-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EJva3/C/NlLWjFYumToPFqHm0umdwmbbCkMr4JOgENYKaMxJV8J/Cs8V9VH8fyD5 nMLtt0hes3mfBuU0HicBKQ== 0000318192-04-000020.txt : 20040826 0000318192-04-000020.hdr.sgml : 20040826 20040826153824 ACCESSION NUMBER: 0000318192-04-000020 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040826 DATE AS OF CHANGE: 20040826 EFFECTIVENESS DATE: 20040826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST INVESTORS GROWTH FUND INC CENTRAL INDEX KEY: 0000318192 IRS NUMBER: 042708574 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-03074 FILM NUMBER: 04998943 BUSINESS ADDRESS: STREET 1: 50 CONGRESS ST RM 1000 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175233588 MAIL ADDRESS: STREET 1: 50 CONGRESS ST CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST FUND INC DATE OF NAME CHANGE: 19801001 N-PX 1 proxyvotesgrowth.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-03074 Northeast Investors Growth Fund (exact name of registrant as specified in charter) 150 Federal Street, Room 1000 Boston, MA 02110 David Randall 150 Federal St, Room 1000 Boston, MA 02110 (name and address of agent for service) Registrant's telephone number, including area code: 617-523-3588 Date of fiscal year end: December 31, 2004 Date of reporting period ending: June 30, 2004 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting records for the most recent twelve-month period June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. 3507. NORTHEAST INVESTORS GROWTH FD Meeting Date: 10/14/2003 Name: PROCTOR & GAMBLE CUSIP: 742718109 Ticker: PG Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS ISSUER YES FOR MANAGEMENT 003 APPROVE PROCTOR AND GAMBLE 2003 NON-EMPLOYEE ISSUER NO AGAINST MANAGEMENT DIRECTORS STOCK PLAN 004 BOARD OF DIRECTORS TERMS SHAREHOLDER NO FOR MANAGEMENT 005 LABEL GENETICALLY ENGINEERED FOODS SHAREHOLDER NO FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 10/23/2003 Name: BARR LABORATORIES INC CUSIP: 068306109 Ticker: BRL Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 APPROVAL OF THE REINCORPORATION OF THE COMPANY IN ISSUER YES FOR MANAGEMENT THE STATE OF DELAWARE 003 APPROVAL OF AN INCREASE IN THE NUMBER OF ISSUER YES FOR MANAGEMENT AUTHORIZED SHARES NORTHEAST INVESTORS GROWTH FD Meeting Date: 10/28/2003 Name: FIRST DATA CORP CUSIP: 319963104 Ticker: FDC Question Number Question Vote Proposer Vote Vote Type 001 TO APPROVE THE ISSUANCE OF SHARES AS CONTEMPLATED ISSUER YES FOR MANAGEMENT BY THE AGREEMENT AND PLAN OF MERGER NORTHEAST INVESTORS GROWTH FD Meeting Date: 10/30/2003 Name: INTUIT INC CUSIP: 461202103 Ticker: INTU Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 APPROVE THE AMENDMENT OF THE 1996 EMPLOYEE STOCK ISSUER NO AGAINST MANAGEMENT PURCHASE PLAN 003 AUDITORS ISSUER YES FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 11/07/2003 Name: SYSCO CORP CUSIP: 871829107 Ticker: SYY Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 APPROVAL OF AMENDMENT TO THE CERTIFICATE OF ISSUER YES FOR MANAGEMENT CORPORATION 003 APPROVAL OF THE 2003 STOCK INCENTIVE PLAN ISSUER