N-PX 1 d759063dnpx.htm NORTHEAST INVESTORS GROWTH FUND Northeast Investors Growth Fund

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

Investment Company Act file number: 811-03074

Northeast Investors Growth Fund

(Exact name of registrant as specified in charter)

100 High Street

Boston, MA 02110

(Address of principal executive offices) (Zip code)

Robert Kane

100 High Street

Boston, MA 02110

(Name and address of agent for service)

Registrant’s Telephone Number, including Area Code: (617) 523-3588

Date of fiscal year end: December 31

Date of reporting period: July 1, 2013 – June 30, 2014

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

Item 1. Proxy Voting Record

 

-2-

Investment Company Report

 

  DIAGEO PLC
 

Security

    25243Q205   Meeting Type    Annual
 

Ticker Symbol

    DEO   Meeting Date    19-Sep-2013
 

ISIN

    US25243Q2057   Agenda    933869084 - Management

 

    Item    Proposal    Type    Vote    For/Against
Management		     
  1.    REPORT AND ACCOUNTS 2013.    Management    For      
  2.    DIRECTORS’ REMUNERATION REPORT 2013.    Management    For      
  3.    DECLARATION OF FINAL DIVIDEND.    Management    For      
  4.    RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)    Management    For      
  5.    RE-ELECTION OF LM DANON AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)    Management    For      
  6.    RE-ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION (CHAIRMAN OF THE COMMITTEE))    Management    For      
  7.    RE-ELECTION OF HO KWONPING AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)    Management    For      
  8.    RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)    Management    For      
  9.    RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (NOMINATION COMMITTEE (CHAIRMAN OF THE COMMITTEE))    Management    For      
  10.    RE-ELECTION OF D MAHLAN AS A DIRECTOR. (EXECUTIVE COMMITTEE)    Management    For      
  11.    RE-ELECTION OF IM MENEZES AS A DIRECTOR. (EXECUTIVE COMMITTEE (CHAIRMAN OF THE COMMITTEE))    Management    For      
  12.    RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT(CHAIRMAN OF THE COMMITTEE), NOMINATION, REMUNERATION COMMITTEE)    Management    For      
  13.    APPOINTMENT OF AUDITOR.    Management    For      
  14.    REMUNERATION OF AUDITOR.    Management    For      
  15.    AUTHORITY TO ALLOT SHARES.    Management    For      
  16.    DISAPPLICATION OF PRE-EMPTION RIGHTS.    Management    For      
  17.    AUTHORITY TO PURCHASE OWN ORDINARY SHARES.    Management    For      
  18.    AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU.    Management    For      
  19.    REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING.    Management    For      

 

   PERRIGO COMPANY
   Security    714290103   Meeting Type    Special
   Ticker Symbol    PRGO   Meeting Date    18-Nov-2013
   ISIN    US7142901039   Agenda    933888729 - Management

 

    Item    Proposal    Type    Vote    For/Against
Management		     
  1.    ADOPTING THE TRANSACTION AGREEMENT, DATED JULY 28, 2013, BETWEEN AND AMONG ELAN CORPORATION, PLC (“ELAN”), PERRIGO COMPANY (“PERRIGO”), LEOPARD COMPANY, HABSONT LIMITED AND PERRIGO COMPANY LIMITED (F/K/A BLISFONT LIMITED) (“NEW PERRIGO”) (THE ‘‘TRANSACTION AGREEMENT”) AND APPROVING THE MERGER.    Management    For    For   
  2.    APPROVING THE CREATION OF DISTRIBUTABLE RESERVES, BY REDUCING SOME OR ALL OF THE SHARE PREMIUM OF NEW PERRIGO RESULTING FROM THE ISSUANCE OF NEW PERRIGO ORDINARY SHARES PURSUANT TO THE SCHEME OF ARRANGEMENT BY WHICH NEW PERRIGO WILL ACQUIRE ELAN.    Management    For    For   
  3.    CONSIDERING AND, ON A NON-BINDING ADVISORY BASIS, VOTING UPON SPECIFIED COMPENSATORY ARRANGEMENTS BETWEEN PERRIGO AND ITS NAMED EXECUTIVE OFFICERS RELATING TO THE TRANSACTION AGREEMENT.    Management    For    For   
  4.    RE-APPROVING THE PERFORMANCE GOALS INCLUDED IN THE PERRIGO COMPANY ANNUAL INCENTIVE PLAN.    Management    For    For   
  5.    APPROVING THE AMENDMENT AND RESTATEMENT OF THE PERRIGO COMPANY 2008 LONG TERM INCENTIVE PLAN.    Management    For    For   
  6.    APPROVING ANY MOTION TO ADJOURN THE PERRIGO SPECIAL MEETING, OR ANY ADJOURNMENTS THEREOF, TO ANOTHER TIME OR PLACE IF NECESSARY OR APPROPRIATE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.    Management    For    For   

 

  VISA INC.
  Security    92826C839   Meeting Type    Annual
  Ticker Symbol    V   Meeting Date    29-Jan-2014
  ISIN    US92826C8394   Agenda    933909066 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management 		    
  1A.      ELECTION OF DIRECTOR: MARY B. CRANSTON      Management    For    For   
  1B.      ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL      Management    For    For   
  1C.      ELECTION OF DIRECTOR: ALFRED F. KELLY, JR.      Management    For    For   
  1D.      ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT      Management    For    For   
  1E.      ELECTION OF DIRECTOR: CATHY E. MINEHAN      Management    For    For   
  1F.      ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON      Management    For    For   
  1G.      ELECTION OF DIRECTOR: DAVID J. PANG      Management    For    For   
  1H.      ELECTION OF DIRECTOR: CHARLES W. SCHARF      Management    For    For   
  1I.      ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN      Management    For    For   
  1J.      ELECTION OF DIRECTOR: JOHN A.C. SWAINSON      Management    For    For   
  1K.      ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR.      Management    For    For   
  2.      APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.      Management    For    For   
  3.      RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014.      Management    For    For   

 

  APPLE INC.
  Security    037833100   Meeting Type    Annual
  Ticker Symbol    AAPL   Meeting Date    28-Feb-2014
  ISIN    US0378331005   Agenda    933915564 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1.      DIRECTOR      Management         
      

