-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S2nJK06kxeXaIyhv3ByTK1fz1BJylfcps8R1ISUdSZqq4F5vIpdhLTZBMpJUXoDV kfncE+y6OZsxim3xC+em2A== 0001096906-09-000636.txt : 20090603 0001096906-09-000636.hdr.sgml : 20090603 20090603162703 ACCESSION NUMBER: 0001096906-09-000636 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090206 FILED AS OF DATE: 20090603 DATE AS OF CHANGE: 20090603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quist George R. CENTRAL INDEX KEY: 0001298092 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 09871621 MAIL ADDRESS: STREET 1: 4491 WANDER LANE CITY: SALT LAKE CITY STATE: UT ZIP: 84117 FORMER NAME: FORMER CONFORMED NAME: Quist George Robert DATE OF NAME CHANGE: 20040722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-02-06 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001298092 Quist George R. 4491 WANDER LANE SALT LAKE CITY UT 84106 1 1 1 0 Chairman and C.E.O. Class A Common Stock 2009-02-06 5 J 0 E 43903 1.5 A 922444 D Class C Common Stock 2009-02-06 5 J 0 E 194565 1.5 A 4085873 D Class A Common 2009-02-17 4 P 0 1129 1.4 A 923573 D Class A Common Stock 2009-03-21 4 G 0 250 1.71 A 923323 D Class A Common Stock 2009-04-16 4 P 0 8871 1.4 A 932194 D Class A Common Stock 2009-04-23 4 P 0 10000 1.35 A 942194 D Employee Stock Option (right to buy) 3.1 2004-07-16 4 A 0 63814 3.1 A 2004-07-16 2009-07-16 Class A Common Stock 63814 63814 D Employee Stock Option (right to buy) 2.78 2004-12-10 4 A 0 63814 2.78 A 2004-12-10 2009-12-10 Class A Common Stock 63814 63814 D Employee Stock Option (right to buy) 3.18 2005-03-25 4 A 0 85085 3.18 A 2005-03-25 2010-03-25 Class A Common Stock 85085 85085 D Employee Stock Option (right to buy) 4.03 2008-03-31 4 A 0 52500 4.03 A 2008-06-30 2013-03-31 Class A Common Stock 52500 52500 D Employee Stock Option (right to buy) 1.57 2008-12-05 4 A 0 105000 1.57 A 2008-03-31 2013-12-05 Class A Common Stock 105000 105000 D Received pursuant to a 5% stock dividend paid on February 6, 2009. Includes 585,291 shares of Class A Common Stock and 4,078,817 shares of Class C Common Stock owned by George R. and Shirley C. Quist Family Partnership, Ltd. Does not include 79,348 shares of Class A Common Stock and 566,949 shares of Class C Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, Associated Investors, the Employee Stock Ownership Plan (ESOP), and the Deferred Compensation Plan. This option was originally reported as covering 50,000 shares of Class A Common Stock at an exercise price of $3.96 per share, but adjusted to reflect 5% stock dividends paid on February 7, 2005, February 17, 2006, February 9, 2007, February 8, 2008, and February 6, 2009. This option was originally reported as covering 50,000 shares of Class A Common Stock at an exercise price of $3.55 per share, but adjusted to reflect 5% stock dividends paid on February 7, 2005, February 17, 2006, February 9, 2007, February 8, 2008, and February 6, 2009. This option was originally reported as covering 70,000 shares of Class A Common Stock at an exercise price of $3.86 per share, but adjusted to reflect 5% stock dividends paid on February 17, 2006, February 9, 2007, February 8, 2008, and February 6, 2009. This option was originally reported as covering 50,000 shares of Class A Common Stock at an exercise price of $4.235 per share, but adjusted to reflect a 5% stock dividend paid on February 6, 2009. This option vests in four equal quarterly installments of Class A Common Stock, beginning on June 30, 2008, until such shares are fully vested. This option was originally reported as covering 100,000 shares of Class A Common Stock at an exercise price of $1.65 per share, but adjusted to reflect a 5% stock dividend paid on February 6, 2009. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 31, 2009, until such shares are fully vested. /s/ George R. Quist 2009-06-03 -----END PRIVACY-ENHANCED MESSAGE-----