NO AGAINST MANAGEMENT 004 SHAREHOLDER PROPOSAL RELATING TO GENETICALLY SHAREHOLDER NO FOR MANAGEMENT ENGINEERED INGREDIENTS NORTHEAST INVESTORS GROWTH FD Meeting Date: 11/11/2003 Name: MICROSOFT CORP CUSIP: 594918104 Ticker: MSFT Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK PLAN ISSUER NO AGAINST MANAGEMENT 003 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK PLAN ISSUER NO AGAINST MANAGEMENT FOR NON-EMPLOYEE DIRECTORS 004 SHAREHOLDER PROPOSAL SHAREHOLDER NO FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 3/03/2004 Name: WALT DISNEY CO CUSIP: 254687106 Ticker: DIS Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 RATIFY AUDITORS ISSUER YES FOR MANAGEMENT 003 APPROVE THE HARRINGTON INVESTMENTS SHAREHOLDER SHAREHOLDER NO FOR MANAGEMENT PROPOSAL RELATING TO LABOR STANDARDS IN CHINA 004 APPROVE THE NYC ERTIREMENT SYSTEMS AND PENSION SHAREHOLDER NO FOR MANAGEMENT FUNDS PROPOSAL 005 APPROVE THE SHAREHOLDER PROPOSAL RELATING TO THEME SHAREHOLDER NO FOR MANAGEMENT PARK SAFETY REPORTING NORTHEAST INVESTORS GROWTH FD Meeting Date: 3/09/2004 Name: ANALOG DEVICES CUSIP: 032654105 Ticker: ADI Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 APPROVE THE AMENDMENT TO THE COMPANYS RESTATED ISSUER YES FOR MANAGEMENT ARTICLES OF ORGANIZATION 003 RATIFY THE AUDITORS ISSUER YES FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 3/11/2004 Name: CABOT CORP CUSIP: 127055101 Ticker: CBT Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 3/17/2004 Name: FLEETBOSTON FINANCIAL CORP CUSIP: 339030108 Ticker: FBF Question Number Question Vote Proposer Vote Vote Type 001 APPROVAL OF MERGER AGREEMENT ISSUER YES FOR MANAGEMENT 002 APPROVAL OF PROPOSAL TO ADJOURN THE FLEETBOSTON ISSUER YES FOR MANAGEMENT SPECIAL MEETING NORTHEAST INVESTORS GROWTH FD Meeting Date: 3/22/2004 Name: WHOLE FOODS MARKET, INC. CUSIP: 966837106 Ticker: WFMI Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 PROPOSAL TO APPROVE THE AMENDMENT TO THE STOCK ISSUER NO AGAINST MANAGEMENT OPTION PLAN 003 APPOINTMENT OF AUDITORS ISSUER YES FOR MANAGEMENT 004 SHAREHOLDER PROPOSAL REGARDING THE COMPANY'S SHAREHOLDER YES AGAINST MANAGEMENT SHAREHOLDER RIGHTS PLAN NORTHEAST INVESTORS GROWTH FD Meeting Date: 4/19/2004 Name: ELI LILLY & CO CUSIP: 532457108 Ticker: LLY Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 AUDITORS ISSUER YES FOR MANAGEMENT 003 APPROVE THE ELI LILLY BONUS PLAN ISSUER NO AGAINST MANAGEMENT 004 SHAREHOLDER PROPOSAL RE EXECUTIVE COMPENSATION SHAREHOLDER NO FOR MANAGEMENT 005 SHAREHOLDER PROPOSAL RE REPORT OF HOW COMPANY WILL SHAREHOLDER NO FOR MANAGEMENT RESPOND TO PRESSURE TO INCREASE ACCESS TO PRESCRIPTION DRUGS NORTHEAST INVESTORS GROWTH FD Meeting Date: 4/20/2004 Name: CITIGROUP INC CUSIP: 172967101 Ticker: C Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 AUDITORS ISSUER YES FOR MANAGEMENT 003 SHAREHOLDER PROPOSAL RE CURB ON EXECUTIVE SHAREHOLDER YES AGAINST MANAGEMENT COMPENSATION 004 SHAREHOLDER PROPOSAL RE POLITICAL CONTRIBUTIONS SHAREHOLDER NO FOR MANAGEMENT 005 SHAREHOLDER PROPOSAL RE DISCONTINUATION OF ALL SHAREHOLDER YES AGAINST