1      WILLIAM CAMPBELL

         For    For   
      

2      TIMOTHY COOK

         For    For   
      

3      MILLARD DREXLER

         For    For   
      

4      AL GORE

         For    For   
      

5      ROBERT IGER

         For    For   
      

6      ANDREA JUNG

         For    For   
      

7      ARTHUR LEVINSON

         For    For   
      

8      RONALD SUGAR

         For    For   
  2.      THE AMENDMENT OF THE COMPANY’S RESTATED ARTICLES OF INCORPORATION (THE “ARTICLES”) TO FACILITATE THE IMPLEMENTATION OF MAJORITY VOTING FOR THE ELECTION OF DIRECTORS IN AN UNCONTESTED ELECTION BY ELIMINATING ARTICLE VII, WHICH RELATES TO THE TERM OF DIRECTORS AND THE TRANSITION FROM A CLASSIFIED BOARD OF DIRECTORS TO A DECLASSIFIED STRUCTURE      Management    For    For   
  3.      THE AMENDMENT OF THE ARTICLES TO ELIMINATE THE “BLANK CHECK” AUTHORITY OF THE BOARD TO ISSUE PREFERRED STOCK      Management    For    For   
  4.      THE AMENDMENT OF THE ARTICLES TO ESTABLISH A PAR VALUE FOR THE COMPANY’S COMMON STOCK OF $0.00001 PER SHARE      Management    For    For   
  5.      RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014      Management    For    For   
  6.      A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION      Management    For    For   
  7.      THE APPROVAL OF THE APPLE INC. 2014 EMPLOYEE STOCK PLAN      Management    Against    Against   

  8.      A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON AND NORTHSTAR ASSET MANAGEMENT INC. ENTITLED “BOARD COMMITTEE ON HUMAN RIGHTS” TO AMEND THE COMPANY’S BYLAWS      Shareholder    Against    For   
  9.      A SHAREHOLDER PROPOSAL BY THE NATIONAL CENTER FOR PUBLIC POLICY RESEARCH OF A NON-BINDING ADVISORY RESOLUTION ENTITLED “REPORT ON COMPANY MEMBERSHIP AND INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS AND BUSINESS ORGANIZATIONS”      Shareholder    Against    For   
  10.      A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A NON-BINDING ADVISORY RESOLUTION THAT THE COMPANY COMMIT TO COMPLETING NOT LESS THAN $50 BILLION OF SHARE REPURCHASES DURING ITS 2014 FISCAL YEAR (AND INCREASE THE AUTHORIZATION UNDER ITS CAPITAL RETURN PROGRAM ACCORDINGLY)      Shareholder    Against    For   
  11.      A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE OF A NON-BINDING ADVISORY RESOLUTION ENTITLED “PROXY ACCESS FOR SHAREHOLDERS”      Shareholder    Against    For   

 

  THE WALT DISNEY COMPANY
  Security    254687106   Meeting Type    Annual
  Ticker Symbol    DIS   Meeting Date    18-Mar-2014
  ISIN    US2546871060   Agenda    933918736 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1A.      ELECTION OF DIRECTOR: SUSAN E. ARNOLD      Management    For    For   
  1B.      ELECTION OF DIRECTOR: JOHN S. CHEN      Management    For    For   
  1C.      ELECTION OF DIRECTOR: JACK DORSEY      Management    For    For   
  1D.      ELECTION OF DIRECTOR: ROBERT A. IGER      Management    For    For   
  1E.      ELECTION OF DIRECTOR: FRED H. LANGHAMMER      Management    For    For   
  1F.      ELECTION OF DIRECTOR: AYLWIN B. LEWIS      Management    For    For   
  1G.      ELECTION OF DIRECTOR: MONICA C. LOZANO      Management    For    For   
  1H.      ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT      Management    For    For   
  1I.      ELECTION OF DIRECTOR: SHERYL K. SANDBERG      Management    For    For   
  1J.      ELECTION OF DIRECTOR: ORIN C. SMITH      Management    For    For   
  2.      TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S REGISTERED PUBLIC ACCOUNTANTS FOR 2014.      Management    For    For   
  3.      TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.      Management    For    For   
  4.      TO APPROVE AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION.      Management    For    For   
  5.      TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO PROXY ACCESS.      Shareholder    Against    For   
  6.      TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO ACCELERATION OF EQUITY AWARDS.      Shareholder    Against    For   

 

  STARBUCKS CORPORATION
  Security    855244109   Meeting Type    Annual
  Ticker Symbol    SBUX   Meeting Date    19-Mar-2014
  ISIN    US8552441094   Agenda    933917619 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1A.      ELECTION OF DIRECTOR: HOWARD SCHULTZ      Management    For    For   
  1B.      ELECTION OF DIRECTOR: WILLIAM W. BRADLEY      Management    For    For   
  1C.      ELECTION OF DIRECTOR: ROBERT M. GATES      Management    For    For   
  1D.      ELECTION OF DIRECTOR: MELLODY HOBSON      Management    For    For   
  1E.      ELECTION OF DIRECTOR: KEVIN R. JOHNSON      Management    For    For   
  1F.      ELECTION OF DIRECTOR: OLDEN LEE      Management    For    For   
  1G.      ELECTION OF DIRECTOR: JOSHUA COOPER RAMO      Management    For    For   
  1H.      ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR.      Management    For    For   
  1I.      ELECTION OF DIRECTOR: CLARA SHIH      Management    For    For   
  1J.      ELECTION OF DIRECTOR: JAVIER G. TERUEL      Management    For    For   
  1K.      ELECTION OF DIRECTOR: MYRON E. ULLMAN, III      Management    For    For   
  1L.      ELECTION OF DIRECTOR: CRAIG E. WEATHERUP      Management    For    For   
  2.      ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION.      Management    For    For   
  3.      RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.      Management    For    For   
  4.      PROHIBIT POLITICAL SPENDING.      Shareholder    Against    For   
  5.      INDEPENDENT BOARD CHAIRMAN.      Shareholder    Against    For   

 

