0001096906-12-001596.txt : 20120525 0001096906-12-001596.hdr.sgml : 20120525 20120525181704 ACCESSION NUMBER: 0001096906-12-001596 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120413 FILED AS OF DATE: 20120525 DATE AS OF CHANGE: 20120525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Christie Q. Overbaugh CENTRAL INDEX KEY: 0001320385 STATE OF INCORPORATION: UT FISCAL YEAR END: 1204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 12872372 BUSINESS ADDRESS: STREET 1: 7671 SOUTH SILVERLAKE DRIVE CITY: SALT LAKE CITY STATE: X1 ZIP: 84121 BUSINESS PHONE: 801-264-1060 MAIL ADDRESS: STREET 1: 7671 SOUTH SILVERLAKE DRIVE CITY: SALT LAKE CITY STATE: X1 ZIP: 84121 FORMER NAME: FORMER CONFORMED NAME: Christie Overbaugh DATE OF NAME CHANGE: 20050310 4 1 primary_doc.xml PRIMARY DOCUMENT X0305 4 2012-04-13 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001320385 Christie Q. Overbaugh 7671 SOUTH SILVERLAKE DRIVE SALT LAKE CITY UT 84121 0 1 0 0 Senior V.P. of Operations Employee Stock Option (right to buy) 2.19 2004-12-10 4 A 0 11081 2.19 A 2004-12-10 2014-12-10 Class A Common Stock 11081 11081 D Employee Stock Option (right to buy) 2.49 2005-03-25 4 A 0 28142 2.49 A 2005-03-25 2015-03-25 Class A Common Stock 28142 28142 D Employee Stock Option (right to buy) 3.17 2008-03-31 4 A 0 12155 3.17 A 2009-03-31 2018-03-31 Class A Common Stock 12155 12155 D Employee Stock Option (right to buy) 1.23 2008-12-05 4 A 0 12155 1.23 A 2009-12-05 2018-12-05 Class A Common Stock 12155 12155 D Employee Stock Option (right to buy) 3.04 2009-12-04 4 A 0 11576 3.04 A 2010-03-31 2019-12-04 Class A Common Stock 11576 11576 D Employee Stock Option (right to buy) 1.66 2010-12-03 4 A 0 11025 1.66 A 2011-03-31 2020-12-03 Class A Common Stock 11025 11025 D Employee Stock Option (right to buy) 1.24 2011-12-02 4 A 0 10500 1.24 A 2012-03-31 2021-12-03 Class A Common Stock 10500 10500 D Employee Stock Option (right to buy) 1.56 2012-04-13 4 A 0 10000 1.56 A 2012-09-30 2022-04-13 Class A Common Stock 10000 10000 D This option was originally reported as an option for 7,500 shares of Class A Common Stock at an exercise price of $3.23 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2005, February 17, 2006, February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for 20,000 shares of Class A Common Stock at an exercise price of $3.51 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 17, 2006, February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for 10,000 shares of Class A Common Stock at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for 10,000 shares of Class A Common Stock at an exercise price of $1.50 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for 10,000 shares of Class A Common Stock at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for 10,000 shares of Class A Common Stock at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011 and February 3, 2012. This option was granted on December 2, 2011 as an option for 10,000 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2012. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 31, 2012, until such shares are fully vested. This option was granted on April 13, 2012 as an option for 10,000 shares of Class A Common Stock at an exercise price of $1.56 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on September 30, 2012, until such shares are fully vested. /s/ Christie Q. Overbaugh 2012-05-25