MANAGEMENT RIGHTS OPTIONS 006 SHAREHOLDER PROPOSAL RE CHAIRMAN OF BOARD HAS NO SHAREHOLDER YES AGAINST MANAGEMENT MANAGEMENT DUTIES NORTHEAST INVESTORS GROWTH FD Meeting Date: 4/20/2004 Name: MELLON FINANCIAL CORP CUSIP: 58551A108 Ticker: MEL Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 AMENDMENT TO LONG TERM PROFIT INCENTIVE PLAN ISSUER YES FOR MANAGEMENT 003 AUDITORS ISSUER YES FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 4/21/2004 Name: STATE STREET CORP CUSIP: 857477103 Ticker: STT Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 STOCKHOLDER PROPOSAL TO EXEMPT THE BOARD OF SHAREHOLDER YES AGAINST MANAGEMENT DIRECTORS FROM MA GEN LAWS NORTHEAST INVESTORS GROWTH FD Meeting Date: 4/22/2004 Name: JOHNSON & JOHNSON CUSIP: 478160104 Ticker: JNJ Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 AUDITORS ISSUER YES FOR MANAGEMENT 003 SHAREHOLDER PROPOSAL ON CHARITABLE CONTRIBUTIONS SHAREHOLDER NO FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 4/22/2004 Name: PFIZER INC CUSIP: 717081103 Ticker: PFE Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 AUDITORS ISSUER YES FOR MANAGEMENT 003 APPROVE THE 2004 STOCK PLAN ISSUER NO AGAINST MANAGEMENT 004 SHAREHOLDER PROPOSAL RE REVIEW OF THE ECONOMIC SHAREHOLDER NO FOR MANAGEMENT EFFECTS OF HIV/AIDS, TB AND MALARIA 005 SHAREHOLDER PROPOSAL RE POLITICAL CONTRIBUTIONS SHAREHOLDER NO FOR MANAGEMENT 006 SHAREHOLDER PROPOSAL RE POLITICAL ENTITIES OR SHAREHOLDER NO FOR MANAGEMENT CANDIDATES 007 SHAREHOLDER PROPOSAL RE IMPOSE TERM LIMITS ON SHAREHOLDER NO FOR MANAGEMENT DIRECTORS 008 SHAREHOLDER PROPOSAL RE A REPORT ON INCREASING SHAREHOLDER NO FOR MANAGEMENT ACCESS TO PFIZER PRODUCTS 009 SHAREHOLDER PROPOSAL ON STOCK OPTIONS SHAREHOLDER YES AGAINST MANAGEMENT 010 SHAREHOLDER PROPOSAL ON IN VITRO TESTING SHAREHOLDER NO FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 4/26/2004 Name: AMERICAN EXPRESS CO CUSIP: 025816109 Ticker: AXP Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 AUDITORS ISSUER YES FOR MANAGEMENT 003 SHAREHOLDER PROPOSAL TO ESTABLISH 6 YEAR TERM SHAREHOLDER NO FOR MANAGEMENT LIMITS FOR DIRECTORS 004 SHAREHOLDER PROPOSAL RE SEPARATE ANNUAL REPORT SHAREHOLDER NO FOR MANAGEMENT DESCRIBING THE COMPANY'S POLITICAL CONTRIBUTIONS NORTHEAST INVESTORS GROWTH FD Meeting Date: 4/27/2004 Name: BANKNORTH GROUP INC CUSIP: 06646R107 Ticker: BNK Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 AUDITORS ISSUER YES FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 4/27/2004 Name: INTERNATL BUS MACH CUSIP: 459200101 Ticker: IBM Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 AUDITORS ISSUER YES FOR MANAGEMENT 003 AUDITORS FOR THE COMPANY'S CONSULTING SERVICES ISSUER YES FOR MANAGEMENT UNIT 004 APPROVAL OF LONG TERM INCENTIVE PERFORMANCE TERMS ISSUER YES FOR MANAGEMENT FOR CERTAIN EXECUTIVES NORTHEAST INVESTORS GROWTH FD Meeting Date: 4/28/2004 Name: CHEVRONTEXACO CORP CUSIP: 166764100 Ticker: CVX Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 AUDITORS ISSUER YES FOR MANAGEMENT 003 SHOW SUPPORT FOR THE STOCKHOLDER RIGHTS PLAN ISSUER YES FOR MANAGEMENT POLICY 