  COVIDIEN PLC
  Security    G2554F113   Meeting Type    Annual
  Ticker Symbol    COV   Meeting Date    19-Mar-2014
  ISIN    IE00B68SQD29   Agenda    933918128 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1A)      ELECTION OF DIRECTOR: JOSE E. ALMEIDA      Management    For    For   
  1B)      ELECTION OF DIRECTOR: JOY A. AMUNDSON      Management    For    For   
  1C)      ELECTION OF DIRECTOR: CRAIG ARNOLD      Management    For    For   
  1D)      ELECTION OF DIRECTOR: ROBERT H. BRUST      Management    For    For   
  1E)      ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN      Management    For    For   
  1F)      ELECTION OF DIRECTOR: RANDALL J. HOGAN, III      Management    For    For   
  1G)      ELECTION OF DIRECTOR: MARTIN D. MADAUS      Management    For    For   
  1H)      ELECTION OF DIRECTOR: DENNIS H. REILLEY      Management    For    For   
  1I)      ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI      Management    For    For   
  1J)      ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO      Management    For    For   
  2)      APPROVE, IN A NON-BINDING ADVISORY VOTE, THE APPOINTMENT OF THE INDEPENDENT AUDITORS AND AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE TO SET THE AUDITORS’ REMUNERATION.      Management    For    For   
  3)      APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.      Management    For    For   
  4)      AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY TO MAKE MARKET PURCHASES OF COMPANY SHARES.      Management    For    For   
  S5)      DETERMINE THE PRICE RANGE AT WHICH THE COMPANY CAN REISSUE SHARES IT HOLDS AS TREASURY SHARES.      Management    For    For   
  6)      RENEW THE DIRECTORS’ AUTHORITY TO ISSUE SHARES.      Management    For    For   
  S7)      RENEW THE DIRECTORS’ AUTHORITY TO ISSUE SHARES FOR CASH WITHOUT FIRST OFFERING THEM TO EXISTING SHAREHOLDERS.      Management    For    For   

 

  CITIGROUP INC.
  Security    172967424   Meeting Type    Annual
  Ticker Symbol    C   Meeting Date    22-Apr-2014
  ISIN    US1729674242   Agenda    933933637 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1A.      ELECTION OF DIRECTOR: MICHAEL L. CORBAT      Management    For    For   
  1B.      ELECTION OF DIRECTOR: DUNCAN P. HENNES      Management    For    For   
  1C.      ELECTION OF DIRECTOR: FRANZ B. HUMER      Management    For    For   
  1D.      ELECTION OF DIRECTOR: EUGENE M. MCQUADE      Management    For    For   

  1E.      ELECTION OF DIRECTOR: MICHAEL E. O’NEILL      Management    For    For   
  1F.      ELECTION OF DIRECTOR: GARY M. REINER      Management    For    For   
  1G.      ELECTION OF DIRECTOR: JUDITH RODIN      Management    For    For   
  1H.      ELECTION OF DIRECTOR: ROBERT L. RYAN      Management    For    For   
  1I.      ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO      Management    For    For   
  1J.      ELECTION OF DIRECTOR: JOAN E. SPERO      Management    For    For   
  1K.      ELECTION OF DIRECTOR: DIANA L. TAYLOR      Management    For    For   
  1L.      ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR.      Management    For    For   
  1M.      ELECTION OF DIRECTOR: JAMES S. TURLEY      Management    For    For   
  1N.      ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON      Management    For    For   
  2.      PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.      Management    For    For   
  3.      ADVISORY APPROVAL OF CITI’S 2013 EXECUTIVE COMPENSATION.      Management    For    For   
  4.      APPROVAL OF THE CITIGROUP 2014 STOCK INCENTIVE PLAN.      Management    Against    Against   
  5.      STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES RETAIN A SIGNIFICANT PORTION OF THEIR STOCK UNTIL REACHING NORMAL RETIREMENT AGE.      Shareholder    Against    For   
  6.      STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS.      Shareholder    Against    For   
  7.      STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD INSTITUTE A POLICY TO MAKE IT MORE PRACTICAL TO DENY INDEMNIFICATION FOR DIRECTORS.      Shareholder    Against    For   
  8.      STOCKHOLDER PROPOSAL REQUESTING PROXY ACCESS FOR SHAREHOLDERS.      Shareholder    Against    For   

 

  VF CORPORATION
  Security    918204108   Meeting Type    Annual
  Ticker Symbol    VFC   Meeting Date    22-Apr-2014
  ISIN    US9182041080   Agenda    933950291 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1.      DIRECTOR      Management         
      

1      RICHARD T. CARUCCI

         For    For   
      

2      JULIANA L. CHUGG

         For    For   
      

3      JUAN ERNESTO DE BEDOUT

         For    For   
      

4      URSULA O. FAIRBAIRN

         For    For   
      

5      GEORGE FELLOWS

         For    For   
      

6      CLARENCE OTIS, JR.

         For    For   
      

7      MATTHEW J. SHATTOCK

         For    For   
      

8      ERIC C. WISEMAN

         For    For   
  2.      ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.      Management    For    For   
  3.      RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS VF’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.      Management    For    For   

 

  JOHNSON & JOHNSON
  Security    478160104   Meeting Type    Annual
  Ticker Symbol    JNJ   Meeting Date    24-Apr-2014
  ISIN    US4781601046   Agenda    933933548 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1A.      ELECTION OF DIRECTOR: MARY SUE COLEMAN      Management    For    For   
  1B.      ELECTION OF DIRECTOR: JAMES G. CULLEN      Management    For    For   
  1C.      ELECTION OF DIRECTOR: IAN E.L. DAVIS      Management    For    For   
  1D.      ELECTION OF DIRECTOR: ALEX GORSKY      Management    For    For   
  1E.      ELECTION OF DIRECTOR: SUSAN L. LINDQUIST      Management    For    For   
  1F.      ELECTION OF DIRECTOR: MARK B. MCCLELLAN      Management    For    For   
  1G.      ELECTION OF DIRECTOR: ANNE M. MULCAHY      Management    For    For   
  1H.      ELECTION OF DIRECTOR: LEO F. MULLIN      Management    For    For   
  1I.      ELECTION OF DIRECTOR: WILLIAM D. PEREZ      Management    For    For   
  1J.      ELECTION OF DIRECTOR: CHARLES PRINCE      Management    For    For   
  1K.      ELECTION OF DIRECTOR: A. EUGENE WASHINGTON      Management    For    For   
  1L.      ELECTION OF DIRECTOR: RONALD A. WILLIAMS      Management    For    For   
  2.      ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION      Management    For    For   
  3.      RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014      Management    For    For   
  4.      SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK      Shareholder    Against    For   

 

