0000940400-16-001554.txt : 20161128
0000940400-16-001554.hdr.sgml : 20161128
20161128110917
ACCESSION NUMBER: 0000940400-16-001554
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161128
DATE AS OF CHANGE: 20161128
EFFECTIVENESS DATE: 20161128
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRUDENTIAL JENNISON SMALL CO FUND, INC.
CENTRAL INDEX KEY: 0000318531
IRS NUMBER: 133040042
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-03084
FILM NUMBER: 162018888
BUSINESS ADDRESS:
STREET 1: 655 BROAD STREET
STREET 2: 17TH FLOOR
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026469
MAIL ADDRESS:
STREET 1: 655 BROAD STREET
STREET 2: 17TH FLOOR
CITY: NEWARK
STATE: NJ
ZIP: 07102
FORMER COMPANY:
FORMER CONFORMED NAME: JENNISON SMALL CO FUND, INC.
DATE OF NAME CHANGE: 20070801
FORMER COMPANY:
FORMER CONFORMED NAME: JENNISON SMALL CO FUND INC
DATE OF NAME CHANGE: 20030716
FORMER COMPANY:
FORMER CONFORMED NAME: PRUDENTIAL SMALL CO FUND INC
DATE OF NAME CHANGE: 20000926
0000318531
S000004629
PRUDENTIAL JENNISON SMALL COMPANY FUND, INC.
C000012606
Class A
PGOAX
C000012607
Class B
CHNDX
C000012608
Class C
PSCCX
C000012609
Class Z
PSCZX
C000012610
Class R
JSCRX
C000093652
Class Q
PJSQX
NSAR-B
1
PruJenSmall.fil
PAGE 1
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PAGE 2
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PAGE 3
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PAGE 4
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PAGE 6
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PAGE 9
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PAGE 10
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SIGNATURE MELISSA HANOBECK
TITLE DIRECTOR
EX-99.77B ACCT LTTR
2
PruJenSmall77b.txt
Report of Independent Registered Public Accounting Firm
The Board of Directors and Shareholders
Prudential Jennison Small Company Fund, Inc.:
In planning and performing our audit of the financial statements
of Prudential Jennison Small Company Fund, Inc., (hereafter
referred to as the "Fund"), as of and for the year ended
September 30, 2016, in accordance with the standards of the
Public Company Accounting Oversight Board (United States), we
considered the Fund's internal control over financial reporting,
including controls over safeguarding securities, as a basis for
designing our auditing procedures for the purpose of expressing
our opinion on the financial statements and to comply with the
requirements of Form N-SAR, but not for the purpose of
expressing an opinion on the effectiveness of the Fund's
internal control over financial reporting. Accordingly, we
express no such opinion.
Management of the Fund is responsible for establishing and
maintaining effective internal control over financial reporting.
In fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and
related costs of controls. A company's internal control over
financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and
the preparation of financial statements for external purposes in
accordance with generally accepted accounting principles. A
company's internal control over financial reporting includes
those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately
and fairly reflect the transactions and dispositions of the
assets of the company; (2) provide reasonable assurance that
transactions are recorded as necessary to permit preparation of
financial statements in accordance with generally accepted
accounting principles, and that receipts and expenditures of the
company are being made only in accordance with authorizations of
management and directors of the company; and (3) provide
reasonable assurance regarding prevention or timely detection of
unauthorized acquisition, use, or disposition of the company's
assets that could have a material effect on the financial
statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect misstatements.
Also, projections of any evaluation of effectiveness to future
periods are subject to the risk that controls may become
inadequate because of changes in conditions, or that the degree
of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow
management or employees, in the normal course of performing
their assigned functions, to prevent or detect misstatements on
a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial
reporting, such that there is a reasonable possibility that a
material misstatement of the Fund's annual or interim financial
statements will not be prevented or detected on a timely basis.
Our consideration of the Fund's internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control that might be material weaknesses under
standards established by the Public Company Accounting Oversight
Board (United States). However, we noted no deficiencies in the
Fund's internal control over financial reporting and its
operation, including controls over safeguarding securities that
we consider to be a material weakness as defined above as of
September 30, 2016.
This report is intended solely for the information and use of
management and the Board of Directors of the Fund and the
Securities and Exchange Commission and is not intended to be and
should not be used by anyone other than these specified parties.
KPMG LLP
New York, New York
November 22, 2016
EX-99
3
PruJenSmall77q3.txt
This page being Prudential Jennison Small Company
FINANCIAL INFORMATION (Cont. from Screen 33)
filed for series 0.
EXPENSES (Negative answers are allowed For the
period covered by this form
on this screen for 72Z only)
($000's omitted)
72.Y) Expense reimbursements ----------------------------- $ 0
Z) Net investment income ------------------------------ $ 0
AA) Realized capital gains ------------------------$ 0
BB) Realized capital losses -----------------------$ 0
CC) 1. Net unrealized appreciation during the period --- $ 0
2. Net unrealized depreciation during the period --- $ 0
DD) 1. Total income dividends for which record date
passed during the period ------------------------ $ 0
2. Dividends for a second class of open-end
company shares -----------------------------------$ 0
EE) Total capital gains distributions for which
record date passed during the period --------------- $ 0
73. Distributions per share for which record date passed during the period:
NOTE: Show in fractions of a cent if so declared.
" A) 1. Dividends from net investment income $0.0341, 0.0000
" 2. Dividends for a second class of open-end
company shares $0.0000, 0.1480, 0.0000, 0.1090
B) Distribution of capital gains ---------------$0.000
C) Other distributions --------------------------------- $ 0.0000
SCREEN NUMBER: 34
This page being
(Continued from Screen 35)
filed for series 0.
Condensed balance sheet data:
As of the end of current reporting
period (000's omitted except for per
share amounts and number of accounts)
74.O) Payables for portfolio instruments purchased --------------- $ 0
P) Amounts owed to affiliated persons ------------------------- $ 0
Q) Senior long-term debt -------------------------------------- $ 0
R) Other liabilities:1. Reverse repurchase agreements---------- $ 0
2. Short sales --------------------------- $ 0
3. Written options ----------------------- $ 0
4. All other liabilities ----------------- $ 0
S) Senior equity -----------------------------------------------$ 0
T) Net assets of common shareholders ---------------------------$ 0
U) 1. Number of shares outstanding -----------------------------$ 0
2. Number of shares outstanding of a second class of shares
of open-end company --------------------------------------- 0
" V) 1. Net asset value per share(to nearest cent)$22.65, 13.67
2. Net asset value per share of a second class of open-end
" company shares (to nearest cent) $13.85, 23.87, 22.14, 24.21
W) Mark-to-market net asset value per share
for money market funds only (to 4 decimals) -----------------$ 0.0000
X) Total number of shareholder accounts ------------------------$ 0
Y) Total value of assets in segregated accounts ----------------$ 0
SCREEN NUMBER: 36
Because the electronic format for filing Form
N-SAR does not provide
"adequate space for responding to Items 73A1&2
and 74V1&2 correctly, "
the correct answers are as above.