004 APPROVAL OF LONG-TERM INCENTIVE PLAN ISSUER NO AGAINST MANAGEMENT 005 SHAREHOLDER PROPOSAL RE HIV/AIDS, TUBERCULOSIS SHAREHOLDER NO FOR MANAGEMENT AND MALARIA 006 SHAREHOLDER PROPOSAL RE POLITICAL DISCLOSURE SHAREHOLDER NO FOR MANAGEMENT 007 SHAREHOLDER PROPOSAL OF DIRECTOR ELECTION VOTE SHAREHOLDER NO FOR MANAGEMENT THRESHOLD 008 SHAREHOLDER PROPOSAL RE REPORT ON ECUADOR SHAREHOLDER NO FOR MANAGEMENT 009 SHAREHOLDER PROPOSAL RE RENEWABLE ENERGY SHAREHOLDER NO FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 4/28/2004 Name: GENERAL ELECTRIC CO CUSIP: 369604103 Ticker: GE Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 IND AUDITORS ISSUER YES FOR MANAGEMENT 003 REVENUE MEASUREMENT ADDED TO EXEC OFFICER GOALS ISSUER YES FOR MANAGEMENT 004 CUMULATIVE VOTING ISSUER NO FOR MANAGEMENT 005 ANIMAL TESTING ISSUER NO FOR MANAGEMENT 006 NUCLEAR RISK ISSUER NO FOR MANAGEMENT 007 REPORT ON PCB CLEANUP COSTS ISSUER NO FOR MANAGEMENT 008 OFFSHORE SOURCING ISSUER NO FOR MANAGEMENT 009 SUSTAINABILITY INDEX ISSUER NO FOR MANAGEMENT 010 COMPENSATION COMMITTEE INDEPENDENCE ISSUER NO FOR MANAGEMENT 011 PAY DISPARITY ISSUER NO FOR MANAGEMENT 012 END STOCK OPTIONS AND BONUSES SHAREHOLDER NO FOR MANAGEMENT 013 LIMIT OUTSIDE DIRECTORSHIPS ISSUER NO FOR MANAGEMENT 014 INDEPENDENT BOARD CHAIRMAN ISSUER NO FOR MANAGEMENT 015 EXPLORE SALE OF COMPANY ISSUER NO FOR MANAGEMENT 016 HOLDING STOCK FROM STOCK OPTIONS SHAREHOLDER NO FOR MANAGEMENT 017 BOARD INDEPENDENCE ISSUER NO FOR MANAGEMENT 018 POLITICAL CONTRIBUTIONS ISSUER NO FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 4/29/2004 Name: CORNING INC CUSIP: 219350105 Ticker: GLW Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 AUDITORS ISSUER YES FOR MANAGEMENT 003 SHAREHOLDER PROPOSAL RE SEVERANCE AGREEMENTS WITH SHAREHOLDER NO FOR MANAGEMENT SENIOR EXECUTIVES NORTHEAST INVESTORS GROWTH FD Meeting Date: 4/29/2004 Name: KOS PHARMACEUTICALS INC CUSIP: 500648100 Ticker: KOSP Question Number Question Vote Proposer Vote Vote Type 001 ELECTION OF DIRECTORS ISSUER YES FOR MANAGEMENT 002 AMEND THE STOCK OPTION PLAN ISSUER YES FOR MANAGEMENT 003 RATIFY AUDITORS ISSUER YES FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 4/30/2004 Name: ZIONS BANCORPORATION CUSIP: 989701107 Ticker: ZION Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 AUDITORS ISSUER YES FOR MANAGEMENT 003 TO TRANSACT ANY OTHER BUSINESS BEFORE THE MEETING ISSUER YES FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 5/05/2004 Name: PEPSICO CUSIP: 713448108 Ticker: PEP Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 AUDITORS ISSUER YES FOR MANAGEMENT 003 APPROVAL OF EXEC INCENTIVE COMPENSATION PLAN ISSUER NO AGAINST MANAGEMENT 004 SHAREHOLDER PROPOSAL SHAREHOLDER NO FOR MANAGEMENT 005 SHAREHOLDER PROPOSAL SHAREHOLDER NO FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 5/10/2004 Name: ZIMMER HOLDINGS CUSIP: 98956P102 Ticker: ZMH Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 STOCKHOLDER PROPOSAL RELATING TO POISON PILLS SHAREHOLDER YES AGAINST MANAGEMENT 003 STOCKHOLDER PROPOSAL RELATING TO AUDITOR SHAREHOLDER