  HONEYWELL INTERNATIONAL INC.
  Security    438516106   Meeting Type    Annual
  Ticker Symbol    HON   Meeting Date    28-Apr-2014
  ISIN    US4385161066   Agenda    933934526 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1A.      ELECTION OF DIRECTOR: GORDON M. BETHUNE      Management    For    For   
  1B.      ELECTION OF DIRECTOR: KEVIN BURKE      Management    For    For   
  1C.      ELECTION OF DIRECTOR: JAIME CHICO PARDO      Management    For    For   
  1D.      ELECTION OF DIRECTOR: DAVID M. COTE      Management    For    For   
  1E.      ELECTION OF DIRECTOR: D. SCOTT DAVIS      Management    For    For   
  1F.      ELECTION OF DIRECTOR: LINNET F. DEILY      Management    For    For   
  1G.      ELECTION OF DIRECTOR: JUDD GREGG      Management    For    For   
  1H.      ELECTION OF DIRECTOR: CLIVE HOLLICK      Management    For    For   
  1I.      ELECTION OF DIRECTOR: GRACE D. LIEBLEIN      Management    For    For   
  1J.      ELECTION OF DIRECTOR: GEORGE PAZ      Management    For    For   
  1K.      ELECTION OF DIRECTOR: BRADLEY T. SHEARES      Management    For    For   
  1L.      ELECTION OF DIRECTOR: ROBIN L. WASHINGTON      Management    For    For   
  2.      APPROVAL OF INDEPENDENT ACCOUNTANTS.      Management    For    For   
  3.      ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.      Management    For    For   
  4.      INDEPENDENT BOARD CHAIRMAN.      Shareholder    Against    For   
  5.      RIGHT TO ACT BY WRITTEN CONSENT.      Shareholder    Against    For   
  6.      ELIMINATE ACCELERATED VESTING IN A CHANGE IN CONTROL.      Shareholder    Against    For   
  7.      POLITICAL LOBBYING AND CONTRIBUTIONS.      Shareholder    Against    For   

  UNITED TECHNOLOGIES CORPORATION
  Security    913017109   Meeting Type    Annual
  Ticker Symbol    UTX   Meeting Date    28-Apr-2014
  ISIN    US9130171096   Agenda    933936378 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1A.      ELECTION OF DIRECTOR: LOUIS R. CHENEVERT      Management    For    For   
  1B.      ELECTION OF DIRECTOR: JOHN V. FARACI      Management    For    For   
  1C.      ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER      Management    For    For   
  1D.      ELECTION OF DIRECTOR: JAMIE S. GORELICK      Management    For    For   
  1E.      ELECTION OF DIRECTOR: EDWARD A. KANGAS      Management    For    For   
  1F.      ELECTION OF DIRECTOR: ELLEN J. KULLMAN      Management    For    For   
  1G.      ELECTION OF DIRECTOR: MARSHALL O. LARSEN      Management    For    For   
  1H.      ELECTION OF DIRECTOR: HAROLD MCGRAW III      Management    For    For   
  1I.      ELECTION OF DIRECTOR: RICHARD B. MYERS      Management    For    For   
  1J.      ELECTION OF DIRECTOR: H. PATRICK SWYGERT      Management    For    For   
  1K.      ELECTION OF DIRECTOR: ANDRE VILLENEUVE      Management    For    For   
  1L.      ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN      Management    For    For   
  2.      APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2014      Management    For    For   
  3.      APPROVE AN AMENDMENT AND RESTATEMENT OF THE 2005 LONG-TERM INCENTIVE PLAN, INCLUDING APPROVAL OF ADDITIONAL SHARES FOR FUTURE AWARDS      Management    Against    Against   
  4.      ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS      Management    For    For   

 

  WELLS FARGO & COMPANY
  Security    949746101   Meeting Type    Annual
  Ticker Symbol    WFC   Meeting Date    29-Apr-2014
  ISIN    US9497461015   Agenda    933937089 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1A)      ELECTION OF DIRECTOR: JOHN D. BAKER II      Management    For    For   
  1B)      ELECTION OF DIRECTOR: ELAINE L. CHAO      Management    For    For   
  1C)      ELECTION OF DIRECTOR: JOHN S. CHEN      Management    For    For   
  1D)      ELECTION OF DIRECTOR: LLOYD H. DEAN      Management    For    For   
  1E)      ELECTION OF DIRECTOR: SUSAN E. ENGEL      Management    For    For   
  1F)      ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.      Management    For    For   
  1G)      ELECTION OF DIRECTOR: DONALD M. JAMES      Management    For    For   
  1H)      ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN      Management    For    For   
  1I)      ELECTION OF DIRECTOR: FEDERICO F. PENA      Management    For    For   
  1J)      ELECTION OF DIRECTOR: JAMES H. QUIGLEY      Management    For    For   
  1K)      ELECTION OF DIRECTOR: JUDITH M. RUNSTAD      Management    For    For   
  1L)      ELECTION OF DIRECTOR: STEPHEN W. SANGER      Management    For    For   
  1M)      ELECTION OF DIRECTOR: JOHN G. STUMPF      Management    For    For   
  1N)      ELECTION OF DIRECTOR: SUSAN G. SWENSON      Management    For    For   
  2.      VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.      Management    For    For   
  3.      RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.      Management    For    For   
  4.      ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.      Shareholder    Against    For   
  5.      REVIEW AND REPORT ON INTERNAL CONTROLS OVER THE COMPANY’S MORTGAGE SERVICING AND FORECLOSURE PRACTICES.      Shareholder    Against    For   

 

  CABOT OIL & GAS CORPORATION
  Security    127097103   Meeting Type    Annual
  Ticker Symbol    COG   Meeting Date    01-May-2014
  ISIN    US1270971039   Agenda    933938699 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1A.      ELECTION OF DIRECTOR: DAN O. DINGES      Management    For    For   
  1B.      ELECTION OF DIRECTOR: JAMES R. GIBBS      Management    For    For   
  1C.      ELECTION OF DIRECTOR: ROBERT L. KEISER      Management    For    For   
  1D.      ELECTION OF DIRECTOR: W. MATT RALLS      Management    For    For   
  2      TO RATIFY THE APPOINTMENT OF THE FIRM PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR ITS 2014 FISCAL YEAR.      Management    For    For   
  3      TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.      Management    For    For   
  4      TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK OF THE COMPANY.      Management    For    For   
  5      TO APPROVE THE CABOT OIL & GAS CORPORATION 2014 INCENTIVE PLAN.      Management    Against    Against   
  6      TO CONSIDER A SHAREHOLDER PROPOSAL TO PROVIDE A REPORT ON THE COMPANY’S POLITICAL CONTRIBUTIONS.      Shareholder    Against    For   

 

