0001493152-20-022148.txt : 20201120 0001493152-20-022148.hdr.sgml : 20201120 20201120180012 ACCESSION NUMBER: 0001493152-20-022148 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201120 FILED AS OF DATE: 20201120 DATE AS OF CHANGE: 20201120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARR EDWARD CENTRAL INDEX KEY: 0001273351 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15771 FILM NUMBER: 201333693 MAIL ADDRESS: STREET 1: 1330 AVENUE OF THE AMERICAS, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABEONA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000318306 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 830221517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1330 AVENUE OF THE AMERICAS, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 646-813-4701 MAIL ADDRESS: STREET 1: 1330 AVENUE OF THE AMERICAS, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: PLASMATECH BIOPHARMACEUTICALS INC DATE OF NAME CHANGE: 20140922 FORMER COMPANY: FORMER CONFORMED NAME: ACCESS PHARMACEUTICALS INC DATE OF NAME CHANGE: 19960209 FORMER COMPANY: FORMER CONFORMED NAME: CHEMEX PHARMACEUTICALS INC DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2020-11-20 0 0000318306 ABEONA THERAPEUTICS INC. ABEO 0001273351 CARR EDWARD 1330 AVENUE OF THE AMERICAS, 33RD FLOOR NEW YORK NY 10019 0 1 0 0 Chief Accounting Officer Stock Option (right to buy) 1.15 2020-11-20 4 A 0 28919 A 2030-03-16 Common Stock 28919 28919 D Stock Option (right to buy) 3.20 2020-11-20 4 D 0 28919 D 2030-03-16 Common Stock 28919 0 D Stock Option (right to buy) 1.15 2020-11-20 4 A 0 51081 A 2030-03-16 Common Stock 51081 51081 D Stock Option (right to buy) 1.45 2020-11-20 4 D 0 51081 D 2030-03-16 Common Stock 51081 0 D Stock Option (right to buy) 1.15 2020-11-20 4 A 0 10000 A 2029-04-09 Common Stock 10000 10000 D Stock Option (right to buy) 7.24 2020-11-20 4 D 0 10000 D 2029-04-09 Common Stock 10000 0 D Stock Option (right to buy) 1.15 2020-11-20 4 A 0 35000 A 2028-11-19 Common Stock 35000 35000 D Stock Option (right to buy) 8.54 2020-11-20 4 D 0 35000 D 2028-11-19 Common Stock 35000 0 D The options vest 25% on March 16, 2021, and in 36 equal monthly installments thereafter. The options granted on March 16, 2020, May 20, 2020, April 9, 2019, and November 19, 2018 have each been modified to reflect a lower exercise price. The options vest 25% on April 9, 2020, and in 36 equal monthly installments thereafter. The options vest 25% on November 19, 2019, and in 36 equal monthly installments thereafter. /s/ Edward Carr 2020-11-20