YES FOR MANAGEMENT RATIFICATION NORTHEAST INVESTORS GROWTH FD Meeting Date: 5/11/2004 Name: 3M CO. CUSIP: 88579Y101 Ticker: MMM Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 AUDITORS ISSUER YES FOR MANAGEMENT 003 APPROVAL TO INCREASE COMMON STOCK SHAREHOLDER YES FOR MANAGEMENT 004 PROPOSAL-SEPARATION OF ROLES OF CEO AND CHAIRMAN SHAREHOLDER YES AGAINST MANAGEMENT OF BOARD NORTHEAST INVESTORS GROWTH FD Meeting Date: 5/19/2004 Name: INTEL CORP CUSIP: 458140100 Ticker: INTC Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 AUDITORS ISSUER YES FOR MANAGEMENT 003 APPROVAL OF 2004 EQUITY INCENTIVE PLAN ISSUER NO AGAINST MANAGEMENT 004 EXPENSING OF STOCK OPTIONS SHAREHOLDER YES AGAINST MANAGEMENT 005 USE OF PERFORMANCE VESTING STOCK SHAREHOLDER YES AGAINST MANAGEMENT 006 USE OF PERFORMANCE BASED STOCK OPTIONS SHAREHOLDER YES AGAINST MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 5/21/2004 Name: TIME WARNER INC CUSIP: 887317105 Ticker: TWX Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 RATIFY AUDITORS ISSUER YES FOR MANAGEMENT 003 STOCKHOLDER PROPOSAL RE CHINA BUSINESS PRINCIPLES SHAREHOLDER NO FOR MANAGEMENT 004 STOCKHOLDER PROPOSAL RE REPORT ON PAY DISPARITY SHAREHOLDER NO FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 5/25/2004 Name: BANK ONE CORP CUSIP: 06423A103 Ticker: ONE Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 MERGER PROPOSAL ISSUER YES FOR MANAGEMENT 003 AUDITORS ISSUER YES FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 5/25/2004 Name: GILEAD SCIENCES INC CUSIP: 375558103 Ticker: GILD Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 AUDITORS ISSUER YES FOR MANAGEMENT 003 ADOPTION OF 2004 EQUITY INCENTIVE PLAN ISSUER NO AGAINST MANAGEMENT 004 INCREASE NUMBER OF SHARES FROM 500000000 TO SHAREHOLDER NO AGAINST MANAGEMENT 700000000 NORTHEAST INVESTORS GROWTH FD Meeting Date: 5/25/2004 Name: JP MORGAN & CHASE CO CUSIP: 46625H100 Ticker: JPM Question Number Question Vote Proposer Vote Vote Type 006 DIRECTOR TERM LIMIT ISSUER NO FOR MANAGEMENT 007 CHARITABLE CONTRIBUTIONS ISSUER NO FOR MANAGEMENT 008 POLITICAL CONTRIBUTIONS ISSUER NO FOR MANAGEMENT 009 SEPARATION OF CEO AND CHAIRMAN ISSUER YES AGAINST MANAGEMENT 010 DERIVATIVE DISCLOSURE ISSUER NO FOR MANAGEMENT 011 AUDITOR INDEPENDENCE ISSUER NO FOR MANAGEMENT 012 DIRECTOR COMPENSATION ISSUER NO FOR MANAGEMENT 013 PAY DISPARITY ISSUER NO FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 5/26/2004 Name: BANK OF AMERICA CORP CUSIP: 060505104 Ticker: BAC Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 IND PUBLIC ACCOUNTANTS ISSUER YES FOR MANAGEMENT 003 STOCKHOLDER PROPOSAL-ANNUAL MEETING DATE SHAREHOLDER NO FOR MANAGEMENT 004 SP-NOMINATION OF DIRECTORS SHAREHOLDER NO FOR MANAGEMENT 005 SP-CHARITABLE CONTRIBUTIONS SHAREHOLDER NO AGAINST MANAGEMENT 006 SP-MUTUAL FUND TRADING POLICIES SHAREHOLDER NO FOR MANAGEMENT 007 SP-PRIVACY AND INFORMATION SECURTITY SHAREHOLDER NO FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 5/26/2004 Name: COMCAST CORP CLASS A CUSIP: 20030N101 Ticker: CMCSA Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 