  DANAHER CORPORATION
  Security    235851102   Meeting Type    Annual
  Ticker Symbol    DHR   Meeting Date    06-May-2014
  ISIN    US2358511028   Agenda    933967513 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1A.      ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR.      Management    For    For   
  1B.      ELECTION OF DIRECTOR: DONALD J. EHRLICH      Management    For    For   
  1C.      ELECTION OF DIRECTOR: LINDA HEFNER FILLER      Management    For    For   
  1D.      ELECTION OF DIRECTOR: TERI LIST-STOLL      Management    For    For   
  1E.      ELECTION OF DIRECTOR: WALTER G. LOHR, JR.      Management    For    For   
  1F.      ELECTION OF DIRECTOR: MITCHELL P. RALES      Management    For    For   
  1G.      ELECTION OF DIRECTOR: STEVEN M. RALES      Management    For    For   
  1H.      ELECTION OF DIRECTOR: JOHN T. SCHWIETERS      Management    For    For   
  1I.      ELECTION OF DIRECTOR: ALAN G. SPOON      Management    For    For   
  1J.      ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, M.D.      Management    For    For   
  2.      TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DANAHER’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.      Management    For    For   
  3.      ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.      Management    For    For   
  4.      TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER ISSUE A REPORT DISCLOSING ITS POLITICAL EXPENDITURE POLICIES AND DIRECT AND INDIRECT POLITICAL EXPENDITURES.      Shareholder    Against    For   

  5.      TO ACT UPON SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER ADOPT A POLICY REQUIRING THE CHAIR OF BOARD OF DIRECTORS BE INDEPENDENT.      Shareholder    Against    For   

 

  GILEAD SCIENCES, INC.
  Security    375558103   Meeting Type    Annual
  Ticker Symbol    GILD   Meeting Date    07-May-2014
  ISIN    US3755581036   Agenda    933943006 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1A.      ELECTION OF DIRECTOR: JOHN F. COGAN      Management    For    For   
  1B.      ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON      Management    For    For   
  1C.      ELECTION OF DIRECTOR: CARLA A. HILLS      Management    For    For   
  1D.      ELECTION OF DIRECTOR: KEVIN E. LOFTON      Management    For    For   
  1E.      ELECTION OF DIRECTOR: JOHN W. MADIGAN      Management    For    For   
  1F.      ELECTION OF DIRECTOR: JOHN C. MARTIN      Management    For    For   
  1G.      ELECTION OF DIRECTOR: NICHOLAS G. MOORE      Management    For    For   
  1H.      ELECTION OF DIRECTOR: RICHARD J. WHITLEY      Management    For    For   
  1I.      ELECTION OF DIRECTOR: GAYLE E. WILSON      Management    For    For   
  1J.      ELECTION OF DIRECTOR: PER WOLD-OLSEN      Management    For    For   
  2.      TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.      Management    For    For   
  3.      TO VOTE ON A PROPOSED AMENDMENT TO GILEAD’S RESTATED CERTIFICATE OF INCORPORATION TO DESIGNATE DELAWARE CHANCERY COURT AS THE EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.      Management    For    For   
  4.      TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT.      Management    For    For   
  5.      TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR.      Shareholder    Against    For   
  6.      TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT.      Shareholder    Against    For   
  7.      TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD ADOPT A POLICY THAT INCENTIVE COMPENSATION FOR THE CHIEF EXECUTIVE OFFICER INCLUDE NON-FINANCIAL MEASURES BASED ON PATIENT ACCESS TO GILEAD’S MEDICINES.      Shareholder    Against    For   

 

  BANK OF AMERICA CORPORATION
  Security    060505104   Meeting Type    Annual
  Ticker Symbol    BAC   Meeting Date    07-May-2014
  ISIN    US0605051046   Agenda    933948070 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1A.      ELECTION OF DIRECTOR: SHARON L. ALLEN      Management    For    For   
  1B.      ELECTION OF DIRECTOR: SUSAN S. BIES      Management    For    For   
  1C.      ELECTION OF DIRECTOR: JACK O. BOVENDER, JR.      Management    For    For   
  1D.      ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR.      Management    For    For   
  1E.      ELECTION OF DIRECTOR: PIERRE J.P. DE WECK      Management    For    For   
  1F.      ELECTION OF DIRECTOR: ARNOLD W. DONALD      Management    For    For   
  1G.      ELECTION OF DIRECTOR: CHARLES K. GIFFORD      Management    For    For   
  1H.      ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR.      Management    For    For   
  1I.      ELECTION OF DIRECTOR: LINDA P. HUDSON      Management    For    For   
  1J.      ELECTION OF DIRECTOR: MONICA C. LOZANO      Management    For    For   
  1K.      ELECTION OF DIRECTOR: THOMAS J. MAY      Management    For    For   
  1L.      ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN      Management    For    For   
  1M.      ELECTION OF DIRECTOR: LIONEL L. NOWELL, III      Management    For    For   
  1N.      ELECTION OF DIRECTOR: CLAYTON S. ROSE      Management    For    For   
  1O.      ELECTION OF DIRECTOR: R. DAVID YOST      Management    For    For   
  2.      AN ADVISORY (NON-BINDING) RESOLUTION TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY).      Management    For    For   
  3.      RATIFICATION OF THE APPOINTMENT OF OUR REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014.      Management    For    For   
  4.      APPROVAL OF AMENDMENT TO THE SERIES T PREFERRED STOCK.      Management    For    For   
  5.      STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN DIRECTOR ELECTIONS.      Shareholder    Against    For   
  6.      STOCKHOLDER PROPOSAL - PROXY ACCESS.      Shareholder    Against    For   
  7.      STOCKHOLDER PROPOSAL - CLIMATE CHANGE REPORT.      Shareholder    Against    For   
  8.      STOCKHOLDER PROPOSAL - LOBBYING REPORT.      Shareholder    Against    For   

 

  CVS CAREMARK CORPORATION
  Security    126650100   Meeting Type    Annual
  Ticker Symbol    CVS   Meeting Date    08-May-2014
  ISIN    US1266501006   Agenda    933947953 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1.1      ELECTION OF DIRECTOR: C. DAVID BROWN II      Management    For    For   
  1.2      ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE      Management    For    For   
  1.3      ELECTION OF DIRECTOR: DAVID W. DORMAN      Management    For    For   
  1.4      ELECTION OF DIRECTOR: ANNE M. FINUCANE      Management    For    For   
  1.5      ELECTION OF DIRECTOR: LARRY J. MERLO      Management    For    For   
  1.6      ELECTION OF DIRECTOR: JEAN-PIERRE MILLON      Management    For    For   
  1.7      ELECTION OF DIRECTOR: RICHARD J. SWIFT      Management    For    For   
  1.8      ELECTION OF DIRECTOR: WILLIAM C. WELDON      Management    For    For   
  1.9      ELECTION OF DIRECTOR: TONY L. WHITE      Management    For    For   
  2      PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014.      Management    For    For   
  3      SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.      Management    For    For   

 

