0001096906-13-000110.txt : 20130131
0001096906-13-000110.hdr.sgml : 20130131
20130131152602
ACCESSION NUMBER: 0001096906-13-000110
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121204
FILED AS OF DATE: 20130131
DATE AS OF CHANGE: 20130131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stephens Jeffrey Russell
CENTRAL INDEX KEY: 0001488171
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 13562402
MAIL ADDRESS:
STREET 1: 38 NORTHRIDGE WAY
CITY: SANDY
STATE: UT
ZIP: 84092
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2012-12-04
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001488171
Stephens Jeffrey Russell
38 NORTHRIDGE WAY
SANDY
UT
84092
0
1
0
0
Gen Counsel and Corp Secretary
Class A Common Stock
2012-12-04
4
M
0
1216
1.23
A
0
D
Class A Common Stock
2012-12-04
4
F
0
183
8.08
D
0
D
Class A Common Stock
2012-12-04
4
M
0
5789
3.04
A
0
D
Class A Common Stock
2012-12-04
4
F
0
2177
8.08
D
0
D
Class A Common Stock
2012-12-04
4
M
0
5513
1.66
A
0
D
Class A Common Stock
2012-12-04
4
F
0
1132
8.08
D
0
D
Class A Common Stock
2012-12-04
4
M
0
5250
1.24
A
0
D
Class A Common Stock
2012-12-04
4
F
0
805
8.08
D
0
D
Class A Common Stock
2012-12-04
4
M
0
2500
1.56
A
0
D
Class A Common Stock
2012-12-04
4
F
0
482
8.08
D
15489
D
Employee Stock Option (right to buy)
1.23
2012-12-04
4
M
0
1216
0
D
2009-03-05
2018-12-05
Class A Common Stock
1216
0
D
Employee Stock Option (right to buy)
3.04
2012-12-04
4
M
0
5789
0
D
2010-03-04
2019-12-04
Class A Common Stock
5789
0
D
Employee Stock Option (right to buy)
1.66
2012-12-04
4
M
0
5513
0
D
2011-03-03
2020-12-03
Class A Common Stock
5513
0
D
Employee Stock Option (right to buy)
1.24
2012-12-04
4
M
0
5250
0
D
2012-03-02
2021-12-02
Class A Common Stock
5250
0
D
Employee Stock Option (right to buy)
1.56
2012-12-04
4
M
0
2500
0
D
2012-07-13
2022-04-13
Class A Common Stock
2500
0
D
Employee Stock Option (right to buy)
1.56
2012-04-13
4
A
0
2500
1.56
A
2012-07-13
2022-04-13
Class A Common Stock
2500
2500
D
1. Does not include 42,226 shares of Class A Common Stock owned directly by the reporting person in the 401(k) Retirement Savings Plan.
2. This option was originally reported as an option for 1,000 shares of Class A Common Stock at an exercise price of $1.50 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012.
3. This option was originally reported as an option for 5,000 shares of Class A Common Stock at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011 and February 3, 2012.
4. This option was originally reported as an option for 5,000 shares of Class A Common Stock at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011 and February 3, 2012.
5. This option was originally reported as an option for 5,000 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2012.
6. This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock at an exercise price of $1.56 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on July 13, 2012, until such shares are fully vested.
/s/ Jeffrey Russell Stephens
2013-01-30