AUDITORS ISSUER YES FOR MANAGEMENT 003 RESTRICTED STOCK PLAN SHAREHOLDER NO AGAINST MANAGEMENT 004 AMENDMENT TO ARTICLES OF INCORPORATION ISSUER NO AGAINST MANAGEMENT 005 ESTABLISH A TWO THIRDS IND BOARD ISSUER YES FOR MANAGEMENT 006 DISCLOSE POLITICAL CONTRIBUTIONS ISSUER YES FOR MANAGEMENT 007 NOMINATE TWO DIRECTORS FOR EVERY OPEN DIRECTORSHIP ISSUER NO AGAINST MANAGEMENT 008 LIMIT COMPENSATION FOR SENIOR EXECUTIVES ISSUER NO FOR MANAGEMENT 009 ADOPT A RECAPITALIZATION PLAN ISSUER NO AGAINST MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 5/27/2004 Name: HOME DEPOT CUSIP: 437076102 Ticker: HD Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 RATIFY AUDITORS ISSUER YES FOR MANAGEMENT 003 STOCKHOLDER PROPOSAL RE OUTSIDE DIRECTOR TERM SHAREHOLDER NO FOR MANAGEMENT LIMITS 004 STOCKHOLDER PROPOSAL RE POISON PILL SHAREHOLDER YES AGAINST MANAGEMENT 005 STOCKHOLDER PROPOSAL RE PERFORMANCE GOALS SHAREHOLDER NO FOR MANAGEMENT 006 STOCKHOLDER PROPOSAL RE HUMAN RIGHTS STANDARDS SHAREHOLDER NO FOR MANAGEMENT 007 STOCKHOLDER PROPOSAL RE FUTURE SEVERANCE AGREEMENT SHAREHOLDER NO FOR MANAGEMENT 008 STOCKHOLDER PROPOSAL RE VOTING OF DIRECTORS SHAREHOLDER NO FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 5/27/2004 Name: IRON MOUNTAIN INC CUSIP: 462846106 Ticker: IRM Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 APPROVE ADOPTION OF AMENDENT TO COMPANYS ARTICLES ISSUER YES FOR MANAGEMENT OF INCORPORATION 003 APPROVE ADOPTION OF AMENDENT TO STOCK INCENTIVE SHAREHOLDER NO AGAINST MANAGEMENT PLAN NORTHEAST INVESTORS GROWTH FD Meeting Date: 5/27/2004 Name: XM SATELLITE RADIO HOLD-CL A CUSIP: 983759101 Ticker: XMSR Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Page 39 Meeting Date: 6/04/2004 Name: WAL MART STORES INC CUSIP: 931142103 Ticker: WMT Question Number Question Vote Proposer Vote Vote Type 001 DIRECTORS ISSUER YES FOR MANAGEMENT 002 ASDA COLLEAGUE SHARE OWNERSHIP PLAN ISSUER NO AGAINST MANAGEMENT 003 ASDA SHARESAVE PLAN SHAREHOLDER NO AGAINST MANAGEMENT 004 ASSOCIATE STOCK PURCHASE PLAN ISSUER NO AGAINST MANAGEMENT 005 ACCOUNTANTS ISSUER YES FOR MANAGEMENT 006 SP-INDEPENDENT CHAIRMAN SHAREHOLDER YES AGAINST MANAGEMENT 007 SP-SUSTAINABILITY REPORT SHAREHOLDER NO FOR MANAGEMENT 008 EQUITY COMPENSATION SHAREHOLDER NO FOR MANAGEMENT 009 SP-GENETICALLY ENGINEERED FOOD SHAREHOLDER NO FOR MANAGEMENT 010 SP-EQUAL EMPLOYMENT SHAREHOLDER NO FOR MANAGEMENT 011 SP-SHAREHOLDER APPROVAL OF PARTICIPATION SHAREHOLDER NO FOR MANAGEMENT NORTHEAST INVESTORS GROWTH FD Meeting Date: 6/24/2004 Name: BEST BUY INC CUSIP: 086516101 Ticker: BBY Question Number Question Vote Proposer Vote Vote Type 001 DIRECT0RS ISSUER YES FOR MANAGEMENT 002 AUDITORS ISSUER YES FOR MANAGEMENT 003 STOCK AND INCENTIVE PLAN SHAREHOLDER NO AGAINST MANAGEMENT Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Northeast Investors Growth Fund By (Signature and Title)* William A. Oates, President and Trustee Date August 25, 2004 * Print the name and title of each signing officer under his or her signature By the Commission
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