  MAGNA INTERNATIONAL INC.
  Security    559222401   Meeting Type    Annual
  Ticker Symbol    MGA   Meeting Date    08-May-2014
  ISIN    CA5592224011   Agenda    933971170 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  01      DIRECTOR      Management         
      

1      SCOTT B. BONHAM

         For    For   
      

2      PETER G. BOWIE

         For    For   
      

3      HON. J. TREVOR EYTON

         For    For   
      

4      V. PETER HARDER

         For    For   

      

5      LADY BARBARA JUDGE

         For    For   
      

6      DR. KURT J. LAUK

         For    For   
      

7      CYNTHIA A. NIEKAMP

         For    For   
      

8      DR.I.V. SAMARASEKERA

         For    For   
      

9      DONALD J. WALKER

         For    For   
      

10    LAWRENCE D. WORRALL

         For    For   
      

11    WILLIAM L. YOUNG

         For    For   
  02      APPOINTMENT OF DELOITTE LLP AS THE INDEPENDENT AUDITOR OF THE CORPORATION AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX THE INDEPENDENT AUDITOR’S REMUNERATION.      Management    For    For   
  03      RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLES AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR/ PROXY STATEMENT.      Management    For    For   

 

  GOOGLE INC.
  Security    38259P508   Meeting Type    Annual
  Ticker Symbol    GOOG   Meeting Date    14-May-2014
  ISIN    US38259P5089   Agenda    933948359 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1.      DIRECTOR      Management         
      

1      LARRY PAGE

         For    For   
      

2      SERGEY BRIN

         For    For   
      

3      ERIC E. SCHMIDT

         For    For   
      

4      L. JOHN DOERR

         For    For   
      

5      DIANE B. GREENE

         For    For   
      

6      JOHN L. HENNESSY

         For    For   
      

7      ANN MATHER

         For    For   
      

8      PAUL S. OTELLINI

         For    For   
      

9      K. RAM SHRIRAM

         For    For   
      

10    SHIRLEY M. TILGHMAN

         For    For   
  2.      THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.      Management    For    For   
  3.      THE APPROVAL OF 2013 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS.      Management    For    For   
  4.      A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING.      Shareholder    Against    For   
  5.      A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING.      Shareholder    Against    For   
  6.      A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING.      Shareholder    Against    For   
  7.      A STOCKHOLDER PROPOSAL REGARDING TAX POLICY PRINCIPLES, IF PROPERLY PRESENTED AT THE MEETING.      Shareholder    Against    For   
  8.      A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING.      Shareholder    Against    For   

 

  AKAMAI TECHNOLOGIES, INC.
  Security    00971T101   Meeting Type    Annual
  Ticker Symbol    AKAM   Meeting Date    14-May-2014
  ISIN    US00971T1016   Agenda    933959439 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1.1      ELECTION OF DIRECTOR: MONTE FORD      Management    For    For   
  1.2      ELECTION OF DIRECTOR: FREDERIC SALERNO      Management    For    For   
  1.3      ELECTION OF DIRECTOR: STEVEN SCOPELLITE      Management    For    For   
  1.4      ELECTION OF DIRECTOR: BERNARDUS VERWAAYEN      Management    For    For   
  2.      TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE OFFICER COMPENSATION.      Management    For    For   
  3.      TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.      Management    For    For   
  4.      TO VOTE ON A NON-BINDING SHAREHOLDER PROPOSAL TO REPEAL OUR CLASSIFIED BOARD OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING.      Shareholder    Against      

 

  UNION PACIFIC CORPORATION
  Security    907818108   Meeting Type    Annual
  Ticker Symbol    UNP   Meeting Date    15-May-2014
  ISIN    US9078181081   Agenda    933969012 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1A.      ELECTION OF DIRECTOR: A.H. CARD, JR.      Management    For    For   
  1B.      ELECTION OF DIRECTOR: E.B. DAVIS, JR.      Management    For    For   
  1C.      ELECTION OF DIRECTOR: D.B. DILLON      Management    For    For   
  1D.      ELECTION OF DIRECTOR: J.R. HOPE      Management    For    For   
  1E.      ELECTION OF DIRECTOR: J.J. KORALESKI      Management    For    For   
  1F.      ELECTION OF DIRECTOR: C.C. KRULAK      Management    For    For   
  1G.      ELECTION OF DIRECTOR: M.R. MCCARTHY      Management    For    For   
  1H.      ELECTION OF DIRECTOR: M.W. MCCONNELL      Management    For    For   
  1I.      ELECTION OF DIRECTOR: T.F. MCLARTY III      Management    For    For   
  1J.      ELECTION OF DIRECTOR: S.R. ROGEL      Management    For    For   
  1K.      ELECTION OF DIRECTOR: J.H. VILLARREAL      Management    For    For   
  2.      RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.      Management    For    For   
  3.      AN ADVISORY VOTE ON EXECUTIVE COMPENSATION (“SAY ON PAY”).      Management    For    For   
  4.      AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK.      Management    For    For   
  5.      SHAREHOLDER PROPOSAL REGARDING EXECUTIVES TO RETAIN SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE ANNUAL MEETING.      Shareholder    Against    For   

 

  MANHATTAN ASSOCIATES, INC.
  Security    562750109   Meeting Type    Annual
  Ticker Symbol    MANH   Meeting Date    15-May-2014
  ISIN    US5627501092   Agenda    933985117 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1.      DIRECTOR      Management         
      

1      BRIAN J. CASSIDY

         For    For   
      

2      EDDIE CAPEL

         For    For   
  2.      NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.      Management    For    For   
  3.      RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.      Management    For    For   
  4.      AMENDMENT TO ARTICLE TWO OF THE COMPANY’S ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 100,000,000 TO 200,000,000 SHARES.      Management    For    For   

  THE GOLDMAN SACHS GROUP, INC.
  Security    38141G104   Meeting Type    Annual
  Ticker Symbol    GS   Meeting Date    16-May-2014
  ISIN    US38141G1040   Agenda    933961078 - Management

 

