSION NUMBER: 0001096906-13-000110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121204 FILED AS OF DATE: 20130131 DATE AS OF CHANGE: 20130131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stephens Jeffrey Russell CENTRAL INDEX KEY: 0001488171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 13562402 MAIL ADDRESS: STREET 1: 38 NORTHRIDGE WAY CITY: SANDY STATE: UT ZIP: 84092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-12-04 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001488171 Stephens Jeffrey Russell 38 NORTHRIDGE WAY SANDY UT 84092 0 1 0 0 Gen Counsel and Corp Secretary Class A Common Stock 2012-12-04 4 M 0 1216 1.23 A 0 D Class A Common Stock 2012-12-04 4 F 0 183 8.08 D 0 D Class A Common Stock 2012-12-04 4 M 0 5789 3.04 A 0 D Class A Common Stock 2012-12-04 4 F 0 2177 8.08 D 0 D Class A Common Stock 2012-12-04 4 M 0 5513 1.66 A 0 D Class A Common Stock 2012-12-04 4 F 0 1132 8.08 D 0 D Class A Common Stock 2012-12-04 4 M 0 5250 1.24 A 0 D Class A Common Stock 2012-12-04 4 F 0 805 8.08 D 0 D Class A Common Stock 2012-12-04 4 M 0 2500 1.56 A 0 D Class A Common Stock 2012-12-04 4 F 0 482 8.08 D 15489 D Employee Stock Option (right to buy) 1.23 2012-12-04 4 M 0 1216 0 D 2009-03-05 2018-12-05 Class A Common Stock 1216 0 D Employee Stock Option (right to buy) 3.04 2012-12-04 4 M 0 5789 0 D 2010-03-04 2019-12-04 Class A Common Stock 5789 0 D Employee Stock Option (right to buy) 1.66 2012-12-04 4 M 0 5513 0 D 2011-03-03 2020-12-03 Class A Common Stock 5513 0 D Employee Stock Option (right to buy) 1.24 2012-12-04 4 M 0 5250 0 D 2012-03-02 2021-12-02 Class A Common Stock 5250 0 D Employee Stock Option (right to buy) 1.56 2012-12-04 4 M 0 2500 0 D 2012-07-13 2022-04-13 Class A Common Stock 2500 0 D Employee Stock Option (right to buy) 1.56 2012-04-13 4 A 0 2500 1.56 A 2012-07-13 2022-04-13 Class A Common Stock 2500 2500 D 1. Does not include 42,226 shares of Class A Common Stock owned directly by the reporting person in the 401(k) Retirement Savings Plan. 2. This option was originally reported as an option for 1,000 shares of Class A Common Stock at an exercise price of $1.50 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012. 3. This option was originally reported as an option for 5,000 shares of Class A Common Stock at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011 and February 3, 2012. 4. This option was originally reported as an option for 5,000 shares of Class A Common Stock at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011 and February 3, 2012. 5. This option was originally reported as an option for 5,000 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2012. 6. This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock at an exercise price of $1.56 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on July 13, 2012, until such shares are fully vested. /s/ Jeffrey Russell Stephens 2013-01-30