    Item    Proposal    Type    Vote    For/Against
Management		     
  1A.    ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN    Management    For    For   
  1B.    ELECTION OF DIRECTOR: M. MICHELE BURNS    Management    For    For   
  1C.    ELECTION OF DIRECTOR: GARY D. COHN    Management    For    For   
  1D.    ELECTION OF DIRECTOR: CLAES DAHLBACK    Management    For    For   
  1E.    ELECTION OF DIRECTOR: WILLIAM W. GEORGE    Management    For    For   
  1F.    ELECTION OF DIRECTOR: JAMES A. JOHNSON    Management    For    For   
  1G.    ELECTION OF DIRECTOR: LAKSHMI N. MITTAL    Management    For    For   
  1H.    ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI    Management    For    For   
  1I.    ELECTION OF DIRECTOR: PETER OPPENHEIMER    Management    For    For   
  1J.    ELECTION OF DIRECTOR: JAMES J. SCHIRO    Management    For    For   
  1K.    ELECTION OF DIRECTOR: DEBORA L. SPAR    Management    For    For   
  1L.    ELECTION OF DIRECTOR: MARK E. TUCKER    Management    For    For   
  1M.    ELECTION OF DIRECTOR: DAVID A. VINIAR    Management    For    For   
  2.    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY)    Management    For    For   
  3.    RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014    Management    For    For   
  4.    SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS FOR SHAREHOLDERS    Shareholder    Against    For   

 

  MONDELEZ INTERNATIONAL, INC.
  Security    609207105   Meeting Type    Annual
  Ticker Symbol    MDLZ   Meeting Date    21-May-2014
  ISIN    US6092071058   Agenda    933952360 - Management

 

    Item    Proposal    Type    Vote    For/Against
Management		     
  1A.    ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH    Management    For    For   
  1B.    ELECTION OF DIRECTOR: LEWIS W.K. BOOTH    Management    For    For   
  1C.    ELECTION OF DIRECTOR: LOIS D. JULIBER    Management    For    For   
  1D.    ELECTION OF DIRECTOR: MARK D. KETCHUM    Management    For    For   
  1E.    ELECTION OF DIRECTOR: JORGE S. MESQUITA    Management    For    For   
  1F.    ELECTION OF DIRECTOR: NELSON PELTZ    Management    For    For   
  1G.    ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS    Management    For    For   
  1H.    ELECTION OF DIRECTOR: IRENE B. ROSENFELD    Management    For    For   
  1I.    ELECTION OF DIRECTOR: PATRICK T. SIEWERT    Management    For    For   
  1J.    ELECTION OF DIRECTOR: RUTH J. SIMMONS    Management    For    For   
  1K.    ELECTION OF DIRECTOR: RATAN N. TATA    Management    For    For   
  1L.    ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. VAN BOXMEER    Management    For    For   
  2.    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION    Management    For    For   
  3.    APPROVE MONDELEZ INTERNATIONAL, INC. AMENDED AND RESTATED 2005 PERFORMANCE INCENTIVE PLAN    Management    Against    Against   
  4.    RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31, 2014    Management    For    For   
  5.    SHAREHOLDER PROPOSAL: REPORT ON PACKAGING    Shareholder    Against    For   

 

  AMAZON.COM, INC.
  Security    023135106    Meeting Type    Annual
  Ticker Symbol    AMZN    Meeting Date    21-May-2014
  ISIN    US0231351067    Agenda    933970510 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1A.      ELECTION OF DIRECTOR: JEFFREY P. BEZOS      Management    For    For   
  1B.      ELECTION OF DIRECTOR: TOM A. ALBERG      Management    For    For   
  1C.      ELECTION OF DIRECTOR: JOHN SEELY BROWN      Management    For    For   
  1D.      ELECTION OF DIRECTOR: WILLIAM B. GORDON      Management    For    For   
  1E.      ELECTION OF DIRECTOR: JAMIE S. GORELICK      Management    For    For   
  1F.      ELECTION OF DIRECTOR: ALAIN MONIE      Management    For    For   
  1G.      ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN      Management    For    For   
  1H.      ELECTION OF DIRECTOR: THOMAS O. RYDER      Management    For    For   
  1I.      ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER      Management    For    For   
  2.      RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS      Management    For    For   
  3.      ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION      Management    For    For   
  4.      SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING CORPORATE POLITICAL CONTRIBUTIONS      Shareholder    Against    For   

 

  TWITTER, INC.
  Security    90184L102   Meeting Type    Annual
  Ticker Symbol    TWTR   Meeting Date    21-May-2014
  ISIN    US90184L1026   Agenda    933973528 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1.      DIRECTOR      Management         
      

1      RICHARD COSTOLO

         For    For   
      

2      PETER FENTON

         For    For   
      

3      MARJORIE SCARDINO

         For    For   
  2.      RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.      Management    For    For   

 

  YELP INC.
  Security    985817105   Meeting Type    Annual
  Ticker Symbol    YELP   Meeting Date    21-May-2014
  ISIN    US9858171054   Agenda    933975914 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     

  1.      DIRECTOR      Management         
      

1      DIANE IRVINE

         For    For   
      

2      MAX LEVCHIN

         For    For   
      

3      MARIAM NAFICY

         For    For   
  2.      TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS YELP’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.      Management    For    For   
  3.      TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF YELP’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.      Management    For    For   

 

  FACEBOOK INC.
  Security    30303M102   Meeting Type    Annual
  Ticker Symbol    FB   Meeting Date    22-May-2014
  ISIN    US30303M1027   Agenda    933958324 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1.      DIRECTOR      Management         
      

1      MARC L. ANDREESSEN

         For    For   
      

2      ERSKINE B. BOWLES

         For    For   
      

3      S.D. DESMOND-HELLMANN

         For    For   
      

4      DONALD E. GRAHAM

         For    For   
      

5      REED HASTINGS

         For    For   
      

6      SHERYL K. SANDBERG

         For    For   
      

7      PETER A. THIEL

         For    For   
      

8      MARK ZUCKERBERG

         For    For   
  2.      TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.      Management    For    For   
  3.      A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING.      Shareholder    Against    For   
  4.      A STOCKHOLDER PROPOSAL REGARDING LOBBYING EXPENDITURES.      Shareholder    Against    For   
  5.      A STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS.      Shareholder    Against    For   
  6.      A STOCKHOLDER PROPOSAL REGARDING CHILDHOOD OBESITY AND FOOD MARKETING TO YOUTH.      Shareholder    Against    For   
  7.      A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL SUSTAINABILITY REPORT.      Shareholder    Against    For   

 

  PIONEER NATURAL RESOURCES COMPANY
  Security    723787107   Meeting Type    Annual
  Ticker Symbol    PXD   Meeting Date    28-May-2014
  ISIN    US7237871071   Agenda    933975990 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1.1      ELECTION OF DIRECTOR: TIMOTHY L. DOVE      Management    For    For   
  1.2      ELECTION OF DIRECTOR: STACY P. METHVIN      Management    For    For   
  1.3      ELECTION OF DIRECTOR: CHARLES E. RAMSEY, JR.      Management    For    For   
  1.4      ELECTION OF DIRECTOR: FRANK A. RISCH      Management    For    For   
  1.5      ELECTION OF DIRECTOR: EDISON C. BUCHANAN      Management    For    For   
  1.6      ELECTION OF DIRECTOR: LARRY R. GRILLOT      Management    For    For   
  1.7      ELECTION OF DIRECTOR: J. KENNETH THOMPSON      Management    For    For   
  1.8      ELECTION OF DIRECTOR: JIM A. WATSON      Management    For    For   
  2      RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM      Management    For    For   
  3      ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION      Management    For    For   
  4      REAPPROVAL OF THE SECTION 162(M) MATERIAL TERMS UNDER THE 2006 LONG- TERM INCENTIVE PLAN      Management    Against    Against   

 

  MASTERCARD INCORPORATED
  Security    57636Q104   Meeting Type    Annual
  Ticker Symbol    MA   Meeting Date    03-Jun-2014
  ISIN    US57636Q1040   Agenda    933987351 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1A.      ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE      Management    For    For   
  1B.      ELECTION OF DIRECTOR: AJAY BANGA      Management    For    For   
  1C.      ELECTION OF DIRECTOR: SILVIO BARZI      Management    For    For   
  1D.      ELECTION OF DIRECTOR: DAVID R. CARLUCCI      Management    For    For   
  1E.      ELECTION OF DIRECTOR: STEVEN J. FREIBERG      Management    For    For   
  1F.      ELECTION OF DIRECTOR: JULIUS GENACHOWSKI      Management    For    For   
  1G.      ELECTION OF DIRECTOR: MERIT E. JANOW      Management    For    For   
  1H.      ELECTION OF DIRECTOR: NANCY J. KARCH      Management    For    For   
  1I.      ELECTION OF DIRECTOR: MARC OLIVIE      Management    For    For   
  1J.      ELECTION OF DIRECTOR: RIMA QURESHI      Management    For    For   
  1K.      ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES      Management    For    For   
  1L.      ELECTION OF DIRECTOR: JACKSON P. TAI      Management    For    For   
  1M.      ELECTION OF DIRECTOR: EDWARD SUNING TIAN      Management    For    For   
  2.      ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION      Management    For    For   
  3.      RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.      Management    For    For   

 

  TESLA MOTORS, INC.
  Security    88160R101   Meeting Type    Annual
  Ticker Symbol    TSLA   Meeting Date    03-Jun-2014
  ISIN    US88160R1014   Agenda    933989836 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1.      DIRECTOR      Management         
      

1      ELON MUSK

         For    For   
      

2      STEPHEN T. JURVETSON

         For    For   
  2.      A NON-BINDING ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.      Management    For    For   
  3.      TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE TESLA MOTORS, INC. 2010 EQUITY INCENTIVE PLAN.      Management    Against    Against   
  4.      TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS TESLA’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.      Management    For    For   
  5.      A STOCKHOLDER PROPOSAL REGARDING SUPERMAJORITY STOCKHOLDER VOTING PROVISIONS.      Shareholder    Against    For   

 

  ATHENAHEALTH INC

  Security    04685W103   Meeting Type    Annual
  Ticker Symbol    ATHN   Meeting Date    09-Jun-2014
  ISIN    US04685W1036   Agenda    934004982 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1.      DIRECTOR      Management         
      

1      AMY ABERNETHY

         For    For   
      

2      JONATHAN BUSH

         For    For   
      

3      BRANDON HULL

         For    For   
  2.      RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.      Management    For    For   
  3.      HOLD AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.      Management    For    For   

 

  BIOGEN IDEC INC.
  Security    09062X103   Meeting Type    Annual
  Ticker Symbol    BIIB   Meeting Date    12-Jun-2014
  ISIN    US09062X1037   Agenda    933996247 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1A.      ELECTION OF DIRECTOR: CAROLINE D. DORSA      Management    For    For   
  1B.      ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS      Management    For    For   
  1C.      ELECTION OF DIRECTOR: GEORGE A. SCANGOS      Management    For    For   
  1D.      ELECTION OF DIRECTOR: LYNN SCHENK      Management    For    For   
  1E.      ELECTION OF DIRECTOR: ALEXANDER J. DENNER      Management    For    For   
  1F.      ELECTION OF DIRECTOR: NANCY L. LEAMING      Management    For    For   
  1G.      ELECTION OF DIRECTOR: RICHARD C. MULLIGAN      Management    For    For   
  1H.      ELECTION OF DIRECTOR: ROBERT W. PANGIA      Management    For    For   
  1I.      ELECTION OF DIRECTOR: BRIAN S. POSNER      Management    For    For   
  1J.      ELECTION OF DIRECTOR: ERIC K. ROWINSKY      Management    For    For   
  1K.      ELECTION OF DIRECTOR: STEPHEN A. SHERWIN      Management    For    For   
  2.      TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.      Management    For    For   
  3.      SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.      Management    For    For   

 

  CELGENE CORPORATION
  Security    151020104   Meeting Type    Annual
  Ticker Symbol    CELG   Meeting Date    18-Jun-2014
  ISIN    US1510201049   Agenda    934002837 - Management

 

    Item      Proposal      Type    Vote    For/Against
Management		     
  1.      DIRECTOR      Management         
      

1      ROBERT J. HUGIN

         For    For   
      

2      R.W. BARKER, D. PHIL.

         For    For   
      

3      MICHAEL D. CASEY

         For    For   
      

4      CARRIE S. COX

         For    For   
      

5      RODMAN L. DRAKE

         For    For   
      

6      M.A. FRIEDMAN, M.D.

         For    For   
      

7      GILLA KAPLAN, PH.D.

         For    For   
      

8      JAMES J. LOUGHLIN

         For    For   
      

9      ERNEST MARIO, PH.D.

         For    For   
  2.      RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.      Management    For    For   
  3.      AMENDMENT OF THE COMPANY’S CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK AND TO EFFECT A STOCK SPLIT.      Management    For    For   
  4.      APPROVAL OF AN AMENDMENT OF THE COMPANY’S 2008 STOCK INCENTIVE PLAN.      Management    Against    Against   
  5.      APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.      Management    For    For   
  6.      STOCKHOLDER PROPOSAL DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT.      Shareholder    Against    For   

SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant)          Northeast Investors Growth Fund
By:   

  /s/ William A. Oates, Jr.

     William A. Oates, Jr.
     President (Principal Executive Officer)
Date:      July 21, 2014